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29 Resources for

basel ii and management

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A New Look at Operational Risk
While the U.S. Department of Homeland Security is actively investigating terrorist communications and activity to prevent possible attacks, insurers are beginning to understand the necessity of taking a new, more proactive approach to assessing their own risks of loss related to people, processes, technologies or external events. These "Operational risks,"...
Tags: Risk, SourceMedia, Basel II, Strategy, Corporate Insurance, Security, Financial Services, Management, Business Operations
White papers 2004-03-01
Applying Robust Methods to Operational Risk Modeling
In 2001, the Basel Committee of the Bank of International Settlements BIS released new regulatory guidelines on operational risk that have been finalized in 2004, BIS (2004). Since then, the financial industry has been directing substantial effort into developing qualitative and quantitative framework for the operational risk management. Several books...
Tags: Basel II, Business Operations, Finance, Financial Accounting, Financial Services, Government, Management, Modeling, Regulations, Research & Development, Sarbanes-Oxley, Strategy, University Of California
White papers 2005-12-31
The Potential Impact of Explicit Basel II Operational Risk Capital Charges on the Competitive Environment of Processing Banks in the United States
Basel II replaces Basel I's implicit capital charge on operational risk with an explicit charge. Certain U.S. banks concentrated in processing-related business lines - which have significant operational risk - could thus face an increase in overall minimum regulatory capital requirements. Some have argued that, as a result, these so-called...
Tags: Bank, Risk, Environment, Federal Reserve Bank Of Boston, Basel II, Financial Services, Strategy, Management
White papers 2005-01-12
The HP Enterprise Risk Management Solution
This paper explains HP Enterprise Risk Management Solution, a pre-integrated, prepackaged solution including a comprehensive physical data model, a high-performance database server, and consulting and implementation services. This turnkey solution enables ready access to the often disparate, enterprise-wide information that financial institutions need in order to meet Basel II requirements....
Tags: Hewlett-Packard Co., Risk Management, Basel II, Enterprise Risk Management, Financial Planning, Financial Services, Strategy, Business Security, Business Operations, Finance, Management
White papers 2006-11-01
The Goldman Sachs Group, Inc. Q2 2009 (Qtr End 06/26/09) Earnings Call Transcript
Question-and-Answer Session Operator Operator Instructions Your first question comes from the line of Guy Moszkowski - BAS-ML Guy Moszkowski - BAS-ML First one very factual question, what was your risk weighted assets at the end of the quarter. David Viniar Our risk weighted assets...
Tags: Asset, Goldman Sachs Group Inc., Risk, Cycle, Call Transcript, Earnings, Asset Management, Balance Sheets, Basel II, Strategy, Operational Planning, Business Operations, Financial Statements, Financial Accounting, Finance, Financial Services, Management, Seeking Alpha
Earnings calls 2009-07-14
The Potential Effect of the New Basel Operational Risk Capital Requirements
The three pillars of Basel II introduce new capital ratios, new supervisory procedures, and demand better disclosure to ensure effective market discipline in both the equity and debt markets. Included in these requirements, for the first time, is the necessity for financial institutions to provide for operational risk, as distinct...
Tags: Risk, Requirement, University Of Technology Sydney, Basel II, Strategy, Financial Services, Management
White papers 2005-03-24
Technology Solutions Emerging for Operational Risk Management
Companies are increasingly looking to technology to pull the data together and help to produce all-inclusive and meaningful compliance reporting for both senior management and the board as well as line management. Governance initiatives like SOX and Basel II are helping ensure development and mainstream adoption of these new compliance...
Tags: Ernst & Young LLP, Compliance, Risk Management, Basel II, Financial Planning, Financial Services, Strategy, Finance, Management
White papers 2005-03-10
Comply and Exceed - Credit Risk Management for Basel II and Beyond
The history of risk management has been one of making tacit knowledge explicit and of validating expert judgments with quantitative analysis. In short, decision making in the presence of risk has become a more and more rational task. This white paper discusses the nature of business risk, from credit risk...
Tags: Risk, Credit Risk Management, Risk Management, Basel II, Strategy, Financial Planning, Financial Services, Security, Management, Finance
White papers 2002-10-21
Scenario Analysis for Basel II Operational Risk Management
Financial institutions have always recognized the importance of safeguarding customer data. However, the impact of data compromise has increased substantially as identities have migrated from visual to digital. Scenarios like the ones mentioned above have become significant due to never-before-seen levels of regulatory fines and litigation expenses. The New Basel...
Tags: Risk, Financial Company, Analysis, BearingPoint Inc., New Basel Capital Accord, Basel II, Litigation, Financial Services, Strategy, Security, Business Operations, Management
White papers 2005-06-29
Integrating Operational Risk Into an RAPM Framework
Realizing the long-term nature of the Basel II initiative, forward-looking banks are embarking on initiatives to develop sophisticated risk management capabilities. Many banks had an explicit long-term objective of achieving 'bank-wide risk consciousness' by implementing Risk Adjusted Performance Measures RAPM across all areas within the financial institution. However, with Operational...
