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3 Resources for

company and investment company

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BNET Resources

Brantley duo to start new firm with IPO. (Brantley Venture Partners; initial public offering)
After raising more than $90 million from corporate and public pension funds for three investment funds over the past decade, Brantley Venture Partners' founder Robert P. Pinkas is ready to tap the public. Stock in Brantley Capital Corp., formed by Mr. After raising more than $90 million...
Tags: company, investment company, IPO, SEC
Research articles 1996-11-25
Lehman Brothers Invests $2 Million In Company Controlled By Shrem Fudim Kelner Group.
Lehman Brothers paid $2 million for a 4.5 percent interest in Leader Underwriters Ltd., an Israeli investment company, which is (40 percent) controlled by the Shrem Fudim Kelner Group - formally Dovrat Shrem. Lehman Brothers, together with a group of Lehman Brothers paid $2 million for...
Tags: company, investment, investment company, Lehman Brothers Inc.
Research articles 1999-04-01
Governance regs don't fit us, fund firms say; Operating companies face less scrutiny.(America's Investment)
Byline: Sara Hansard The mutual fund industry is concerned that proposals to strengthen corporate governance in operating companies aren't appropriate for fund companies. In comments filed last month with the Securities and Exchange Com ...
Tags: NASD, fund company, investment company, company, corporate governance, NYSE Euronext, SEC
Research articles 2003-05-12

