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Did you mean attorney general (3 results)

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Equity Group Survey Finds Securities Attorneys Favor Wire Services over Corporate Web Sites for Disclosure of Material News: NEW YORK -- A recent survey conducted by The Equity Group Inc. found that the overwhelming majority of securities attorneys polled favor the continued use of news wire services versus corporate web sites to achieve broad based dissemination of, and simultaneous access to, company news. The survey was undertaken...; Tags: attorney, INTERNET, MARKETING, SEC, security, survey, Web; Research articles 2008-10-13
Former Asst. U.S. Attorney Says Department of Justice Chose to Pursue Easier-to-Prove Charges Against Alaska Sen. Ted Stevens: Senator Charged with Failing to Disclose Receipt of Services Instead of Bribery WASHINGTON -- The U.S. Department of Justice has charged Alaska Sen. Ted Stevens with seven counts of failing to disclose and receiving more than $250,000 in gifts and services from VECO Corp. on his Senate financial disclosure...; Tags: Alaska, attorney, Government, Litigation, SEC, Sen., senator, U.S. Department of Justice; Research articles 2008-07-30
SEC names father, daughter in insider-trading suit: A former partner at Ernst & Young L.L.P., of New York, tipped a friend in the Philadelphia area about seven deals by clients in a $596,000, insider-trading scheme, according to charges filed yesterday by federal prosecutors. The indictment, filed in New York, alleges that Donna Murdoch, a managing director at...; Tags: attorney, Ernst & Young LLP, FINANCE, Investment, SEC; Research articles 2008-05-30
U.S. Court of Appeals for the 2nd Circuit Case Summaries: April 14,: U.S. Court of Appeals for the Second Circuit Securities Insider Trading Roth v. Perseus LLC 06-3771-cv Appealed from the Southern District of New York Background: Section 16b of the 1934 Act provides that officers, directors and...; Tags: attorney, director, FINANCE, Investment, SEC; Research articles 2008-04-14
Big Screen to File Form 15C2-11 Information Statement on Pinksheets.com: HOLLYWOOD -- Big Screen Entertainment Group (OTC:BSEG) through their SEC attorney, Robert Laskowski announced today that they will file Form 15C2-11 information statement within the next 3 weeks, enabling the company to be registered on Pinksheets.com. The form will include updated quarterly financial data and other relevant corporate information. The...; Tags: attorney, FINANCE, INTERNET, SEC; Research articles 2008-04-01

Paramount Gold and Silver Corp. Update on SEC Temporary Trading Suspension: Paramount Gold and Silver Corp. formerly known as Paramount Gold Mining Corp. (TSX: PZG)(AMEX: PZG)(FRANKFURT: P6G)(WKN: A0HGKQ) (the "Company") today confirmed that the reincorporation of the Company was erroneously reported in its Form 10-SB filed with the Securities and Exchange Commission ("SEC" or the "Commission") on November 2, 2005 under...; Tags: attorney, commission, Company, counsel, Mr., SALES, SEC, suspension; Research articles 2008-03-27
Paramount Gold and Silver Corp. Update on SEC Temporary Trading Suspension.: OTTAWA, CANADA, Mar 27, 2008 Marketwire via COMTEX -- Paramount Gold and Silver Corp. formerly known as Paramount Gold Mining Corp. (TSX:PZG)(AMEX:PZG)(FRANKFURT:P6G)(WKN:A0HGKQ) (the "Company") today confirmed that the reincorporation of the Company was erroneously reported in its Form 10-SB filed with the Securities and Exchange ...; Tags: attorney, commission, Company, counsel, Mr., SALES, SEC, suspension; Research articles 2008-03-27
Elysium Internet Acquires SECLawyer.com: Elysium Internet, Inc., an emerging Internet Media/Direct Navigation advertising company and wholly owned subsidiary of FTS Group, Inc. (OTCBB: FLIP) today announced that it has acquired the domain name SECLawyer.com. Elysium and FTS CEO Scott Gallagher commented, "We already own SecuritiesAttorney.net, LocalSECAttorney.com, LocalSecuritiesAttorney.com and the term SEC Attorney with...; Tags: advertisement, attorney, Company, INTERNET, Readers, SEC; Research articles 2008-02-22
Securities Regulation Attorneys Uchimoto and Connolly Join Buchanan in Philadelphia: To: LEGAL AFFAIRS EDITORS Contact: Lori K. Lecker, Director of Communications & Public Relations of Buchanan Ingersoll & Rooney PC, +1-800-444-6738, ext. 3929, lori.lecker@bipc.com PHILADELPHIA, Feb. 21 /PRNewswire/ -- Buchanan Ingersoll & Rooney PC announced today the addition of shareholder William W. Uchimoto and associate James M. Connolly to...; Tags: attorney, compliance, Philadelphia, regulation, SEC, SECURITY, shareholder, stock; Research articles 2008-02-21
Losing the war on attorney-client privilege: viewing the selective waiver quagmire through the Tenth Circuit's In Re Qwest Communications International.: THE attorney-client privilege, which belongs to the client, not to the lawyer, enables individual and corporate clients to communicate with their lawyer in confidence. (1) It is the "bedrock of the client's rights to effective counsel and confidentiality in seeking legal advice." (2) Attorney-client privilege "plays...; Tags: attorney, Cir, Government, MARKETING, Mitchell, Qwest Communications Inc., SEC, SOFTWARE, Thompson, U.S., U.S. Department of Justice, waiver; Research articles 2008-01-01
