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The Right System to Satisfy All Demands
Asset managers expects specialist systems that totally meet their requirements for each task this paper depicts that compliance in Europe's investment management industry can be broadly split into three distinct areas: client mandates, where investors want to see evidence of risk and return, internal compliance, to satisfy internal auditors and...
Tags: asset, compliance, asset manager, asset management, regulatory compliance, operational planning, business operations, human resources, policies and procedures
White papers 2005-06-01

Additional Resources

Stone Investment Group Limited Reports Third Quarter Results
Stone Investment Group Limited today released its unaudited financial results for the quarter ended June 30, 2008. The full interim financial statements for the period, including Management's Discussion and Analysis, are available on SEDAR at www.SEDAR.com . About Stone Investment Group Limited Stone Investment Group Limited is an independent...
Articles 2008-08-28
Mulvihill Pro-AMS 100 Plus (US $) Announces Semi-Annual Results
Mulvihill Pro-AMS 100 Plus (US $)(the "Fund")(TSX: PRU.U) announces results for six months ended June 30, 2008. Net realized income before distributions amounted to C$1.8 million or C$5.52 per unit. Net assets were C$5.3 million (US$5.2 million) or C$17.07 per unit (US$16.82 per unit). The Fund's investment objectives are to...
Articles 2008-08-28
Mulvihill Pro-AMS 100 Plus (Cdn $) Announces Semi-Annual Results
Mulvihill Pro-AMS 100 Plus (Cdn $) (the "Fund") (TSX: PRC.UN) announces results for the six months ended June 30, 2008. Net realized income before distributions amounted to $5.2 million or $7.13 per unit. Net assets were $14.3 million or $20.34 per unit. The Fund's investment objectives are to return at...
Articles 2008-08-28
Mulvihill Pro-AMS U.S. Announces Semi-Annual Results
Mulvihill Pro-AMS U.S. (the "Fund") (TSX: PAM.UN) announces results for the six months ended June 30, 2008. Net realized income before distributions amounted to $6.5 million or $6.04 per unit. Net assets were $25.1 million or $23.44 per unit. The Fund's investment objectives are to return at a minimum the...
Articles 2008-08-28
Government Strip Bond Trust Announces Semi-Annual Results
Government Strip Bond Trust (TSX: GSB.UN)(the "Trust") announces results for six months ended June 30, 2008. Net realized income before distributions amounted to $2.0 million or $0.53 per unit. Net assets were $85.4 million or $22.68 per unit. The Fund's investment objective is to return at least $25.75 per unit...
Articles 2008-08-28
NATIXIS : RESULTS AT JUNE 30 2008
new strategic directions - reduced risk profile - refocus on more recurring activities - increased solidity in the first quarter of 2008, a provisioning effort to match the scale ofthe crisis - Takes into account the effects of a worsened economic and banking crisis: - Credit value adjustments and writedowns:...
Articles 2008-08-28
Gary Read, President and CEO of Nimsoft, Appointed to Board of Directors of Scalable Software
Nimsoft, Inc., the "Big 4" alternative forIT performance and availability monitoring solutions, today announced thatpresident and CEO, Gary Read, has been named to the Board of Directors ofScalable Software, Ltd., a leader in IT asset lifecycle managementsolutions. Read's appointment is an addition to the board and increases thenumber of members...
Articles 2008-08-28
World Logistics Services, Inc. Signs Agreement with Eastman Logistics
TAMPA, Fla. -- Eastman Logistics, has signed a letter of intent to merge with World Logistics Services, Inc. (Pink Sheets:WLSV). The merger is scheduled to take place in early September 2008. Eastman is a non-asset based brokerage and logistics firm with over 10 million in annual revenues. They are headed...
Articles 2008-08-27
Deutsche Bank Recognized by Reactions Magazine as Best Insurance Asset Manager
NEW YORK -- Deutsche Asset Management's insurance division has been awarded Best Asset Manager by Reactions, the financial magazine for the global insurance market. Reactions' 2008 Global Awards, as voted by readers through an extensive insurance industry poll, were announced on August 26, 2008 at an awards dinner in New...
