BNET Industries
Last Fiscal Year Sales:$868.0M
- Private
- US
Dow Jones Description
Self-Regulating Organization of the Securities Industry
Member
Julie VanderWeeleNumber of Employees 1,200
Contact Information
1735 K St Northwest
Washington, District of Columbia 20006-1516
(202) 728-8000
Peer Companies
NAICS Code Business Associations: 813910
Recent Events
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Three Firms Will Buy Back $128M of ARS and Pay $600,000 in Fines
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For Ross Mandell and Sky Capital, a Long Trip Indeed
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FINRA names Richard Ketchum chief executiveÂ
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FINRA Board Launches Search to Replace Schapiro
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NYSE Regulation and FINRA Announce Agreement With Ten U.S. Exchanges to Strengthen Surveillance, Investigation, and...
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Registered Rep.'s 2006 Ten to Watch
News & Analysis
Filter by
benefits and compliance and nasd - All News and Analysis
Royal Alliance buying N.J. firm; Investment Advisors has 140 brokers.(News)
- 2006-12-18
Byline: Bruce Kelly NEW YORK - Royal Alliance Associates Inc. of New York on Wednesday said that it is acquiring the assets of Investment Advisors and Consultants Inc. along with its 140 affiliated registered representatives. ...
At the Bell; PRIMECAP to run new Vanguard fund.(Late News)
- 2004-09-27
The Vanguard Group Inc. in Malvern, Pa., said Friday it had filed a registration statement with the Securities and Exchange Commission to offer a new mutual fund, the Vanguard PRIMECAP Core Fund. The fund will be managed by PRIMECAP Management Co. in Pasadena, Calif. ...
Letter.(Letter to the Editor)
- 2004-06-01
Dear Editor: Regarding the story on compliance ("Compliance Fatigue," March 2004), the last time I checked, the NASD was a self-regulatory organization. It appears that the organization is driving its own members out of business. This is especially dangerous in that...
New and Noteworthy
- 2003-10-01
A Great Day for Consultants Self-regulatory organizations have proposed rule changes that seem to benefit consultants more than broker-dealers or their customers. Both the NASD and the NYSE have proposed rules that may require independent testing of business activity supervision. In August, the SEC announced a proposed amendment to...
CPA advisors escape blame as investor complaints rise.
- 2003-08-04
Investors begin to understand the true meaning of risk when the stock market declines and their accounts shrink. Some look to recoup those losses by complaining about their treatment by their broker/dealers, thereby increasing the workload of their compliance officers. The current upward trend of complaints is typical...
- 1
Decision Makers
| Name (plus bio) | Position |
|---|---|
| Julie VanderWeele | Member |
| Douglas Shulman | President, Regulatory Services & Operations |
| Martin P. Colburn | CTO & Executive Vice President |
| Todd T. DiGanci | CFO & Executive Vice President |
| Daniel J. Stefek | Director |
| Elisabeth Owens | Regl Director |
| Gary K. Liebowitz | Director |
| Hans Reich | Regional Director |
| James G. Dawson | Director |
| John P. Nocella | Director |
| Joseph G. McCarthy | Director |
| Lani M. Woltmann | Director |
| Laura Oatney | Director, Public Affairs |
| Thomas D. Clough | Director |
| Virginia F. Jans | Director |
| Warren A. Butler | Regional Director |
| William L. Wink | Associate Director |
| Alan M Kittner | Uniform Securities Agent |
| Andrew L Dworkin | Uniform Securities Agent |
| David B Hughes | Uniform Securities Agent |
| David McLean | licensed Principal |
| Eric Hender | registered principal |
| Johnston L. Evans | Uniform Securities Agent |
| Jonathan Joffe | Principal |
| Mary Frances Kelley | General Securities Representative |
| Teresa Pensato | Uniform Securities State Agent |
| William Kerins | Member |
Board of Directors
| Name (plus bio) | Position |
|---|---|
| Randall L Rubin | Board member |
| Organization | Position | Status |
|---|---|---|
| Mesirow Financial | Senior Vice President, Marketing | Current |
| Mesirow Financial | Senior Managing Director | Current |
| FINRA | Member | Current |
| Mesirow Financial | Director | Current |
| Kellogg School of Management at Northwestern University | M.M | Former |
| Northern Illinois University | B.S | Former |
| Organization | Position | Status |
|---|---|---|
| FINRA | President, Regulatory Services & Operations | Current |
| The Depository Trust Company | Board of Directors | Current |
