Resources
BNET Resources
- sort by:
- Relevance
- Date
- Popularity
- Grasso Wins By Losing
- Richard Grasso is winning by losing. A New York appeals court just ruled that the excessive compensation case against the former NYSE chief must be dismissed because the exchange is now a publicly-traded for-profit entity, not the "not-for-profit" entity it was when Grasso was earning more than $10 million per...
- Blog posts 2008-07-01
- Grasso Case "over" as Court Dismisses Claims
- By Bill Berkrot and Martha Graybow NEW YORK (Reuters) - Former New York Stock Exchange chief Richard Grasso won a knockout victory on Tuesday in his four-year fight to keep every last penny of his $187.5 million pay package, as an appeals court...
- News items 2008-07-01
- NYSE to Propose New Rules For Floor Traders: Report
- NEW YORK (Reuters) - The New York Stock Exchange plans to modify the role of specialist traders on the exchange floor, giving them fewer privileges, but more freedom in the way they trade, The Wall Street Journal reported on Friday. The changes by...
- News items 2008-06-12
- Optimism About Tech Spending Lifts Nasdaq
- By Walker Simon NEW YORK (Reuters) - U.S. technology stocks rose on Monday for the third straight session, fueled by optimism about sales for Research in Motion's RIMM BlackBerry and Apple's AAPL new iPhone. Blue-chip stocks slipped, weighed by broker downgrades of ...
- News items 2008-06-16
- Specialist Trading and the Price Discovery Process of NYSE-Listed Non-US Stocks
- This paper examines the contribution of US trading to the price discovery process of 64 British and French companies cross-listed on NYSE. Large samplea are used to examine the factors which may affect the US contribution to price discovery, by focusing analysis on the role of the information environment of...
- White papers 2004-11-01
- Guide to Internal Audit: Frequently Asked Questions About the NYSE Requirements and Developing an Effective Internal Audit Function
- Protiviti has released the final version of its comprehensive internal audit resource guide. This document contains 69 frequently asked questions and answers about internal audit, including details on the new New York Stock Exchange NYSE internal audit rule and creating and maintaining an effective internal audit function. The report contains...
- White papers 2004-07-28
- NYSE & NASDAQ Corporate Governance Standards Stress Audit Committee Oversight of Risk Analysis and Risk Management
- By specifically requiring audit committees to review their company's risk assessment and risk management policies, the NYSE & NASDAQ regulations highlight the importance of the corporate risk management function and the need for companies to assess their risks and employ appropriate risk management and transfer techniques. In light of these...
- White papers 2004-06-14
- What Happened to Liquidity When World War I Shut the NYSE?
- The suspension of trading on the New York Stock Exchange for more than four months following the outbreak of World War I fostered a substitute market on New Street as a source of liquidity. The New Street market suffered from a lack of price transparency because its transactions were not...
- White papers 2004-03-19
- Summary Of Final NYSE Corporate Governance Rules
- The Securities and Exchange Commission (“SEC”) issued an order approving significant amendments to the corporate governance requirements of the New York Stock Exchange (“NYSE”). The new requirements are the culmination of a series of proposed rules and amendments from the NYSE that have occurred over more than a year. The...
- White papers 2003-12-01
- NYSE Adopts Final Corporate Governance Rules
- The final New York Stock Exchange corporate governance rules impose new requirements regarding director independence, board committee functions, membership, and codes of conduct. The listing standards were modified in large part to meet the Securities and Exchange Commission objective of substantial uniformity with new NASDAQ corporate governance rules. The paper...
- White papers 2003-11-26
- New Nasdaq and NYSE Rules Require Shareholder Approval of All Equity-Based Compensation Plans
- The SEC recently approved changes to Nasdaq and New York Stock Exchange listing standards that will require shareholder approval for almost all equity-based compensation plans, material revisions to plans including repricings and individual non-plan grants. These new rules were put into effect on an accelerated basis on June 30, 2003,...
- White papers 2003-11-19
- SEC Approves NYSE And NASDAQ Proposals Relating To Director Independence
- The Securities and Exchange Commission SEChas approved listing standards proposed by the New York Stock Exchange NYSE and the NASDAQ Stock Market, Inc. Nasdaq relating to board composition and director independence. The new listing standards affect the composition of the boards of directors and board committees of listed companies and...