Tags: Bank, Risk Management, Basel II, Financial Services, Financial Planning, Strategy, Security, Finance, Management
White papers 2004-04-24
Operational Risk in the Basel II Framework: A Survey of BIS Publications
What is operational risk? Does it encompass all risks other than market risk and credit risk? Is it quantifiable? How important are internal controls for managing operational risk? These are some of the questions that are being addressed by financial market regulators today. Operational risk exposure is large, second only...
Tags: Risk, Basel II, Survey, Risk Exposure, Strategy, Security, Management
White papers 2004-04-24
Global Reactions to BASEL II
According to the report IIF also points to major unresolved issues in Basel II, as well as to regulations in the Accord that need streamlining, despite the Basel Committee's wish to come to a final agreement on the Accord by the end of the year. For example, the IIF points...
Tags: Risk Management, Securities Industry Association, Basel II, Financial Planning, Financial Services, Strategy, Security, Finance, Management
White papers 2003-08-21
Sizing Operational Risk And The Effect Of Insurance: Implications For The Basel II Capital Accord
This paper addresses the issue of regulatory capital for Operational Risk, focusing on the BIS proposals for banking organizations. It is organized into four parts followed by a conclusion. Part A looks at how a financial firm should determine how much Operational Risk to hold. Part B examines how the...
Tags: Risk, Harvard Knowledgebase, Basel II, Insurance, Financial Planning, Strategy, Financial Services, Business Operations, Corporate Insurance, Finance, Management
White papers 2002-06-18
Operational Risk and Regulatory Capital: Modeling, Measuring and Capital Allocation
Some consensus has developed on top-level definitions; risk class detail and data standards still needed. Meaningful risk assessment and measurement sophistication differentiate today's ORM from earlier attempts to manage these risks. Approach should be tailored to the individual firm. The presentation overviews the dimensions of operational risk, effective risk measurement...
Tags: Risk, Allocation, Modeling, Basel II, Strategy, Security, Financial Services, Management
White papers 2001-10-15
The Oldest Tale but the Newest Story: Operational Risk and the Evolution of its Measurement under Basel II
Operational risk is as old as the banking industry itself and yet, the industry has only recently arrived at a definition of what it is. It had traditionally been defined as all risks other than market, credit and liquidity. In addition, the discipline in the past had been reactive and...
Tags: Risk, Basel II, Fitch, Strategy, Security, Management
White papers 2004-01-09
Basel II Advanced Measurement Approaches (AMA) for Operational Risk
This paper defines that operational risk is the risk of loss resulting from inadequate or failed internal processes, people and systems or from external events. Then in defines what an AMA is and the importance of AMA. It takes a brief look at the required elements of AMA. In the...
Tags: FDIC, Risk, Basel II, Strategy, Security, Financial Services, Management
White papers 2003-05-01
Basel II - A Closer Look: Managing Operational Risk
Deregulation and globalization of financial services, along with the growing sophistication of financial technology, have created a variety of new operational risks for banks. To address such business issues adequately, banks face a growing need for better operational risk management. In addition, the Basel II Capital Accord requires banks to...
Tags: Bank, Risk, KPMG International, Basel II, Financial Services, Strategy, Security, Management
White papers 2003-11-04
Basel II Yields Increased Focus on Managing Operational Risks
Although proposed international bank capital rules are still being finalized, the banking industry already is working toward compliance with the new proposals. The paper depicts that the new accord revises the rules for allocating capital for credit risk and introduces a new capital allocation for operational risk. It aims to...
Tags: Bank, Risk, Protiviti, Basel II, Strategy, Security, Financial Services, Management
White papers
The Application of Basel II to Trading Activities and the Treatment of Double Default Effects
The efforts of the Basel Committee on Banking Supervision BCBS to revise the standards governing the capital adequacy of internationally active banks achieved a critical milestone in the publication of an agreed text in June 2004. The International Convergence of Capital Measurement and Capital Standards: a Revised Framework describes a...
Tags: Adequacy, Bank For International Settlements, Revised Framework, Basel II, Financial Services, Strategy, Management
White papers 2005-07-01
True Enterprise Risk Management AlgoSuite: Basel II And Beyond
Widespread regulatory arbitrage, turbulent financial markets, the increasing complexity of instruments, and the growth in global derivatives markets, combined with a number of high profile global financial disasters have led to the demand, from regulators and shareholders alike, for more robust ways of measuring and managing risk. The new Basel...
Tags: Risk Assessment, Financial, Derivatives, Algorithmics, Basel II, Enterprise Risk Management, Financial Accounting, Tools & Techniques, Financial Services, Business Security, Business Operations, Finance, Management
White papers 2003-09-29
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