Additional Resources

Nomura to Reinforce Lending and Investment Businesses
TOKYO -- Nomura Holdings, Inc. ("NHI") today announced that it has decided to make an investment in a soon-to-be established lending and investment company ("New Company"). This investment will expand Nomura's businesses in growing areas including real estate and other asset-backed lending, investment in problem loans held by financial institutions,...
Tags: asset, FINANCE, Investment, Nomura Holdings Inc.
Research articles 2005-06-06
BAHRAIN: ARAB BANK LOANS ZARA COMPANY.(Zara Investment Company )(Brief Article)
Al-Bayan newspaper quoted a notice published in late December 2004 by the Arab Bank and its subsidiary Atlas Investments Company announcing the granting of a loan to the Zara ... Al-Bayan newspaper quoted a notice published in late December 2004 by the Arab Bank and its...
Tags: Arab Bank
Research articles 2005-02-16
DIFX reaches landmark arrangement with Bahrain-Based securities & investment company.
Sep. 14--Securities and Investment Company BSC SICO, the Bahrain-based investment bank, has made a groundbreaking arrangement to facilitate trading on the Dubai International Financial Exchange DIFX by making a market. SICO will provide both buy and sell prices in the shares...
Tags: Sico Inc.
Research articles 2006-09-14
EGYPT: CIIC ACQUIRES STAKE IN AL-JAZIRAH SHERATON.(International Trade and Investment Co.)(Brief Article)
According to Alalam Alyoum newspaper (March 26, 2000), the International Trade and Investment Company CIIC has recently purchased the International African Arab Bank's share in the Al-Jazirah Hotels and Tourism Company, which owns the Al-Jazirah Sheraton Hotel. This deal included 43,000 shares, worth $6 million, which...
Tags: Arab Bank
Research articles 2000-03-28
SLA announced its 2007 Class of SLA Fellows.(noted & quoted: people * libraries * awards * promotions)(Special Libraries Association)(Bain and Company Inc.)(Investment Company Institute)(Langara College)(Brief article)
SLA announced its 2007 Class of SLA Fellows. This award is given to mid-career professionals in recognition of past, present, and future service to the association and the profession. The recipients are Terri Brooks, Patricia Cia, Toby Pearlstein, Gail Stahl, and Wei Wei. Brooks...
Tags: CIA, Investment Company Institute, SLA, Special Libraries Association
Research articles 2007-09-01
Kayne Anderson MLP Investment Company Announces Weekly Disclosure of Its Net Asset Value
(NYSE: KYN) Kayne Anderson MLP Investment Company (the "Company") announces that commencing today and each Friday thereafter until further notice, the Company will post to its website, www.kaynemlp.com , its NAV per share as of the close of business on the prior Thursday. Such postings will be made after...
Tags: Kayne Anderson Mlp Investment Co.
Research articles 2007-08-10
SEC Sues Value Line Inc. and Two Senior Officers for $24 Million Fraudulent Scheme
Washington, D.C., Nov. 4, 2009 — The Securities and Exchange Commission today charged New York City-based investment adviser Value Line Inc., its CEO, its former Chief Compliance Officer and its affiliated broker-dealer with defrauding the Value Line family of mutual funds by charging over $24 million in bogus brokerage commissions...
Tags: SEC, Value Line Inc.
News items 2009-11-04
Certification of Registered Investment Company Annual and Semi-Annual Reports
The implementation of Section 302 of the Act is to registered investment companies by adopting new Investment Company Act Rule 30a-2. This rule requires a registered investment company that files periodic reports under Section 13a or 15d of the Exchange Act (that is, Form N-SAR) to include the certification specified...
Tags: Investment Company, Registered Investment Company, Certification, Section 302, Financial Services, Quality, Business Operations
White papers 2002-11-13
SEC Amends Registered Investment Company Advertising Rules.
The SEC issued a release adopting amendments to rules under the Securities Act of 1933 (the "1933 Act"), the Securities Exchange Act of 1934 and the Investment Company Act of 1940 (the "1940 Act") that govern investment company advertisements. These amend The SEC issued a...
Tags: advertisement, investment company, SEC
Research articles 2003-10-08
CHINA: TOYOTA SETS UP INVESTMENT COMPANY IN CHINA.(Brief Article)(Statistical Data Included)
The Japanese company, Toyota Motor Corporation, has established the Toyota Motor China Investment Company in Tianjin. The new company shall have 60 employees, and the registered capital of the company is US$30 million. The new investment company sh The Japanese company, Toyota Motor Corporation, has established...
Tags: investment company, Toyota Motor Corp.
Research articles 2001-08-15
First Australia Prime Income Investment Company Limited Announces Performance Data And Portfolio Composition, And Shareholder Approval Of Change Of Name And Proposed Investment Policy Changes.
TORONTO, ONTARIO, MAY 2, 2001 NOTE TO THE EDITORS: First Australia Prime Income Investment Company Limited, a Toronto Stock Exchange listed Company, is traded separately from The Aberdeen Asia-Pacific Income Fund Inc. (which was formerly named The First Australia Prime Income Fund, Inc.), an...
Tags: Aberdeen Group Inc., Company, FINANCE, income, Investment, performance, shareholder, stock, Toronto
Research articles 2001-05-02
Aberdeen Asia-Pacific Income Investment Company Limited Announces Normal Course Issuer Bid.
TORONTO, ONTARIO, Jun 7, 2002 CANADA AND EUROPE ONLY NOTE TO THE EDITORS: Aberdeen Asia-Pacific Income Investment Company Limited, a Toronto Stock Exchange listed Company, is traded separately from The Aberdeen Asia-Pacific Income Fund Inc., an American Stock Exchange listed Company....
Tags: Aberdeen Group Inc., American Stock Exchange, Company, Ontario, Toronto
Research articles 2002-06-07
Kayne Anderson MLP Investment Company Announces Its Net Asset Value at February 28, 2005
LOS ANGELES -- Kayne Anderson MLP Investment Company (the "Company")(NYSE:KYN), today announced its net asset value at February 28, 2005. At February 28, 2005, total net assets of the Company were $843.9 million and the NAV per share was $25.27 based on 33,388,422 shares outstanding. The Company's common stock...
Tags: Kayne Anderson Mlp Investment Co.
Research articles 2005-03-01
Kayne Anderson MLP Investment Company Announces Its Net Asset Value at March 31, 2005
LOS ANGELES -- Kayne Anderson MLP Investment Company (the "Company") (NYSE:KYN) today announced its net asset value at March 31, 2005. At March 31, 2005, the Company's total net assets were $831.2 million and its net asset value per share was $24.90 based on 33,388,422 shares outstanding. The Company's...
Tags: Kayne Anderson Mlp Investment Co.
Research articles 2005-04-01
Fitch Rates Kayne Anderson MLP Investment Company Preferred Shares 'AA'
NEW YORK -- Kayne Anderson MLP Investment Company's (NYSE: KYN) $75,000,000 of Auction Rate Preferred Stock, series D, offered in $25,000 denominations or any integral multiple thereof, are rated 'AA' by Fitch Ratings. The ratings are based on asset coverage and maintenance amount tests, as well as the quality and...
Tags: Kayne Anderson Mlp Investment Co.
Research articles 2005-04-12
Kayne Anderson MLP Investment Company Announces Special Stockholders' Meeting to Consider Proposal for New Investment Management Agreement
Kayne Anderson MLP Investment Company (the "Company") (NYSE: KYN), announced today that it has called a special meeting of stockholders, scheduled for Thursday, November 30, 2006, at which stockholders will consider a proposal to approve a new investment management agreement with Kayne Anderson Capital Advisors, L.P., the investment adviser to...
Tags: Kayne Anderson Mlp Investment Co.
Research articles 2006-10-05
SEC Implements Internal Control Provisions Of Sarbanes-Oxley Act; Adopts Investment Company R&D Safe Harbor
The Securities and Exchange Commission's has voted to adopt rules concerning management's report on internal control over financial reporting and certification of disclosures in Exchange Act periodic reports. The Commission also consider to adopt new Rule 3a-8 under the Investment Company Act to provide a nonexclusive safe harbor from the...
Tags: Investment Company, Internal Control, Sarbanes-Oxley Act, SEC, Financial Services
White papers 2003-01-22
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