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attorney and sarbanes-oxley

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SEC Adopts Final Attorney Conduct Rules: On January 29, 2003, the Securities and Exchange Commission ("SEC") adopted final rules implementing standards of professional conduct for attorneys pursuant to Section 307 of the Sarbanes- Oxley Act of 2002 ("SOX"). The final rules require that if an attorney, appearing and practicing before the SEC in the representation of...; Tags: Government, Financial Accounting, Finance, Human Resources, Policies And Procedures, Business Operations, U.S., Quality, Real Estate, Regulatory Compliance, Sarbanes-Oxley, Attorney, SEC, Regulations; White papers 2003-05-01
SEC Rules Under Sarbanes-Oxley Section 307: The Securities and Exchange Commission SEC seeks to streamline professional conduct for attorneys. It has issued rules governing professional responsibilities for attorneys. It also lays down ‘minimum standards’ of professional conduct for attorneys appearing or practicing before the SEC. These rules are contained in a recently passed Act. The paper...; Tags: Quality, Regulations, Government, Financial Accounting, Finance, Human Resources, Policies And Procedures, Business Operations, Regulatory Compliance, Sarbanes-Oxley, Attorney, SEC, Sarbanes-Oxley Act; Presentations 2003-02-14
SEC Adopts Final Rules Implementing Section 307 Of The Sarbanes-Oxley Act Of 2002: A recent Act adopted by Securities and Exchange Commission SEC seeks to streamline professional conduct for attorneys. It contains rules governing professional responsibilities for attorneys. It also lays down ‘minimum standards’ of professional conduct for attorneys appearing or practicing before the SEC. The paper examines these issues contained in the...; Tags: Policies And Procedures, Human Resources, Finance, Financial Accounting, Government, Regulatory Compliance, Sarbanes-Oxley, Attorney, SEC, Sarbanes-Oxley Act, Business Operations, Regulations, Quality; White papers 2003-02-14
SEC Adopts Final Rules of Conduct for Attorneys Under the Sarbanes-Oxley Act: This article contains that after receiving 167 timely filed comment letters to its controversial proposed rules, the SEC adopted final rules implementing Section 307 of the Sarbanes-Oxley Act. This report discusses some of the major components of the final SEC rules. It also contains features such as scope of the...; Tags: Regulatory Compliance, Regulations, Government, Financial Accounting, Finance, Human Resources, Policies And Procedures, Sarbanes-Oxley, Attorney, SEC, Sarbanes-Oxley Act; White papers 2003-02-13
SEC Adopts Standards of Professional Conduct for Attorneys Under Sarbanes-Oxley Act: Securities and Exchange Commission SEC has adopted standards of professional conduct for attorneys appearing and practicing before the SEC. In adopting these rules, as mandated by Section 307 of the Sarbanes-Oxley Act of 2002 the Act, the SEC recognized the important and expanding role of attorneys in their representation of...; Tags: Regulatory Compliance, Sarbanes-Oxley, Corporate Governance, Attorney, Standards, SEC, Sarbanes-Oxley Act, Corporate Law, Quality, Regulations, Business Operations, Government, Financial Accounting, Finance, Human Resources, Policies And Procedures; White papers 2003-02-05

SEC Final Rules Under Sarbanes-Oxley: This article highlights the provisions and the dates for compliance that boards and executives need to know about Sarbanes-Oxley Act. The focus is on issues such as: Audit committee financial expert, under section 407 rules mandates that public companies are required to disclose whether or not they have an audit...; Tags: Financial Accounting, Financial Expert, Attorney, Audit Committee, SEC, Sarbanes-Oxley Act, Financial, Audit, Sarbanes-Oxley, Finance, Regulations, Government; White papers 2003-02-01
SEC Adopts Final Rules Related to Professional Conduct for Attorneys: The SEC adopted final rules pursuant to Section 307 of the Sarbanes-Oxley Act, establishing standards of professional conduct for attorneys who appear and practice before the SEC on behalf of public companies. The new rules are contained in SEC Release No. 33-8185. Article explains the attorneys covered by the rules....; Tags: Sarbanes-Oxley, Regulatory Compliance, Quality, Regulations, Government, Financial Accounting, Finance, Human Resources, Policies And Procedures, Business Operations, SEC, Article, Attorney; White papers 2003-01-01
Attorneys Don't Get A Pass From Sarbanes-Oxley: From the executive summary: ‘As a part of sweeping corporate governance reforms mandated by the Sarbanes-Oxley Act of 2002, the Securities and Exchange Commission SEC adopted ethical rules for attorneys who represent public companies and their non-public subsidiaries. The SEC rules make it clear that “attorneys cannot get a pass”...; Tags: Financial Accounting, Government, Finance, Human Resources, Policies And Procedures, Business Operations, Corporate Law, Sarbanes-Oxley Act, Regulations, Regulatory Compliance, Sarbanes-Oxley, Attorney, SEC, Reed Elsevier Inc., Corporate Governance; White papers 2003-01-01
The Sarbanes-Oxley Act of 2002 - Implications For Corporate Officers and directors: The Sarbanes-Oxley Act of 2002 (also known as the Public Company Accounting Reform and Investor Protection Act of 2002) (the “Act”) was signed into law on July 30, 2002 ostensibly in response to the recent financial debacles of certain public companies. The Act was designed primarily as a prophylactic measure...; Tags: Business Operations, Policies And Procedures, Human Resources, Regulations, Financial Accounting, Litigation, Regulatory Compliance, Sarbanes-Oxley, Investor Protection Act, Attorney, Fraud, SEC, Finance, Government, Sarbanes-Oxley Act, Financial; White papers 2003-01-01
Implementation Of Standards of Professional Conduct For Attorneys Required By Section 307 Of The Sarbanes-Oxley Act: Article focuses on the proposed rule of implementing the standards of professional conduct for attorneys required by section 307 of the Sarbanes-Oxley Act. It provides the information related to different section considered under the Act such as : Section 205.3: Issuer as Client Section, 205.4: Responsibilities of Supervisory Attorneys, ...; Tags: Quality, Human Resources, Business Operations, Policies And Procedures, Regulatory Compliance, Finance, Financial Accounting, Government, Regulations, Sarbanes-Oxley, Attorney, Standards, Sarbanes-Oxley Act; White papers 2002-12-06

