BNET Industries

Last Fiscal Year Sales:$14.6M
  • Private
  • US
Dow Jones Description

Founded more than 20 years ago, Berthel Fisher is a pioneer in the independent Broker/Dealer industry. Our stability and strong capital base has led us to remarkable success, and we're still going-and growing-strong. BFC is owned and managed by producing Registered Investment Representatives like you. Even our company's founders, Tom Berthel and Fred Fisher still maintain their personal clients. The management team's continuous experience as personal producers gives the firm a unique perspective on the products, technology and services needed to support Investment Representatives and Advisors today. The firm is dedicated to supporting the Independent Representative with the widest array of investment products, clearing firms and back-office support available today.

Chief Executive Officer
Thomas J. Berthel
Number of Employees 50
Contact Information

701 Tama St

Marion, Iowa 52302

www.berthel.com

(319) 447-5700

NAICS Code Securities Brokerage: 523120

Decision Makers

Name (plus bio) Position
Thomas J. Berthel Chief Executive Officer
Ron Brendengen Chief Operating Officer and Chief Financial Officer
Donna M Craft Executive Vice President
Fred P. Fisher Executive Vice President
Jason Meier Vice President of Operations
Rick Murphy Vice President of Business Development
Tobi Zaiser Vice President of Operations
Shelli Brady Marketing Director
Brittany Noethen Technology Manager
Joanna Schaul Business Development Manager
Julie Driscoll Manager, HR
Randy Wilcox Ria Manager
Dan Wegmann Controller
Barb Waychoff Trading Supervisor
Glen Darmos Representative
Kaci Sichender Representative
Leslie D Smith General Counsel
Robert Setser Registered Representative
Tobi Peterman Trader
James W. Noyce Director

Organization Position Status
Berthel Fisher & Company Inc. Chief Executive Officer Current
Berthel Fisher & Co. Management Corp. President Current
Berthel Fisher & Co Leasing President Current
Berthel Fisher Investments Inc President Current
Berthel Fisher & Company Inc. President Former
Berthel Fisher & Company Inc. Founder Former

Organization Position Status
Berthel Fisher & Co. Management Corp. CFO Current
Berthel Fisher & Company Inc. Chief Operating Officer and Chief Financial Officer Current
Berthel Fisher & Company Inc. Treasurer Current
Berthel Fisher & Company Inc. Vice President Former
Berthel Fisher & Company Inc. Finance Executive Former

Executive Vice President of Berthel Fisher & Company Financial Services, Inc. Ms. Craft joined Berthel Fisher as Executive Vice President in January of 2004. She has been in the securities business for 30 years, and is an Investment Advisor Representative and an Arbitrator for FINRA. Prior to joining Berthel Fisher, Donna was Vice President and Director of Operations and Compliance at AEGON USA Securities, Inc/ISI. She's also held positions with First Mid America, Dain Bosworth and Pain Weber. Donna holds the securities licenses of Series: 7, 24 and 63.

Organization Position Status
Berthel Fisher & Company Inc. Executive Vice President Current

Mr. Fisher is Executive Vice President and has served as a Director for Berthel Fisher & Company and its subsidiaries since 1988. Mr. Fisher's background includes more than 20 years in sales and management in the securities industry. He is a graduate of William Jewell College in Kansas City, Missouri.

Organization Position Status
Berthel Fisher & Company Inc. Executive Vice President Current
Berthel Fisher & Co. Financial Services Executive Vice President Current

Organization Position Status
Berthel Fisher & Company Inc. Vice President of Operations Current
Berthel Fisher & Company Inc. Operations Manager Former

Rick joined Berthel Fisher & Company Leasing (BFCL) in March 1995 as Sales & Marketing Director. Rick has successfully generated business in the general equipment and telecommunications markets, earning Presidents Club in 1999 and 2000. In January 2001 Rick was promoted to Vice President of Business Development and is responsible for building our broker referral business along with generating transactions on an end user direct basis. Prior to joining BFC, Rick spent over ten years building and running his own company.

Organization Position Status
Berthel Fisher & Co. Financial Services Vice President, Syndicate Manager Current
Berthel Fisher & Company Inc. Vice President of Business Development Current
Berthel Fisher & Company Inc. Sales & Marketing Director Former
Texas Christian University Former

Organization Position Status
Berthel Fisher & Company Inc. Vice President of Operations Current

Organization Position Status
Berthel Fisher & Company Inc. Marketing Director Current

Organization Position Status
Berthel Fisher & Company Inc. Technology Manager Current

Organization Position Status
Berthel Fisher & Company Inc. Business Development Manager Current

Organization Position Status
Berthel Fisher & Company Inc. Manager, HR Current
Berthel Fisher & Company Inc. Board of Directors Current
Kirkwood Community College Former

Organization Position Status
Berthel Fisher & Company Inc. Ria Manager Current

Organization Position Status
Berthel Fisher & Company Inc. Controller Current

Organization Position Status
Berthel Fisher & Company Inc. Trading Supervisor Current

Glen Darmos, originally from Lorain Ohio, came to Michigan on a football scholarship to attend Eastern Michigan University in 1988. He completed his BBA in Marketing in 1992 and his MBA with a Management focus in 1994. Glen has been in the financial services industry since 1994. He currently holds his Series 7, 63, 65, life and health insurance, and variable contracts licenses. He is a registered representative of Berthel Fisher and Company Financial Services, Inc. Member NASD/SIPC. He is licensed in the states of Michigan, California and Ohio. Glen resides in Ypsilanti Township with his wife, Monica, daughters Olivia and Isabella and son Luke.

