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- Certification of Registered Investment Company Annual and Semi-Annual Reports
- The implementation of Section 302 of the Act is to registered investment companies by adopting new Investment Company Act Rule 30a-2. This rule requires a registered investment company that files periodic reports under Section 13a or 15d of the Exchange Act (that is, Form N-SAR) to include the certification specified...
- White papers 2002-11-13
- SEC Adopts Rule Requiring Disclosure About Nominating Committees and Communications Between Shareholders and Directors
- Article narrates the rule adopted by SEC for nominating committees and communications between shareholders and directors of the organization. It talks about the changes adopted by SEC to the Proxy Rules to "enhance the transparency of the operation of boards of directors. The new rule requires a statement as to...
- White papers 2003-12-01
- A Large US Based Retail Brokerage and Investment Firm: Providing an Integrated Solution to Manage and Track Customer Requests
- The client is one of the largest US based retail brokerage and investment firm. The key requirements were the need for supporting an evolving business process, customized resource scheduling mechanism for resource forecasting and limited mechanism to capture various metrics like Traffic Light reporting, readiness of the Service request to...
- Case studies
- Investment Advisers and Investment Companies: Focus on Compliance
- Each investment adviser is expected to identify compliance requirements and potential conflicts that create risk to the firm and its clients and to design policies and procedures that address these risks. The fund board of each investment company is required to adopt policies and procedures to provide for the oversight...
- White papers 2005-05-10
- Providing Strategic Insurance Industry Consulting Services to Institutional Investment Firms
- The institutional investment firms, commonly referred to as capital management firms, have significantly grown in number over the last several years. The analysts at these investment management firms need answers to significant technical comments being made by executives of insurers and reinsurers, especially when the institutional investor has a significant...
- White papers 2004-07-01
Additional Resources
- S3 Investment Company Releases Report on First Quarter 2005 Operations for SINO UJE Subsidiary
- TEMECULA, Calif. -- S3 Investment Company (OTCBB:SEIH) today released a report on the first quarter calendar-year 2005 operations of portfolio investment company SINO UJE, Ltd. Included in the report, which was submitted by SINO UJE Managing Director Li Jun, are sales in both Medical and Industrial divisions of the business,...
- Research articles 2005-04-13
- S3 Investment Company Announces Management Changes for Subsidiary Redwood Capital, Inc. to Support Expansion of Operations
- S3 Investment Company, Inc. (OTCBB: SEIH), a holding company with two subsidiaries doing business in the China market, today announced several key management changes for subsidiary Redwood Capital, Inc., including the appointment of a new managing director. The management changes are designed to allow Redwood Capital to expand its...
- Research articles 2006-07-26
- Alliance Data Systems Q4: Growth Amid the Wreckage, but Mysteries Galore in the Details
- Alliance Data Systems reported increases in revenue and net income today. The news suggests that while the rest of the business suffers, there's still money to be made in the most boring part of advertising: loyalty programs and direct marketing to shoppers. ADS reported revenues for full...
- Blog posts 2009-03-09
- TesCom Appoints Marc Earl as Vice President of European Operations and Head of the Global Finance Sector
- Business Editors LONDON--BUSINESS WIRE--June 4, 2001 TesCom Software Systems, the world's leading independent software testing company, has appointed Marc Earl as the Vice President of European Operations and Head of the Global Finance Sector. Earl, who brings to TesCom over 19 years of technology and investment banking...
- Research articles 2001-06-04
- S3 Investment Company Releases May 2007 Newsletter With Review of CEO's China Trip and New Reverse Merger Clients
- S3 Investment Company, Inc. (PINKSHEETS: SIVC), a holding company with two subsidiaries doing business in the China market, today issued an investor newsletter highlighting the company's activities over the past month, including Chief Executive Officer Jim Bickel's recent trip to China in support of the company's subsidiary operations and agreements...
- Research articles 2007-05-01
- S3 Investment Company Announces Chairman CEO Visit to Subsidiaries Operating in China
- S3 Investment Company, Inc. (PINKSHEETS: SIVC), a holding company with two subsidiaries doing business in the China market, today announced that chairman and chief executive officer Jim Bickel has traveled to China to visit the company's subsidiary operations, SINO UJE, Ltd. and Redwood Capital, Inc.