- White papers 2003-11-13
- Comparison Of NYSE And Nasdaq Corporate Governance Listing Standards
- On November 4, 2003, the Securities and Exchange Commission SEC approved the proposed changes to the listing standards governing companies whose securities trade on the New York Stock Exchange, Inc. NYSE and the Nasdaq Stock Market Nasdaq. Both NYSE and the National Association of Securities Dealers, Inc. NASD submitted their...
- White papers 2003-11-04
- New NYSE Corporate Governance Rules
- On November 4, 2003, the United States Securities and Exchange Commission the Commission approved the adoption by the New York Stock Exchange the NYSE of a series of changes the New Rules to the NYSE's corporate governance standards for listed companies. The New Rules have been revised a number of...
- White papers 2003-11-01
- SEC Expected to Approve Final NYSE Corporate Governance Listing Standards
- Completing a process that began in June 2002, the SEC is expected to approve the New York Stock Exchange’s new corporate governance listing standards. This Advisory discusses the proposed standards as published by the NYSE on October 9, 2003. In most cases, listed companies must comply with the new standards...
- White papers 2003-10-21
- SEC Approves New York Stock Exchange and Nasdaq Proposals Regarding Shareholder Approval of Equity Compensation PlansII
- On June 30, 2003, the Commission published Release No. 34-48108,1 in which it adopted the proposals from the NYSE (the "NYSE Rule Amendment") and Nasdaq (the "Nasdaq Rule Amendment") relating to shareholder approval of equity compensation plans and the voting of proxies. The Commission also solicited comments from interested persons...
- White papers 2003-07-09
- SEC Approves New York Stock Exchange and Nasdaq Proposals Regarding Shareholder Approval of Equity Compensation Plans
- On June 30, 2003, the Commission published Release in which it adopted the proposals from the NYSE and Nasdaq relating to shareholder approval of equity compensation plans and the voting of proxies. The new rules generally require shareholder approval for the adoption of all new equity compensation plans and the...
- White papers 2003-07-09
- Final NYSE and Nasdaq Rules Impose Shareholder Approval Requirements for Equity Compensation Plans
- The Securities and Exchange Commission has approved changes to the NYSE and Nasdaq rules requiring shareholder approval of all stock option and other equity compensation arrangements, and material revisions to the terms of those arrangements, with limited exceptions. Broad-based option plans, grants to rank and file employees and the...
- White papers 2003-07-07
- NYSE Releases Shareholder Approval Requirements
- The New York Stock Exchange has released its long-awaited final rules regarding shareholder approval requirements applicable to equity compensation plans. The final rules shift the balance of power regarding share dilution away from the Board of Directors in favor of shareholders by confirming several expected changes to existing provisions, including...
- White papers 2003-07-07
- NYSE Releases Shareholder Approval Requirements II
- The New York Stock Exchange has released its long-awaited final rules regarding shareholder approval requirements applicable to equity compensation plans. The final rules shift the balance of power regarding share dilution away from the Board of Directors in favor of shareholders by confirming several expected changes to existing provisions, including...
- White papers 2003-07-07
- << Previous
- page 1 of 2
- Next >>
Content Types
Refining Tags
- Finance (22 results)
- Nasdaq Stock Market Inc. (19 results)
- Financial Accounting (17 results)
- Corporate Governance (16 results)
- Business Operations (14 results)
- Corporate Law (13 results)
- SEC (12 results)
- Human Resources (12 results)
- Sarbanes-Oxley Act (9 results)
- Policies And Procedures (8 results)
- Sarbanes-Oxley (8 results)
- Regulatory Compliance (8 results)
- Regulations (8 results)
- Government (8 results)
- Investment (7 results)
- Shareholder (6 results)
- Audit (6 results)
- Compensation (5 results)
- Standards (5 results)
- Equity (4 results)
- Benefits (4 results)
- Financial Services (4 results)
- Quality (4 results)
- Director (3 results)
- Management (3 results)
Premier Vendor Content Whitepapers, webcasts & resources from our Power Center Sponsors
- Dell: Built to fit your business needs.
-
Powerful, Dell is built to fit your business needs Customized systems, experts trained in small business, 24/7/365 support, and powerful, reliable technology. Dell, big results for small business.
- Learn More >>
- Revolutionary Manufacturing
-
Get inside Intel's advanced manufacturing processes, including research and development, wafer fabrication, and boards and semi-conductor manufacturing.
- Read how Intel is precision tuning fast, smart, more energy-efficient technologies >>
- Create new ways to live, work and play with Intel
-
Learn how Intel researchers around the world are developing with tera-scale computing, wireless computing anywhere on earth, advanced exploratory research, and more.
- Learn about new technology that improves every facet of life >>
