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- Nader Bearish On Merrill Lynch Settlement; Calls Terms Agreement a Slap on the Wrist; Calls On Spitzer To Reconsider
- WASHINGTON, May 21 /U.S. Newswire/ -- Ralph Nader today dubbed the agreement between New York Attorney General Eliot Spitzer and Merrill Lynch "grossly inadequate" to protect investors. WASHINGTON, May 21 /U.S. Newswire/ -- Ralph Nader today dubbed the agreement between New York Attorney General Eliot Spitzer and Merrill Lynch "grossly...
- Research articles 2002-05-21
- A step forward for Wall Street.(evaluation of Eliot Spitzer and the Merrill Lynch settlement)(Brief Article)(Column)
- The settlement last week in which merrill Lynch agreed to provide a measure of independence to its research analysts has brought out all the doubting Thomases-those who say the steps are too small to affect Wall Street's behavior and those who say it The settlement last...
- Research articles 2002-05-27
- National Investigation Sheds Light On InfoSpace Stock Drop, Merrill Lynch Involvement
- Redmond-based InfoSpace is again the target of shareholder legal action, this time fueled by an investigation led by New York attorney general Eliot Spitzer on the role of investment banks and their use of high-profile stock spokespeople. The new information, included in an amendment to a securities suit previously filed...
- Research articles 1970-01-01
- Memo to Eliot Spitzer on AIG: Don't Just Read Email, Pick Up the Phone
- In today's New York Times former New York Attorney General and Gov. Eliot Spitzer suggests one surefire way to find out the story behind the September 2008 deal that saved American International Group and, arguably, bailed out Goldman Sachs and other major banks: make public the emails that passed between these parties. ...
- Blog posts 2009-12-20
- Investment banks separate stock research after Merrill Lynch settlement. (Following Suit).
- After Merrill Lynch's settlement with New York Attorney General Eliot Spitzer over conflicts of interest between its research and banking arms, many firms are re-evaluating their research efforts. After Merrill Lynch's settlement with New York Attorney General Eliot Spitzer over conflicts of interest...
- Research articles 2002-06-22
- Merrill Lynch revamps its research.
- Merrill Lynch, in the wake of its settlement with New York State Attorney General Eliot Spitzer, announced changes in its stock-research process, including a new three-tier rating system for stocks and new performance-based compensation methods for r Merrill Lynch, in the wake of its settlement with...
- Research articles 2002-06-10
- Merrill closer to deal to avert court.
- May 08, 2002 The Age ABIX via COMTEX -- US-based stockbroker, Merrill Lynch, is being investigated by the New York Attorney-General, Eliot Spitzer. Spitzer, who is investigating the firm's stock-research practices, seems close to laying charges against the firm. It appears, however, the ...
- Research articles 2002-05-13
- Merrill Attorney Blasts TRO
- Calling New York State Attorney General Eliot Spitzer's temporary restraining order against Merrill Lynch "ill-conceived and inappropriate," Ed Yodowitz, a partner in the law firm of Skadden, Arps, became the sudden star of the SIA's April 9th conference on research analysts and regulation. Yodowitz regularly represents Merrill Lynch, and...
- Research articles 2002-05-01
- News: In brief - Merrill appoints two to comply with Spitzer.(Brief Article)
- Merrill Lynch has appointed two company veterans to ensure its equity research is independent and complies with the terms of the agreement struck with Eliot Spitzer, New York State Attorney General, in May. Mark Goldfus, a former regulator who has been at Merrill's for...
- Research articles 2002-08-26
- Memo to the SEC: Scrap Merrill rule. (Editorial).
- The decision by Merrill Lynch & Co. Inc. to pay $100 million, and change how it monitors and pays its stock analysts, may have put out one fire, but the deal that ended the investigation by New York state Attorney General Eliot L. Spitzer has s ...
- Research articles 2002-05-27
- Merrill Refused to Settle
- Had Merrill Lynch decided to settle quietly with Eliot Spitzer, New York's attorney general would not have revealed the now famous flood of embarrassing e-mails from the firm's analysts that eventually led to a $100 million settlement. "We had conversations with Merrill weeks, months before we filed our papers,"...
- Research articles 2002-11-01
- Merrill "not yet off the hook".
- May 13, 2002 The Australian Financial Review ABIX via COMTEX -- New York Attorney-General, Eliot Spitzer, has moved to head off suggestions that Merrill Lynch will not be indicted. He said a deal is a long way off and he doubts the investment bank even...
- Research articles 2002-05-23
- Watchdog bites analyst - and gets taste for flim-flam man.
- Jan 05, 2003 (The Australian - ABIX via COMTEX) The US securities industries regulator may sue former Merrill Lynch analyst, Henry Blodget, for fraud. Blodget, who when at Merrill Lynch predicted Amazon.com shares would reach a price of $US400, must convince the regulator it...
- Research articles 2003-01-05
- Goldman pre-empts Spitzer investigation.
- Byline: Jeremy Adams in New York and Ben Hoyle Critics of Eliot Spitzer, New York's attorney general, were suggesting last week that he is more likely to be remembered for what he threatened to do, rather than what he has done. Spitzer had aimed to...
- Research articles 2002-05-26
- Merrill to stick by policy shifts for its analysts.
- Merrill Lynch said Tuesday it will adopt all reform measures under a settlement with New York Attorney General Eliot Spitzer even if the few remaining states don't sign onto the deal.About 40 states have now adopted the landmark $100m ([euro]100.4m) settlement announced in May and other...
- Research articles 2002-09-04
- Merrill settles.
- May 28, 2002 The Economist ABIX via COMTEX -- Merrill Lynch is now preparing itself for the next stage of the conflict with New York state's attorney-general, Eliot Spitzer. The firm was accused of having too close ties between its research analysts and investment...
- Research articles 2002-05-28
- Chicago Tribune David Greising Column.
- By David Greising, Chicago Tribune Knight Ridder/Tribune Business News May 22--There is one sure way to manage conflicts of interest: Manage to eliminate them. That is what New York Atty. Gen. Eliot L. Spitzer ordered Merrill Lynch & Co. to do....
- Research articles 2002-05-22
- Merrill under pressure as court deadline looms.
- Merrill Lynch and Eliot Spitzer will return to the bargaining table on Monday in an attempt to hammer out an agreement, although the New York state attorney general said there was a long way to go before they resolved the 10-month probe into conflicts of interest at...
- Research articles 2002-05-14
- $100m Spitzer battle fails to dent Merrill.
- Second-quarter earnings at Merrill Lynch rose 17% despite the investment bank's bruising battle with Eliot Spitzer, the New York State attorney general, over equity research.The investment bank made $634m in the quarter after setting aside the $100m and paying $11m for related costs, such as legal...
- Research articles 2002-07-17
- Spitzer dismisses Wall Street attempts to settle.
- Byline: Jeremy Adams in New York Eliot Spitzer, the New York state attorney general, has rejected overtures from a number of Wall Street firms to broker early agreements over his investigations into research analyst independence. The approaches came in the days immediately after Spitzer's...
- Research articles 2002-06-09
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