- Research articles 2007-04-18
- S3 Investment Company Announces News Interview with CEO on MN1.com
- S3 Investment Company, Inc. (PINKSHEETS: SIVC), a holding company with two subsidiaries doing business in the China market, has announced that chairman and chief executive officer Jim Bickel will be interviewed live today on Market News First ( www.mn1.com ). The interview will cover the company's current status and...
- Research articles 2007-03-30
- S3 Investment Company Issues July Newsletter Featuring Ongoing Expansion of Operations in China
- S3 Investment Company, Inc. (OTCBB: SEIH), a holding company with two subsidiaries doing business in the China market, today issued its July 2006 newsletter, which focuses on the signing of an important new exclusive supplier agreement by subsidiary SINO UJE in China and expectations for additional similar agreements in the...
- Research articles 2006-07-06
- S3 Investment Company Announces Donation to Red Cross to Benefit Earthquake Victims
- S3 Investment Company, Inc. (PINKSHEETS: SIVC) today announced that on behalf of the company, its shareholders and its wholly owned subsidiaries operating in China, S3 is making a donation to the Red Cross to assist in the relief effort for victims of the recent earthquake in Sichuan province. S3's...
- Research articles 2008-05-20
- S3 Investment Company CEO Discusses Upcoming Annual Report and Progress of Subsidiary Operations
- S3 Investment Company, Inc. (OTCBB: SEIH) chief executive officer Jim Bickel today commented on the company's upcoming 10K-SB annual report, which will include consolidated financial information on S3 including the audited financial statements of its subsidiaries. This report will be the first to provide details on the financial performance...
- Research articles 2006-09-19
- S3 Investment Company Announces CEO Trip to China for Review of Subsidiary Operations Including Visits With Redwood Capital Reverse Merger Clients
- S3 Investment Company, Inc. (PINKSHEETS: SIVC), a holding company with two subsidiaries doing business in the China market, today announced that chairman and chief executive officer Jim Bickel is leaving for China this week for a ten-day visit, during which time he will meet with current reverse merger clients of...
- Research articles 2007-10-09
- An Affiliate of Sun Capital Partners, Inc. Completes the Acquisition of Von Weise, Inc., Formerly the Automotive and Specialty Business Operations of Tecumseh Products Company
- BOCA RATON, Fla. -- Sun Capital Partners, Inc. ("Sun Capital"), a leading private investment firm specializing in leveraged buyouts and investments in market-leading companies, today announced that one of its affiliates has completed the acquisition of Von Weise, Inc. ("Von Weise"), formerly the Automotive and Specialty business operations of Tecumseh...
- Research articles 2007-12-10
- Fired Up Inc. Adds Chief Financial Officer and VP Franchise Operations and Development To Their Management Team
- Business Editors AUSTIN, Texas--BUSINESS WIRE--April 11, 2000 Fired Up Inc. announces they have added two key members to their management team. Roy "Te" Turner joins the company as Chief Financial Officer and Ken Myres was named Vice President of Franchise Operations and Development. Te Turner joins...
- Research articles 2000-04-11
- Turbocharge Gmail with These Apps and Add-ons
- Turbocharge Gmail with These Apps and Add-onsIs this a joke?Gmail is not a business e-mail solution. Any business that uses a free web based e-mail solution as a corporate solution needs to seriously re-evaluate their IT plan. Domain name registration is less than $10 per year and MS Exchange hosting...
- Discussion threads 2007-07-19
- Banco Credito Inversiones selects Trema to modernize management of its treasury and investments operations; Trema further expands presence in Latin American market; Single system to cover multiple business operations
- BOSTON -- Trema, the leading provider of treasury and asset management software, announced today that Banco Credito Inversiones Bci has chosen TremaSuiteTM, to be its single solution for all treasury and investment management across the organization. The deal marks another milestone in Trema's continued success in Latin America, emphasizing the...
- Research articles 2006-06-27
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