Organization Position Status
Financial Services Corp. Representative Current
Berthel Fisher & Company Inc. Representative Current

Kaci Sicheneder, originally from Wauseon, Ohio, came to Michigan on an academic scholarship to attend Eastern Michigan University in 1996. After completing her B.S. in Psychology, she relocated to Silicon Valley in January of 2002 where she became a financial advisor. She currently holds the Series 7, 66, life and health insurance, variable contracts and long term care insurance licenses. Kaci is a registered representative of Berthel Fisher and Company Financial Services, Inc. Member NASD/SIPC. She is licensed in the states of Michigan and Ohio. Kaci and her husband recently relocated to Ann Arbor. In her free time, she enjoys exploring Michigan's lakes and rivers, Detroit basketball and live music.

Organization Position Status
Financial Services Corp. Representative Current
Berthel Fisher & Company Inc. Representative Current

General Counsel of Berthel Fisher & Company, Financial Services, Inc. Mr. Smith joined Berthel Fisher in June of 1994 as General Counsel and Secretary. Prior to accepting his current position, Les held a variety of executive positions throughout the Midwest. His previous experience includes: Gateway 2000, Inc., General Electric Capital Corporation, Leaseamerica Corporation and Life Investors Inc. Mr. Smith was awarded a Bachelor's degree in Economics from Iowa Wesleyan College (1976), and went on to receive his Juris Doctor Degree from the University of Dayton School Of Law (1980). Les holds the securities licenses of Series: 7, 24, and 63.

Organization Position Status
Berthel Fisher & Company Inc. General Counsel Current
Berthel Fisher & Company Inc. Secretary Former

Rob Setser is the founder of Net Equity Associates. He is a Chartered Financial Consultant who has been active in the financial services industry since 1979. He also is a registered representative with Berthel Fisher & Company Financial Services Inc. Rob is a member of the Financial Planning Association. He and his associates have conducted hundreds of retirement planning seminars, estate planning workshops, real estate investment presentations and long-term care classes throughout the Bay Area for individuals, community centers and county sponsored programs. Working with local attorneys, Rob and his associates have helped facilitate over 600 client trusts. An active supporter of the Boy Scouts of America as Eagle Scout and Troup leader for many years, Rob resides in San Carlos with his three children.

Organization Position Status
Net Equity Associates, Inc Founder Current
Net Equity Associates, Inc Owner Current
Financial Planning Association Member Current
Berthel Fisher & Company Inc. Registered Representative Current
Net Equity Associates, Inc Board of Directors Current
Financial Planning Association Board of Directors Current
Financial Planning Association Member Current

Ms. Peterman joined BFC in 1999 as a Trader. She was promoted to Vice President of Operations in 2002, and again to Vice President of Special Projects in 2008. In January of 2009 Tobi joined the executive staff as Senior Vice President of Broker Support. Ms. Peterman began her career with Aegon in 1991 specializing in Self Directed IRA's. She became a registered sales assistant for a Cedar Rapids financial consultant in 1993, before joining Berthel Fisher. Tobi holds the securities licenses of: 7, 55, 24 and 63.

Organization Position Status
Berthel Fisher & Company Inc. Trader Current
Aegon Former

James W. Noyce, CPA, FCAS, ASA, FLMI, MAAA, became Chief Executive Officer of FBL and its major subsidiaries effective January 1, 2007, and of Farm Bureau Mutual and its subsidiaries, in February 2007. He had been Chief Financial Officer since January 1996, and Chief Administrative Officer since July 2002. Additionally, from January 2000 to July 2002 has was Executive Vice President and General Manager of the property-casualty companies managed by FBL. He is chair of the CEO/CFO Certification Committee. Mr. Noyce has been employed by FBL and its affiliates since 1985. He is also a director of Berthel Fisher & Company and two of its subsidiaries. Mr. Noyce is vice chair of the Grandview College Board of Trustees and a director of Special Olympics Iowa, United Way of Central Iowa, the greater Des Moines Partnership and the Mid-Iowa Council of Boy Scouts of America.

Organization Position Status
FBL Financial Group, Inc. Chief Executive Officer Current
Special Olympics Iowa Director Current
Berthel Fisher & Company Inc. Director Current
FBL Financial Group, Inc. Board of Directors Current
FBL Financial Group, Inc. CFO Former
FB Bancorp Former
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