| NASDAQ OMX Group, Inc. | Vice President | Former |
| Organization | Position | Status |
|---|---|---|
| FINRA | CTO & Executive Vice President | Current |
| Organization | Position | Status |
|---|---|---|
| FINRA | CFO & Executive Vice President | Current |
| Organization | Position | Status |
|---|---|---|
| FINRA | Director | Current |
| Organization | Position | Status |
|---|---|---|
| FINRA | Regl Director | Current |
| Organization | Position | Status |
|---|---|---|
| FINRA | Director | Current |
| Organization | Position | Status |
|---|---|---|
| FINRA | Regional Director | Current |
| Organization | Position | Status |
|---|---|---|
| FINRA | Director | Current |
| Organization | Position | Status |
|---|---|---|
| FINRA | Director | Current |
| Organization | Position | Status |
|---|---|---|
| FINRA | Director | Current |
| Organization | Position | Status |
|---|---|---|
| FINRA | Director | Current |
| Organization | Position | Status |
|---|---|---|
| FINRA | Director, Public Affairs | Current |
| FINRA | Director, Public Affairs | Former |
| Organization | Position | Status |
|---|---|---|
| FINRA | Director | Current |
| Organization | Position | Status |
|---|---|---|
| FINRA | Director | Current |
| Organization | Position | Status |
|---|---|---|
| FINRA | Regional Director | Current |
| Organization | Position | Status |
|---|---|---|
| FINRA | Associate Director | Current |
| Organization | Position | Status |
|---|---|---|
| FINRA | Uniform Securities Agent | Current |
| Xenon Pharmaceuticals Inc | Board of Directors | Current |
| Invesco Private Capital | General Partner | Former |
| One Body | Chief Executive Officer | Former |
| California State Legislature | Former | |
| Point Biomedical Corporation | Investor | Former |
| One Body | Founder | Former |
| Liposcience, Inc. | Investor | Former |
| Yale School of Management | M.B.A. | Former |
| University of California, Berkeley | B.A. | Former |
| Organization | Position | Status |
|---|---|---|
| FINRA | Uniform Securities Agent | Current |
| New York State Bar Association | Member | Current |
| Invesco Private Capital | Administrative Partner | Former |
| Debevoise & Plimpton Llp | Corporate Associate | Former |
| Chancellor Capital Management | General Counsel | Former |
| Debevoise & Plimpton Llp | Corporate Associate | Former |
| New York University | J.D. | Former |
| New York University School of Law | J.D. | Former |
| New York University | M.A. in Clinical Psychology | Former |
| University of Pennsylvania | B.A. in Clinical Psychology and International Relations | Former |
| Organization | Position | Status |
|---|---|---|
| Invesco Private Capital | Portfolio Manager | Current |
| FINRA | Uniform Securities Agent | Current |
| Bankers Trust Company Inc. | Global Investment Management division | Former |
| Chancellor Capital Management | head, Global Fixed Income team | Former |
| Fiduciary Trust Company | global fixed income and global credit investments | Former |
| Invesco, LLC | Former | |
| London Stock Exchange plc | Former | |
| New York University | M.B.A. | Former |
| Dickinson College | B.B.A. in Policy & Management Studies | Former |
| Organization | Position | Status |
|---|---|---|
| Prudential Investments LLC | Senior Vice President | Current |
| Stonegate Partners, LLC | Vice President | Current |
| Fulton Partners, Inc. | Partner | Current |
| NYSE Group, Inc. | licensed Principal | Current |
| FINRA | licensed Principal | Current |
| Sensorlogic, Inc. | Board of Directors | Current |
| State Street Research & Management Company | Director | Current |
| Tonic Software, Inc. | Director | Current |
| Cicada Semiconductor Corp. | CEO | Former |
| Stonegate Partners, LLC | President | Former |
| Prudential Investments LLC | President | Former |
| State Street Research & Management Company | President | Former |
| Stonegate Partners, LLC | Managing Director | Former |
| Stonegate Partners, LLC | Advisory Director | Former |
| International Business Machines Corporation | Spearheaded the Introduction of DSP Product Line into Asia | Former |
| Sevin Rosen Funds | Former | |
| Vitesse Semiconductor Corporation | Former | |
| Boston College | Graduate | Former |
| Organization | Position | Status |
|---|---|---|
| Marshall Venture Capital, L.C. | President | Current |
| Aavin | Co-Founder | Current |
| Aavin | Senior Partner | Current |
| FINRA | registered principal | Current |
| Marshall Venture Capital, L.C. | Managing Member | Current |
| Compendium Corporation | board member | Current |
| Intermed | board member | Current |
| Destinations Unlimited | board member | Current |
