BNET Industries

Last Fiscal Year Sales:$7.5M
  • Private
  • US
Dow Jones Description

CL King & Associates was founded in 1972 as an independent research boutique firmly committed to providing value-oriented research and analysis of investment opportunities for institutional investors. The company has evolved to become a self-clearing, service-oriented boutique that has delivered investment research, equity and fixed income trading, prime brokerage, registered investment advisor and correspondent clearing services to institutional and high net worth clients and broker dealers for more than 35 years. KING has continued to grow and broaden its focus to offer institutional investors and high net worth clients a greater array of services and product. KING has been self-clearing since 1983. We can therefore assure our clients complete confidentiality and discretion, as well as customized efficient "one-stop" clearing, execution and settlement of their transactions by King operations professionals. We stand out from our competitors by being one of the few research "boutiques" that also provides Comprehensive Trading Services, including Capital Commitment, Market Making and listed block positioning. The KING Fixed Income Group focuses on trading Fixed Income securities, primarily in the secondary market. We offer a broad cross section of agencies, convertibles, investment-grade corporates, mortgage-backed securities, municipals, CDs and preferred stock to the Broker-Dealer. ...

President and CEO
Candace King Weir
Number of Employees 34
Contact Information

9 Elk St

Albany, New York 12207

www.clking.com

1 518 431 3500

NAICS Code Securities Brokerage: 523120

Recent Events

  • Marcial: America's Car-Mart, a Lot to Like

    11/17/09 - Bond / Stock Rating - View Story

  • STREET MOVES: CL King Names White As Invest-Banking Chief

    9/14/09 - Mgmt. Change Entering - Other - View Story

  • Pinch Pennies? Not for Babies

    7/15/09 - Bond / Stock Rating - View Story

News & Analysis

cl king & associates inc. - All News and Analysis

Decision Makers

Name (plus bio) Position
Candace King Weir President and CEO
Peter E. Bulger Senior Managing Director, Chief Operating Officer
Michael W. Gallo Senior Vice President and Senior Analyst
Mitch Meisler Senior Vice President
Robert A Benton Senior Vice President
Ross Taylor Vice President and Senior Analyst
Scott D. Krasik Vice President and Senior Analyst
William R. Armstrong Vice President and Senior Analyst
Jeff Maier Managing Director of Professional Investor Services
Jim Barrett Senior Vice President, Director of Research
Robert H. Paul Senior Vice President and Director of Syndicate
Vincent Kenney Senior Vice President, Director of Institutional Trading
Cynthia L. King Principal
Ty Govatos Senior Analyst

Candace King Weir founded CL King & Associates in 1972. As President and CEO of one of the first woman-owned broker/dealer NASD registered firms, she has directed the growth and development of CL King into a well-respected institutional research boutique. Ms. King began her career in 1968 as an associate in corporate finance with Blyth and Co., leaving in 1972 to form CL King & Associates. In 1984, CL King began managing money for high-net-worth clients and successful entrepreneurs. Ms. Weir also founded Paradigm Capital Management, Inc., in 1994, to assume the investment advisory business of CL King. She serves as Director, President and Chief Investment Officer for Paradigm Capital Management.

Organization Position Status
Cl King & Associates, Inc President and CEO Current
Paradigm Capital Management, Inc. President Current
Paradigm Capital Management, Inc. Chief Investment Officer Current
Paradigm Capital Management, Inc. Director Current
Paradigm Capital Management, Inc. Founder Former
Cl King & Associates, Inc Owner Former
Blyth, Inc. Associate Former
Vassar College BA Former

Organization Position Status
Cl King & Associates, Inc Senior Managing Director, Chief Operating Officer Current
Shearson Lehman Vice President Former
First Albany Corporation Director of Compliance Former
Shearson Lehman Senior Litigation Analyst Former
Fordham University MBA Former
State University of New York at Albany BS In Economics Former
The State University of New York BS In Economics Former

Organization Position Status
Cl King & Associates, Inc Senior Vice President and Senior Analyst Current
Association for Investment Management and Research Board of Directors Current
Association for Investment Management and Research Member Current
Focus Partners LLC Associate Former
Lehigh University B.S. In Industrial Engineering Former

Mitch Meisler joined CL King in 2005 as a Senior Vice President and Research Sales Director. Mr. Meisler was previously managing director in the capital markets division at C.E. Unterberg, Towbin, where for over six years he served in numerous roles, including Director of Institutional Sales, Director of Strategic Planning, Research and Associate Research Director, Manager of the Private Client Group, Operations Manager and institutional salesperson. He was previously affiliated with PaineWebber, Ernst & Company and Lehman Brothers. Mr. Meisler is a graduate of the State University of New York Binghamton and received his MA from New York University.