Additional Resources

Telos wins another round in Baltimore City Circuit Court: Defense contractor Telos Corp. was jubilant this spring, when it defeated a $79 million lawsuit challenging the actions of its board and management. It didn't have long to celebrate, though. One day after the April 15 ruling in Baltimore City Circuit Court,...; Articles 2008-07-10
Maryland Court Issues Injunction Against Activist Hedge Fund Officers Who Used Board Seats Improperly: Judge Rules Directors Hamot and Siegel Put Own Interests Ahead of Fiduciary Responsibilities ASHBURN, Va. -- Judge Albert J. Matricciani, Jr., of The Circuit Court for Baltimore City, has issued a preliminary injunction ordering two officers of activist hedge fund Costa Brava Partnership III LP...; Articles 2008-07-08
Cincinnati Financial Corporation Expands Board and Announces Executive Team Transitions: - New chief executive and chief financial officer appointments position company for the future with forward-looking leadership - Stecher joins expanded board of directors effective June 14, 2008 - Schiff and Benoski continuing as chairman and vice chairman, respectively CINCINNATI, June...; Articles 2008-06-16
Are your internal controls sufficient? Companies have made Herculean efforts to improve their internal controls to comply with Sarbanes-Oxley Section 404, but the improvements sometimes go wanting. Some believe a lapse of a Societe Generale magnitude could happen in thousands of other companies.(INTERNAL CONTROLS): How much internal control is enough? Financial executives should be relieved to know that that question has no correct answer. It's unfortunate, however, since knowing the answer is a key aspect of the finance executive's job. The directors of Societe...; Articles 2008-05-01
Singing Machine Announces Hire of General Counsel: COCONUT CREEK, Fla. -- The Singing Machine Company ("Singing Machine" or the "Company") (AMEX:SMD) proudly announces the naming of Gary Atkinson to the position of General Counsel. Gary is a licensed attorney in the State of Georgia and is currently seeking admission to the Florida State Bar. He will be...; Articles 2008-04-24
Suite surrender.(SPORTS biz): The seats are great, the drinks flow freely, and somewhere down below there's a good game going on. For mixing business and pleasure, sports-arena luxury suites have been a go-to play for years--and a source of riches for team owners who routinely fetch ...; Articles 2008-03-01
EIGHTH ANNUAL A.A. SOMMER, JR. LECTURE ON CORPORATE, SECURITIES, AND FINANCIAL LAW[dagger], THE: WELCOME DEAN TREANOR: Hello, everyone. My name is Bill Treanor. I'm the Dean of Fordham Law School. It's my incredible pleasure to welcome you to tonight's A.A. Sommer, Jr. Lecture. This is an event that speaks very profoundly to what the law school is about. We have...; Articles 2008-03-01
Companies lukewarm to e-proxy option.(GOVERNANCE): The looming question about the U.S. Securities and Exchange Commission SEC's new electronic proxy rule is not "deal or no deal," but is it a big deal? It may be, in time, but plainly isn't yet. The rule, which went...; Articles 2008-03-01
Will U.S. IPO swoon go global? While 2007 was a record-setting year for public stock offerings worldwide, the economic morass in the U.S. has created a far bleaker outlook for 2008. That's spurred some investors to consider alternative ways to go public.(IPOs): First the good news on initial public offerings: the world's financial markets are coming off a record-setting year. [ILLUSTRATION OMITTED] [ILLUSTRATION OMITTED] Through November 2007--and with December still not accounted for--more money was...; Articles 2008-03-01
McGuire drama not over; $600 million settlement reached, feds still probing.(Late News): Byline: Rebecca Vesely The landmark settlement of more than $600 million reached late last week between William McGuire and UnitedHealth Group-as well as a separate settlement with the Securities and Exchange Commission-isn't the end of the story. ...; Articles 2007-12-10

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