Resources

5 Resources for

compliance and records management

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Former Cendant Compliance Chief Opens Lexakos; Firm Specializes in Records Management and E-Discovery
WEST ORANGE, N.J. -- As the December 1 effective date approaches for new federal rules requiring early disclosure of electronically stored information ESI in every court case, the former head of compliance for Cendant has established an advisory group to assist organizations and legal-services providers in navigating what will be...
Tags: Cendant Corp., compliance, records management
Research articles 2006-10-17
IBM Unveils Software to Help Automate Records Management and Compliance Across Heterogeneous Environments
IBM today introduced a new software solution designed to usher in a new age of automated electronic records management, helping customers address compliance requirements and manage risk across disparate silos of unmanaged content, accelerating their move to an on demand business.
Tags: compliance, environment, IBM Corp., records management, software
Research articles 2005-05-04
Records Management and the Sarbanes-Oxley Act
This white paper reviews the reforms SOX makes to existing laws and its new compliance requirements as they pertain to record management. Certain provisions of SOX specifically address or refer to recordkeeping requirements; as a result, the implications of SOX in the area of records management are expected to be...
Tags: Sarbanes-Oxley Act, Compliance, OmniRIM Solutions, Records Management, Managerial Accounting, Sarbanes-Oxley, Regulatory Compliance, Regulations, Finance, Government, Financial Accounting, Human Resources, Policies And Procedures
White papers 2005-02-01
FileNet Records Manager: Business White Paper
Records Management has gone from the basement to the boardroom almost overnight, dramatically raising the awareness of, and need for, better corporate governance and records management. Blame it on the explosive growth in the volume of records, and a spate of recent epidemic corporate blunders which have given rise to...
Tags: FileNet Corp., Compliance, Records Management, Managerial Accounting, Finance
White papers 2004-05-01
Iron Mountain: Knowledge Center - Compliant Records Management: The New Corporate Imperative
Companies that continue to rely on traditional, manual processes will see their compliance efforts eating up a greater percentage of their operating budgets. They will fall behind competitors who implement processes and systems to achieve compliance at a lower cost and risk. World-class organizations of all sizes will focus on...
Tags: Records Management, Iron Mountain Inc., Knowledge, Compliance
White papers