Organization Position Status
Cl King & Associates, Inc Senior Vice President Current
Cl King & Associates, Inc Managing Director, Director of Institutional Sales Current
Cl King & Associates, Inc Research Sales Director Current
New York University MA Former

Organization Position Status
Cl King & Associates, Inc Senior Vice President Current
Cl King & Associates, Inc Managing Director, Chief Financial Officer Current
Capital Cardiology Associates Current
American Society of Echocardiography Board of Directors Current
American College of Cardiology Board of Directors Current
American College of Cardiology Member Current
American Society of Echocardiography Member Current
University of Vermont B.S. In Accounting and Finance Former
University of Vermont Degree Former

Organization Position Status
Cl King & Associates, Inc Vice President and Senior Analyst Current
HealthpointCapital LLC Research Analyst Former
UBS Warburg Equity Research Analyst Former
UBS Warburg Director Former
Columbia Business School MBA In Accounting Former
Duke University Undergraduate, Economics Former

Scott Krasik joined CL King in March 2002. His primary area of focus is in softlines consumer stocks. Prior to joining CL King, Mr. Krasik was a trading analyst at Dreyfus Corporation. Before that, Mr. Krasik was an Associate in the International Banking Department of Mellon Financial Corporation. Mr. Krasik holds a BA. in International Business from Lehigh University and is a member of the CFA Institute and NYSSA.

Organization Position Status
Cl King & Associates, Inc Vice President and Senior Analyst Current
CFA Institute Member Current
CFA Institute Board of Directors Current
The Dreyfus Corporation Trading Analyst Former
Lehigh University Ba. In International Business Former

Organization Position Status
Cl King & Associates, Inc Vice President and Senior Analyst Current
Cl King & Associates, Inc Senior Analyst Current
Salomon Brothers, Inc. Analyst Former
Salomon Brothers Inc. Analyst Former
New York University Mba In Finance Former
Montclair State University Bs In Marketing and Management Former

Jeff Maier joined CL King in 2007 as Managing Director of Professional Investor Services, focusing on Prime Brokerage, RIA's and Broker Dealers. Mr. Maier was Senior Vice President of Marketing and Sales at Neuberger Berman in the Clearing, Prime Broker and Execution Services division. Previously, he was a managing director at both U.S. Clearing/Fleet Securities, and Newbridge Securities/Citigroup. After serving as a Captain in the U.S. Army, he started his career in the financial community at Wood Struthers & Winthrop. Mr. Maier holds a B.A. in Communications and Spanish from Hofstra University.

Organization Position Status
Cl King & Associates, Inc Managing Director of Professional Investor Services Current
Neuberger Berman, Inc. Senior Vice President of Marketing and Sales Former
Hofstra University B.A. In Communications Former

Jim Barrett, formerly with Josephthal and The First Manhattan Company, joined the CL King & Associates Research team in January 2002. Mr. Barrett specializes in branded consumer products and services, leveraging his eleven years of consumer marketing experience, as a Senior Brand Manager most recently at Seagrams. As an analyst, Mr. Barrett has achieved "All Star" recognition by Zacks and has been ranked among top analysts in the Reuters CFO survey. He is a graduate of the University of Rochester and holds an MBA from Columbia Business School.

Organization Position Status
Cl King & Associates, Inc Senior Vice President, Director of Research Current
Cl King & Associates, Inc Managing Director, Director of Research Current
First Manhattan Co. Former
Columbia Business School MBA In Marketing Former

Organization Position Status
Cl King & Associates, Inc Senior Vice President and Director of Syndicate Current
First Albany Corporation Current
Advest, Inc. Former

Organization Position Status
Cl King & Associates, Inc Senior Vice President, Director of Institutional Trading Current
Cl King & Associates, Inc Managing Director, Director of Institutional Trading Current
Needham & Company Inc. Managing Director Former
Needham & Company Inc. Head of Equity Trading Former
Rutgers University B.A. In Business Administration Former

Organization Position Status
Cl King & Associates, Inc Principal Current

Ty Govatos joined CL King in January 2003 as a Senior Analyst covering the Business Services sector. Mr. Govatos, has 35 years of experience covering different groups including Photography and Electronic Imaging, Business Services and other Consumer and industrial sectors at such firms as Donaldson, Lufkin & Jenrette, Prudential Bache and Kuhn Loeb. Mr. Govatos holds a Bachelor of Science degree from Fordham University.

Organization Position Status
Cl King & Associates, Inc Senior Analyst Current
Photography, LLC Current
Fordham University Bachelor of Science Degree Former

Executive News

  • Barnes & Noble F2Q09 (Qtr End 8/1/09) Earnings Call Transcript

    Seeking Alpha - 8/20/09 - View Story

  • UPDATE 2-Regis Q4 profit tops Street view, shares rise

    Reuters - 8/20/09 - View Story

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