Coil Tubing Technology, Inc. Announces Recent Events Regarding the Company: SPRING, Texas -- Coil Tubing Technology, Inc. ("CTBG") (OTC:CTBG) announced today that it has been contacted by the Harris County, Texas District Attorney's office. The Harris County, District Attorney contacted CTBG in connection with an investigation it is conducting, regarding allegations of violations of other parties, none of which are...; Tags: attorney, FINANCE, Investment, PRODUCTIVITY, SALES, SEC; Research articles 2007-12-26
Fewer suits charge securities fraud: Once-thriving securities-fraud lawsuits, hailed by shareholders and bashed by businesses, are facing an onslaught of legal challenges that could cripple the controversial class actions. The number of federal securities-fraud lawsuits is steadily falling. Businesses are stepping up their assault on what they call frivolous litigation. Government...; Tags: attorney, Enron Corp., FINANCE, investor, lawsuit, professor, SEC, shareholder; Research articles 2007-10-08
Delays in the Game: Q: I own a small broker-dealer. Four years ago, the NASD conducted an audit of my firm covering the prior two-year period. It recently filed an enforcement proceeding against my firm based in part on actions that occurred more than six years ago. Is there any time limit that prohibits...; Tags: attorney, game, Litigation, NASD, SEC; Research articles 2007-10-01
Treatment of legal fees incurred by individuals: depending on the claim that generated them, individuals' legal fees may be characterized in a variety of ways, from fully deductible to deductible only as a miscellaneous itemized deduction to totally nonde: EXECUTIVE SUMMARY * If the origin of a claim that generated legal fees is personal, the fees are not deductible. * Possible favorable treatment for legal fees includes either above-the-line deductions or adjustments to basis or selling price in a property...; Tags: attorney, Cir, deduction, FINANCE, income, Sec, Taxes; Research articles 2007-10-01
'09 trial date likely in Qwest fraud case: DENVER -- A civil fraud lawsuit against five former Qwest Communications executives, including one-time chief executive Joe Nacchio, likely won't go to trial until 2009, based on a witness interview schedule released Friday. U.S. Magistrate Judge Craig B. Shaffer set a series of deadlines for completing witness depositions...; Tags: attorney, deposition, FINANCE, Investment, Litigation, Qwest Communications Inc., SALES, SEC; Research articles 2007-07-21
Legal niceties color backdating cases; There hasn't been a huge wave of class-action suits triggered by the scores of investigations and allegations of improper stock option backdating. One big reason: legal technicalities that make derivative suits more: A funny thing has happened on the way to the courthouse in the wake of scores of stock option backdating indictments and investigations: the threat of a tidal wave of class-action lawsuits is breaking apart, even as another type of suit is flourishing. Much...; Tags: attorney, backdating, FINANCE, Investment, SEC, shareholder, stock; Research articles 2007-07-01
N.J.'s pensions face SEC scrutiny: New Jersey's treasurer downplayed problems with the state's pension system yesterday even as he acknowledged that the Securities and Exchange Commission was examining its books.The treasurer, Bradley Abelow, characterized the SEC's actions as an "informal inquiry."The probe began in late April after authorities acknowledged that the the $78 billion pension...; Tags: attorney, Benefits, pension, SEC, SOFTWARE, treasurer, U.S., worker; Research articles 2007-06-01
The corporate monitor: the new corporate Czar?: Following the recent spate of corporate scandals, government enforcement authorities have increasingly relied upon corporate monitors to help ensure law compliance and reduce the number of future violations. These monitors also permit enforcement authorities, such as the Securities & Exchange Commission and others, to leverage their...; Tags: agency, attorney, compliance, Components, Fraud, Government, HARDWARE, monitor, SEC, Titan, U.S.; Research articles 2007-06-01
Are firms' internal inquiries too cozy?: On a cool, blustery day in March at the Mandarin Oriental hotel in Washington, skeptical shareholders fired questions at UnitedHealth Group executives and their outside attorney. UnitedHealth, a $72 billion health insurer, was the largest company entangled in the stock-option backdating scandals. Prosecutors and regulators were...; Tags: attorney, backdating, board, director, SEC, shareholder, UnitedHealth Group Inc.; Research articles 2007-05-01
Judge refuses to delay SEC suit against Nacchio: DENVER -- A judge refused Thursday to delay a civil fraud lawsuit against Joe Nacchio for what could be months as the former Qwest CEO pursues post-trial motions stemming from his insider-trading conviction. U.S. Magistrate Judge Craig Shaffer told Nacchio's attorneys it was in the best interests of...; Tags: attorney, FINANCE, Litigation, Qwest Communications Inc., SEC; Research articles 2007-04-27