Broadpoint Securities Group Inc.

President and Chief Operating Officer of the Company and Broadpoint Capital, Inc. He joined Broadpoint Capital, Inc. in 2002 as the Director of Investment Banking, and served as President and Chief Executive Officer of the Company and Broadpoint Capital, Inc. from June 2006 until September 2007. Prior to joining Broadpoint Capital, Inc., Mr. McNierney was a Managing Director of the Healthcare and Communications Services groups at Robertson Stephens. Prior to that, Mr. McNierney was a Vice President in the Healthcare Group at Smith Barney. Mr. McNierney received a BA and a JD/MBA from the University of Texas at Austin. Mr. McNierney has been a director of the Company since June 2006.

Mr. Turner has been the Chief Financial Officer of the Company since March 31, 2008. Mr. Turner has over 20 years of experience in the securities and financial services industries. From 1995 to 2003, Mr. Turner served as Executive Vice President, Chief Financial Officer and Treasurer of Knight Capital Group, Inc. (formerly known as Knight Trading Group, Inc.) a NASDAQ listed trade execution company for on-line broker-dealers. From 2003 to 2004, Mr. Turner was at Crown Financial Group, a publicly traded market maker, first as Chair of their Audit Committee and then as Vice Chairman, Chief Financial Officer and Treasurer. In 2005, Mr. Turner acted as a general contractor on a condominium project in Naples, Florida. From 2006 until recently, Mr. Turner worked in the commercial real estate and business brokerage industry with Coldwell Banker Commercial and in residential real estate with Downing Frye Realty. Prior to joining Knight Capital Group, Inc., Mr. Turner was a Corporate Vice President at PaineWebber Incorporated, serving in a variety of financial management positions in the fixed income, finance, merchant banking and commodities trading divisions and a Vice President at Citibank in the treasury and investment banking divisions. Mr. Turner practiced at the accounting firm of PriceWaterhouseCoopers, and he became a Certified Public Accountant. Mr. Turner received his B.A. from the State University of New York at Binghamton and his M.S.B.A. from the University of Massachusetts at Amherst.

Mr. Manello has over 27 years of experience in fixed income and financial services. Mr. Mannello joined Broadpoint as Executive Managing Director and Head of Debt Capital Markets in 2008 with approximately 50 employees from BNY Capital Markets. At BNY Capital Markets, Mr. Manello was the Head of Fixed Income and Managing Director from 1998 a " 2008. Prior to BNY Capital Markets, Mr. Mannello founded Mendham Capital, a boutique fixed income capital markets firm, where he oversaw 32 employees and 25 account executives. Mr. Manello started his career with Printon Kane Group in 1981 and was promoted to Partner in 1984 and President in 1990. Mr. Manello graduated from Rutgers University in 1979.

Ms. Arciero-Craig joined the Company in 1997. She has been General Counsel and Secretary of the Company and Broadpoint Capital, Inc. since 2007. From 2003 to 2007, Ms. Arciero-Craig served as Deputy General Counsel of Broadpoint Capital and, prior to 2003, she served as Associate General Counsel. Prior to joining Broadpoint Capital in 1997, she was an attorney with the law firm of Harris Beach PLLC, where she practiced in the fields of commercial litigation, bankruptcy and restructuring. Ms. Arciero-Craig received a JD from Albany Law School of Union University and a Bachelor of Arts degree from Fairfield University. Ms. Arciero-Craig is a member of various Securities Industry and Financial Markets Association committees.

Wade Nesmith, Chairman and Director is a graduate of Osgoode Hall Law School and has had a prestigious legal career with Lang Michener and the British Columbia Securities Commission, as well as the Alberta and Ontario Attorneys General's offices. His law practice has generally focused on securities regulation and corporate governance. More recently he has undertaken commercial ventures with Nesmith Capital Corp. and Westport Innovations Inc. He is currently lead director of Silver Wheaton Corporation, an NYSE and TSX listed issuer, and Nord Resources Corporation.

Mr. Pechock has been active in the distressed securities markets for over 14 years. He has been a partner at MatlinPatterson Global Advisors LLC since its inception in July 2002. Prior to July 2002, Mr. Pechock was a member of Credit Suissea s Distressed Group which he joined in 1999. Before joining Credit Suisse, Mr. Pechock was a Portfolio Manager and Research Analyst in distressed securities at Turnberry Capital Management, L.P. (1997-1999), a Portfolio Manager in distressed securities and special situations at Eos Partners, L.P. (1996-1997), a Vice President and high yield analyst at PaineWebber Inc. (1993-1996) and an analyst in risk arbitrage at Wortheim Schroder & Co., Incorporated (1987-1991). Mr. Pechock holds an MBA from Columbia University Graduate School of Business (1993) and a BA in Economics from the University of Pennsylvania (1987). Mr. Pechock serves on behalf of MatlinPattersona s Fund I on the Board of Goss International. Mr. Pechock serves on behalf of MatlinPattersona s Fund III on the Board of XL Health. He previously represented Fund I on the Boards of COMSYS IT, Compass Aerospace and Huntsman Corporation. Mr. Pechock is Chair of the Executive Compensation Committee and a member of the Committee on Directors and Corporate Governance. Mr. Pechock has been a director of the Company since September 2007.

George McNamee has served as a director since August 1999. He is managing partner of FA Technology Ventures, an information and energy technology venture capital firm. McNamee also serves as chairman of Plug Power Inc. (NASDAQ: PLUG), a leading fuel cell developer, and is a director of Broadpoint Securities (NASDAQ: BPSG) and several private companies. He is a trustee of The Albany Academies and the American Friends of Eton College. McNamee holds a B.A. from Yale University.

Mr. Gerard is the General Partner and Investment Manager of GFP, LP, a private investment partnership. Since 2004, he has been Chairman of the management committee and Chief Executive Officer of Royal Street Communications, LLC, a licensee, developer and operator of telecommunications networks in Los Angeles and Central Florida. From 2006 to 2008, Mr. Gerard also was a Senior Advisor and member of the Investment Committee of Breeden Capital Management, LLC. Prior to that, he held senior executive positions with investment banking firms Morgan Stanley & Co., Dillon Read & Co. and Bear Stearns. Mr. Gerard served in the US Department of the Treasury from 1974 to 1977, completing his service as Assistant Secretary for Capital Markets and Debt Management. Mr.Gerard is Chairman of the Governance and Nominating Committee and a member of the Finance Committee.

Mr. Mandel is the founder and managing member of Criterion Capital Management, an investment company established in 2001. He also serves as a senior consultant to the Corporate Library, a leading provider of corporate governance information and analytics, integrating investment analysis with corporate governance research. From 1999 to 2000, Mr. Mandel was Executive Vice President, Finance and Development of Snyder Communications, Inc., with operating responsibility for its publicly-traded division, Circle.com. Prior to Snyder Communications, Mr. Mandel was a Vice President in the Investment Research department at Goldman Sachs & Co.