Additional Resources

BISYS® Regulatory Consulting and Feith Systems Partner for Regulatory Compliance and Records Management Solution; Consulting and Technology Alliance Enables Broker/Dealer and Advisory Firms to Comply With Regulatory and Legislative Mandates
ROSELAND, N.J. -- BISYS, a leading provider of outsourcing solutions for the financial services sector, today announced a partnership with Feith Systems to provide broker / dealer and advisory firms with a total regulatory compliance and records management solution. "BISYS Regulatory and Consulting Services provides our clients with the...
Tags: Feith Systems and Software Inc.
Research articles 2006-03-28
Retention Management: The Holy Grail Of Records Management
As individuals in business, IT, legal, compliance, and records management RM gain experience in RM, they eventually realize that the degree of control over all enterprise content is insufficient, despite their best efforts. Is it because they don't know how to implement RM policies? Or is something missing in products...
Tags: Holy Grail, Records Management, Managerial Accounting, Finance
Research reports 2006-04-20
The Sarbanes-Oxley Act: Understanding the Implications for Information and Records Management
Compliance with SOX relies on a foundation of information and records management practices that ensure the trustworthiness and accuracy of business. It is critical then, that companies understand how SOX impacts information and records management practices. This report examines the impact of SOX on this area and explores ways that...
Tags: Sarbanes-Oxley Act, Records Management, Managerial Accounting, Sarbanes-Oxley, Regulatory Compliance, Regulations, Finance, Government, Financial Accounting, Human Resources, Policies And Procedures
White papers 2004-09-01
The Four Pillars of Responsible Records Management Under the Sarbanes-Oxley Act
Sarbanes-Oxley has called attention to what companies should have been doing all along as prudent business practices. CEOs and boards of directors now have no practical choice but to implement compliance-grade records management programs. Management will find that investing in the four pillars of records management (Consistency, Accountability, Adoption and...
Tags: Iron Mountain Inc., Sarbanes-Oxley Act, Records Management, Managerial Accounting, Finance
White papers 2004-03-04
AXS-One Announces Technology Development and License Agreement With Sun Microsystems to Deliver End-to-End Solution for Global Regulatory Compliance and Governance Requirements
AXS-One Inc. (AMEX: AXO), a leading provider of records compliance management software solutions, today announced a wide-ranging technology development and license agreement with Sun Microsystems, Inc. Under the terms of the agreement, Sun will license the AXS-One Compliance Platform and integrate it as a key component of the Sun Compliance...
Tags: AXS-One Inc., compliance, license agreement, regulatory compliance, Sun Microsystems Inc.
Research articles 2005-01-19
DoD Certification of Joint Solution for Email Archiving And Records Management
KVS, Inc. and MDY Advanced Technologies, Inc. new joint solution, Enterprise Vault for FileSurf, has been certified under Version II of the U.S. Department of Defense DoD 5015.2 Standard for Electronic Records Applications.Enterprise Vault for FileSurf represents the integration of KVS' Enterprise Vault messaging archiving solution with MDY's FileSurf records...
Tags: certification, compliance, E-mail, FINANCE, U.S. Department of Defense
Research articles 2003-01-01
Automating Business Processes With Vignette Case Management - A New Approach To Process Automation
Organizations are seeking to manage their information assets more efficiently. The most successful at doing this have implemented systems which automate case processing, compliance and records management; provide Web-based self-service access for online users; and eliminate the use of paper. Vignette's case management can accomplish these objectives by automating business...
Tags: Process Automation, Business Process, Case Management, Vignette Corp., Corporate Law, Business Operations
White papers 2005-03-01
Arts and Humanities Research Council implements Mobius Records Management Solution for compliance with UK "Modernising Government" agenda; ViewDirect Records Manager provides efficient, cost-effective solution.
M2 PRESSWIRE-22 September 2006-Mobius Management Systems: Arts and Humanities Research Council implements Mobius Records Management Solution for compliance with UK "Modernising Government" agenda; ViewDirect Records Manager provides efficient, cost-effective solutionC1994-2006 M2 COMMUNICATIONS LTD RDATE:21092006 Egham, UK - Mobius Management Systems,...
Tags: Mobius Management Systems Inc.
Research articles 2006-09-22
What Does Sarbanes-Oxley Mean for Records Management?
An enterprise-wide records management program - for paper, e-mail and electronic records - is an essential part of the sound financial controls and internal policies and procedures a company needs to prove compliance with Sarbanes-Oxley. Failure to produce requested records can lead to senior executives being held personally accountable for...
Tags: Iron Mountain Inc., Sarbanes-Oxley Act, Records Management, Managerial Accounting, Sarbanes-Oxley, Regulatory Compliance, Finance, Regulations, Government, Financial Accounting, Human Resources, Policies And Procedures
White papers 2004-08-20
Trusted Edge Delivers New Records Compliance Software to Support Records across Multiple Applications; New Solution Leverages IBM Records Management to Administer, Automate and Control Record Keeping at the Desktop
MCLEAN, Va. -- Trusted Edge today announced a new integrated compliance offering with IBM to help organizations better streamline compliance and allow customers to manage all desktop applications and files from the moment they are created using a single records management solution.
Tags: desktop, IBM Corp., records management
Research articles 2006-05-22
Archivas Founder and CTO, Andres Rodriguez, to Participate in AIIM ECM Compliance Panel Discussion; Will Discuss Challenges and Solutions in Electronic Archives & Records Management Related to the Patriot Act, SOX, HIPAA and NASD 17b Compliance
WALTHAM, Ma. -- ArchivasTM, Inc., the leading provider of fixed content archiving solutions, today announced its founder and CTO, Andres Rodriguez, will participate in the local New England Chapter, for the Association for Information and Image Management AIIM, the international authority on Enterprise Content Management ECM, Compliance Panel Discussion, as...
Tags: compliance, HIPAA, NASD, Sarbanes-Oxley Act, USA PATRIOT Act
Research articles 2006-03-16
Navigating the Regulatory Straits of Records Management in the Financial Markets Industry: Creating and Implementing an Effective Records Management Strategy
Financial markets firms are obliged to capture and store records for each business transaction. Market pressures are growing for effective solutions. Although seemingly simple, records management and preservation is affected by countless - sometimes conflicting - internal, external and regulatory requirements. Firms relying on traditional methods may fall behind competitors...
Tags: Financial, Records Management, Managerial Accounting, Finance
White papers 2005-07-01
Smead Announces New Strategy to Help Government Agencies Integrate Paper and Electronic Records Management
Smead Manufacturing Company ( http://www.smead.com ), a world leader in integrated records management , today announced a new strategy dedicated to solving the unique records management needs of state and local government agencies. Government agencies are legally bound to maintain paper and physical records , so the...
Tags: Smead Manufacturing Co.
Research articles 2007-11-12
Certus Software and Vignette Join Forces to Provide Next-Generation Sarbanes-Oxley Records Management Compliance Solution
AUSTIN, Texas & CUPERTINO, Calif. -- Powerful technologies combine to ease compliance issues around records management
Tags: Vignette Corp.
Research articles 2005-08-22
U.S. Physical Therapy Turns to Iron Mountain for Accurate and Efficient, Compliant Medical-Records Management
U.S. Physical Therapy USPh which provides Outpatient physical and occupational therapy wished to streamline the management of Patient Health Information records and ensure Healthcare Insurance Portability and Accountability Act HIPAA compliance. Seeking a partner to help them streamline their medical records management and comply with the privacy requirements of HIPAA,...
Tags: Iron Mountain Inc., Therapy, Hipaa, Regulatory Compliance, Regulations, Healthcare, Government, Human Resources, Policies And Procedures
Case studies 2005-05-05
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