| Handy Industries, LLC | board member | Current |
| Brightplanet Corp | board member | Current |
| SCI Financial Group Inc. | President of SCI Capital Company | Former |
| Marshall Venture Capital, L.C. | co-founder | Former |
| Aavin | Senior Director | Former |
| SCI Financial Group Inc. | officer | Former |
| SCI Financial Group Inc. | Director | Former |
| Colorado College | degree in Business and Banking | Former |
| FINRA | member | Former |
| Organization | Position | Status |
|---|---|---|
| FINRA | Uniform Securities Agent | Current |
| E2OPEN, Inc. | Current | |
| GENBAND | Board of Directors | Current |
| Invesco Private Capital | General Partner | Former |
| Invesco, LLC | Former | |
| Starvox Corporation | Investor | Former |
| Accessline Co | Investor | Former |
| 2Wire, Inc. | Investor | Former |
| Wayport, Inc. | Investor | Former |
| Digital Insight Corporation | Investor | Former |
| Wherenet Corp | Investor | Former |
| Callidus, LLC | Investor | Former |
| Boston University | B.A. in Political Science | Former |
Jonathan Joffe is a Director of MAST in Cambridge. He joined Monitor in 1995 while completing a Doctor of Juridical Science (SJD) degree at Harvard Law School and was one of the first employees of MAST in London in 1997. Jonathan's practice with MAST has focused on the structuring and execution of transactions involving complex multi-stakeholder negotiations. This has included leading strategic equity partnership projects in the retail, publishing, recycling, consumer electronics and business process outsourcing industries. It has also included leading a number of major multinational deals, such as the 1999 acquisition by Blue Circle Industries Plc of the largest cement manufacturer in Greece. Dr Joffe previously practiced law in South Africa. He specialized in negotiations and the development of framework agreements which regulate situations of ongoing complexity between the parties. He was integrally involved in a number of major negotiations, including the restructuring of South African Airways as a state owned corporation, and the establishment of a new industrial relations framework for public sector employees. Jonathan also holds a BA (Economics) and LLB from University of Witwatersrand in Johannesburg. Dr Joffe is registered with the Financial Services Authority as a corporate finance advisor for MAST Global Limited.
| Organization | Position | Status |
|---|---|---|
| Mast Global Limited | Director of Mast In Cambridge | Current |
| FINRA | Principal | Current |
| Monitor Group | Strategy Consultant | Former |
| University of the Witwatersrand | Ba (Economics) and Llb | Former |
| University of the Witwatersrand | Degrees in Economics and Law | Former |
| Harvard Law School | Degree | Former |
| Organization | Position | Status |
|---|---|---|
| Invesco Private Capital | General Partner | Current |
| FINRA | General Securities Representative | Current |
| Healthcare Ventures, LLC | Advisory Board Member | Current |
| Apex Incorporated | Advisory Board Member | Current |
| Deloitte Touche Tohmatsu | Audit and General Service department | Former |
| National Federation of Independent Business | Board Member | Former |
| The University of New Mexico | B.A. in Secondary Education | Former |
| Organization | Position | Status |
|---|---|---|
| FINRA | Uniform Securities State Agent | Current |
| Invesco Private Capital | Manager, Finance | Former |
| Invesco, LLC | Manager, Finance | Former |
| Invesco Private Capital | Fund Accountant | Former |
| Neuberger Berman, Inc. | member of the accounting department | Former |
| University of Scranton | B.S. in Accounting | Former |
| Organization | Position | Status |
|---|---|---|
| Center for Conflict Resolution | Current | |
| FINRA | Board member | Current |
| FINRA | Arbitrator and Mediator | Former |
| University of Miami School of Law | Juris Doctor | Former |
| University of Florida | B.S. of Business Administration | Former |
| Organization | Position | Status |
|---|---|---|
| FINRA | Member | Current |
| Lombard Investments | Managing Director | Former |
| The Goldman Sachs Group, Inc. | Investment Banker | Former |
| Harvard Business School | M.B.A | Former |
| Harvard College | A.B | Former |
Industry Transcripts by Seeking Alpha
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CRM Holdings, Ltd. Q4 2009 Earnings Call Transcript
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Edgewater Technology, Inc. Q4 2009 Earnings Call Transcript
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Verso Paper Corp. Q4 2009 Earnings Call Transcript
on Mar 03, 2010about VRS
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