Articles 2008-08-27
Green Star Alternative Energy Signs Letter of Intent to Acquire European Wind Power Company
SAN DIEGO -- Green Star Alternative Energy, Inc. (Pink Sheets: GSAE) is pleased to announce the signing of a Letter of Intent with both Notos d.o.o. and Sirius Regulus d.o.o. The LOI outlines the bases for the acquisition of these privately held Serbian companies. Green Star's management believes...
Articles 2008-08-27
Tower and CastlePoint to Acquire Hermitage Insurance Group
NEW YORK & HAMILTON, Bermuda -- Tower Group, Inc. ("Tower"; NASDAQ: TWGP) and CastlePoint Holdings, Ltd. ("CastlePoint"; NASDAQ: CPHL) have announced today that CastlePoint Reinsurance Company, Ltd., a Bermuda-based subsidiary of CastlePoint, has entered into a definitive agreement to acquire HIG, Inc. ("Hermitage"). CastlePoint will pay the seller,...
Articles 2008-08-27
Cagim Announces Increase in Results for Second Quarter of 2008
Cagim Real Estate Corporation (TSX VENTURE: CIM)Cagim, a real estate management and acquisition corporation, is pleased to announce today its financial results for the second quarter ended June 30, 2008. Highlights:- Revenues from operations increased 64.2% to $982,496 and increased 60.5% for the first six months.- Profit from real...
Articles 2008-08-27
LenderLive Network Becomes Parent Company to Guardian Mortgage Documents
Business process outsourcer rounds out service offerings with in-house doc prep DENVER -- LenderLive Network, Inc., a company that provides business process outsourcing and technology to the financial industry, announced this week it has purchased the assets of Colorado-based Guardian Mortgage Documents GMD, which has provided document preparation...
Articles 2008-08-27
Managed Data Holdings Acquires Stargate in Suburban Chicago
Managed Data Holdings, L.L.C., a leadingoperator of state-of-the-art data centers, announced today that it is hasacquired Oak Brook-based Stargate, a local data center operator in suburbanChicago offering colocation, managed servers and managed services. "Stargate represents an important addition to Managed Data Holdings andwill facilitate continued organic growth and geographic expansion,"...
Articles 2008-08-27
DMTI Spatial Joins the BlackBerry ISV Alliance Program
DMTI Spatial DMTI, a leading provider of enterprise location intelligence solutions, has joined the BlackBerry® Independent Software Vendor ISV Alliance Program. As part of the program, DMTI will gain access to support services from Research In Motion RIM as well as business and marketing resources. Using the company's Location HubTM...
Articles 2008-08-27
Infor Public Sector Improves Business Operations for Governments and Municipalities
Enhancements in Hansen 8.1 Expand Core Processes, Asset Management, Customer Service Management, and Billing ATLANTA -- Infor Public Sector today announced the availability of an enhanced version of Hansen, government-specific enterprise software used by more than 300 state, city, county, and special district governments to help manage business...
Articles 2008-08-27
NTG Clarity Networks Inc. Announces Second Quarter 2008 Results
NTG Clarity Networks Inc., (TSX VENTURE: NCI) the supplier of NTS, a world leading OSS operation support system product that enables Telecom and Network operators to manage their networks and assets, reduce time to market for new products and increase profitability, today announced second quarter 2008 revenues of $1,336,496 compared...
Articles 2008-08-27
Advanced ID Corp. Rated 'Speculative Buy,' Target Price $0.35 by Beacon Equity Research
DALLAS -- Advanced ID Corp. (OTCBB: AIDO) has been rated Speculative Buy with a price target of $0.35 by Beacon Analyst, Victor Sula, Ph.D. The full report is available at http://www.beaconequity.com/adpages/AIDO Anyone interested in receiving alerts regarding AIDO research should e-mail members@beaconequity.com with "AIDO" in the...
Articles 2008-08-27
RadioFrame Networks Completes $28 Million of Additional Debt and Equity Funding Round
Femto and Picocell Access Solutions Company Returns Roster of Platinum Wireless Investors to Investment Round REDMOND, Wash. -- RadioFrame Networks RFN, a leading provider of femtocell and picocell radio access solutions today announced the closing of a combined $28 million round of Series F equity and debt financing....
Articles 2008-08-27
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