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7 Resources for

compliance and sec filing

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TurboChef Receives NASDAQ Listing Compliance Notification; Company Current on all SEC Filings
ATLANTA -- TurboChef Technologies, Inc. (NASDAQ: OVEN) today announced that a Nasdaq Listing Qualifications Panel has notified TurboChef that it has regained compliance with the continued listing requirement of Nasdaq Marketplace Rule 4310c(14) related to the filing of periodic reports with the U.S. Securities and Exchange Commission and has demonstrated...
Tags: compliance, Nasdaq Stock Market Inc., SEC filing
Research articles 2007-09-25
North American Scientific Reports First Quarter Results; Revenues of $8.2 Million versus $3.4 Million for Year Ago Quarter; Company Now in Compliance with Nasdaq SEC Filing Requirements
CHATSWORTH, Calif. -- North American Scientific, Inc. (Nasdaq:NASIE) today announced financial results and the filing of its Form 10-Q for its first fiscal quarter ended January 31, 2005. The Company is now in compliance with the Nasdaq SEC filing requirements.
Tags: compliance, Nasdaq Stock Market Inc., SEC filing
Research articles 2005-04-15
BindView Completes SEC Filings for Nasdaq Compliance
HOUSTON -- BindView Corporation (Nasdaq:BVEWE), a leading provider of policy compliance, vulnerability management and directory administration solutions, today announced that it has filed with the Securities & Exchange Commission its Form 10-Q for the third quarter of 2004. The Company also filed an amended Form 10-K for 2003 and amended...
Tags: Company, compliance, Nasdaq Stock Market Inc., SEC filing
Research articles 2004-12-21
Insignia Solutions Provides Update on Nasdaq Listing Status; Company Returns to Compliance with SEC Filing Requirements; Ticker Symbol to Revert to ''INSG''; Hearing Held on Stockholders' Equity Position; Company Awaiting Decision
FREMONT, Calif. -- Private Placement of $2.0 Million Subscribed
Tags: Company, compliance, equity, Nasdaq Stock Market Inc., SEC filing
Research articles 2005-12-16
GlobalNet Corporation Announces Filing of Amended Form 10-KSB; Company Returned to Full Compliance with SEC Filing Requirements
Business Editors/High-Tech Writers
Tags: compliance, SEC filing
Research articles 2004-06-09
FinancialWeb.com Announces SEC Compliance and Meets NASD Requirements to Maintain OTC BB Listing; Company Complies With All SEC Filing Policies
ALTAMONTE SPRINGS, Fla.--BUSINESS WIRE--Aug. 26, 1999--
Tags: compliance, NASD, SEC, SEC filing
Research articles 1999-08-26
Cardtrend International, Inc. Announces Compliance With SEC Filings and Application to Return to OTC BB
Cardtrend International Inc. ("Cardtrend") (PINKSHEETS: CDTR) today announced that it is fully compliant with all SEC filings and will now apply to reinstate its listing on the OTC Bulletin Board OTC BB.
Tags: compliance, SEC filing
Research articles 2007-10-09

Additional Resources

Bowne Financial Print Wins InfoWorld 100 Award for Use of Fujitsu Interstage XWand to Complete First XBRL®-Based SEC Filing
SUNNYVALE, Calif. -- First Successful SEC Filing in XBRL Highlights Ability to Achieve Compliance and Greater Efficiency via Interstage XWand for Online Financial Reporting
Tags: Fujitsu Ltd., InfoWorld, SEC filing
Research articles 2005-11-16
OTC Incorrectly Indicates TDK Mediactive Inc. Non-Compliance With SEC Requirements
Business Editors CALABASAS, Calif.--BUSINESS WIRE--May 30, 2001 TDK Mediactive Inc. (OTCBB:TDKM) has been telephonically advised that the OTC Bulletin Board has incorrectly indicated that the company is not in compliance with its SEC filing requirements. OTC Bulletin Board has advised the company that the error will be...
Tags: entertainment, MARKETING, SEC
Research articles 2001-05-30
Huffy Misses SEC Filing Deadline Again; Firm Could Face Civil Actions.
By Jason Roberson, Dayton Daily News, Ohio Knight Ridder/Tribune Business News May 25--MIAMISBURG, Ohio -- The Securities and Exchange Commission could bring civil action against Huffy Corp., a sporting goods retailer, after delaying the release of its first-quarter earnings for the...
Tags: earnings, FINANCE, SEC
Research articles 2004-05-25
Agilent Technologies' CEO and CFO File Sworn Statements in Compliance with SEC Order
Business Editors/High-Tech Writers PALO ALTO, Calif.--BUSINESS WIRE--Sept. 13, 2002 Agilent Technologies Inc. (NYSE:A) today announced that its chief executive officer and chief financial officer have signed and filed sworn statements in compliance with Securities and Exchange Commission SEC Order 4-460. Given Agilent's Oct. 31 fiscal year, the due...
Tags: Agilent Technologies Inc., compliance, SEC
Research articles 2002-09-13
The Shaw Group's CEO And CFO Announce Plans For Full Compliance With SEC's Order Requiring Filing Of Sworn Statements.
BATON ROUGE, LOS ANGELES, Aug 13, 2002 The Shaw Group Inc. (NYSE:SGR) ("Shaw" or "the Company") today announced its Chief Executive Officer's CEO and Chief Financial Officer's CFO plans for complying with the Securities and Exchange Commission's SEC order to file sworn statements...
Tags: Company, compliance, FINANCE, INTERNET, SEC, Shaw Group Inc.
Research articles 2002-08-13
The Shaw Group's CEO and CFO Announce Plans for Full Compliance with SEC's Order Requiring Filing of Sworn Statements
Business Editors BATON ROUGE, La.--BUSINESS WIRE--Aug. 13, 2002 The Shaw Group Inc. (NYSE:SGR) ("Shaw" or "the Company") today announced its Chief Executive Officer's CEO and Chief Financial Officer's CFO plans for complying with the Securities and Exchange Commission's SEC order to file sworn statements concerning public filings of...
Tags: Company, compliance, FINANCE, SEC, Shaw Group Inc.
Research articles 2002-08-13
InPhonic Regains Compliance with NASDAQ Listing Requirements
WASHINGTON -- InPhonic, Inc. (NASDAQ: INPC), a leading online seller of wireless services and products, today announced that InPhonic has been notified by NASDAQ's Listing and Hearing Review Council that it has complied with the continued listing standards on The Nasdaq Stock Market. As a result of the recent filing...
Tags: compliance, Nasdaq Stock Market Inc.
Research articles 2007-07-05
Lexor Holdings Resumes Trading on the Over the Counter Bulletin Board
BALTIMORE, Md. -- Lexor Holdings Inc. (OTCBB:LXRH) (BCN:727489) (www.lexorinc.com) announced that it is fully in compliance with SEC filing regulations and its common stock has resumed normal trading status on the OTC Bulletin Board effective today. Christopher Long, chief executive officer of Lexor Holdings, stated, "As the company is...
Tags: Government, Regulations
Research articles 2005-03-03
AQCI Announces Filing Update
Aquatic Cellulose International Corp. (PINKSHEETS: AQCI), an energy development and production company, today announced that all outstanding financials have now been filed with the Securities and Exchange Commission SEC. As a result, AQCI is now in full compliance with SEC financial reporting requirements. Today's filings are available online and...
Tags: Company, FINANCE, INTERNET, SEC
Research articles 2007-05-25
Bowne & Co. launches "SecuritiesConnect" & SEC filing service.
Bowne & Co. Inc. New York has launched a new securities web portal, Bowne SecuritiesConnect, as a resource for securities regulation and compliance information. Access is free. The service features a continuous news feed from with securities-related stories from such news organizations as Associated...
Tags: Bowne & Co. Inc., compliance, security
Research articles 2003-06-30
Will Small Biz Get Sarbox Impunity?
  The House Financial Services Committee has passed a bill that would exempt just over half of all publicly traded companies from the contentious internal-control provision of the Sarbanes-Oxley Act that requires an auditor opinion. The proposed exemption has a long way to go before smaller companies can drop plans...
Tags: company, SEC
News items 2009-11-04
EDGAR Online Is Running with the Elephants
Miles P. Jennings, Jr. submits: XBRL Cloud has just released its "XBRL Cloud EDGAR Dashboard," an objective third-party study of XBRL filers' compliance with the new SEC mandate pdf file. Using data-mining tools, the Cloud captures all sorts of filing details and competitive information. This report is exactly what the...
Tags: Financial, Miles P. Jennings, Jr., Edgar Online Inc.
External links 2009-08-26
View Systems Announces Form 10-SB Filing and ISO 9000 Compliance
ENGLEWOOD, CO.--BUSINESS WIRE--August 9, 1999-- Publicly-traded View Systems, Inc. (OTCBB: VYST) has announced that it has filed its Form 10-SB with the Securities and Exchange Commission to register its common stock under Section 12b and g of the Securities Exchange Act of 1934. The SEC is now reviewing this...
Tags: Company, ISO, Manufacturing, Quality, SEC
Research articles 1999-08-09
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