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17 Resources for

finance and attorney

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BNET Resources

Final Demand For Payment Before Referring Matter To Attorney: Use this template to inform or warn the customer finally for payment by making aware to him about if it is not done the matter will go to attorney.; Tags: Operational accounting, attorney, payment; Tools & templates 2008-01-01
Power Of Attorney - Financial: A power of attorney is a document in which you state that you give someone else usually a relative or friend the authority to make certain decisions and act on your behalf. If you want that someone else should take all the financial decisions for some time you need to...; Tags: Financial accounting, attorney, financial; Tools & templates 2007-12-01
Claims Management: Can Your Claim File Impeach You?: In every litigation involving a first party insurance claim, the insured’s attorney examines file under a microscope and attempt to use it to impeach people testimony and attack the insurer’s case. Keeping in mind, this paper discusses dos and don’ts that minimize the insured’s attorney’s ability to use persons file...; Tags: attorney, litigation, printing, insurance, phone; White papers 2003-11-01
First-Timers Take Heed - Lawyers Can Help Land Plump Deal: While experienced entrepreneurs are familiar with the proper role of attorneys in first-time venture capital financings, first-time founders are often unsure what to expect. Some believe that certain attorneys can guarantee access to capital, or expect that hiring one law firm over another will give them dramatically greater leverage in...; Tags: Entrepreneurship, entrepreneur, attorney, negotiation, venture capital, hiring; White papers 2003-06-01
SEC Adopts Final Attorney Conduct Rules: On January 29, 2003, the Securities and Exchange Commission ("SEC") adopted final rules implementing standards of professional conduct for attorneys pursuant to Section 307 of the Sarbanes- Oxley Act of 2002 ("SOX"). The final rules require that if an attorney, appearing and practicing before the SEC in the representation of...; Tags: Sarbanes-Oxley, Buchanan Ingersoll Professional Corp., SEC, attorney, Sarbanes-Oxley compliance, U.S., Sarbanes-Oxley Act, agent; White papers 2003-05-01

SEC Adopts Final Rules Implementing Section 307 Of The Sarbanes-Oxley Act Of 2002: A recent Act adopted by Securities and Exchange Commission SEC seeks to streamline professional conduct for attorneys. It contains rules governing professional responsibilities for attorneys. It also lays down ‘minimum standards’ of professional conduct for attorneys appearing or practicing before the SEC. The paper examines these issues contained in the...; Tags: Sarbanes-Oxley, Regulatory compliance, Regulations, SEC, attorney, Sarbanes-Oxley Act; White papers 2003-02-14
SEC Rules Under Sarbanes-Oxley Section 307: The Securities and Exchange Commission SEC seeks to streamline professional conduct for attorneys. It has issued rules governing professional responsibilities for attorneys. It also lays down ‘minimum standards’ of professional conduct for attorneys appearing or practicing before the SEC. These rules are contained in a recently passed Act. The paper...; Tags: Sarbanes-Oxley, Regulatory compliance, SEC, attorney, Sarbanes-Oxley Act; Presentations 2003-02-14
SEC Adopts Final Rules of Conduct for Attorneys Under the Sarbanes-Oxley Act: This article contains that after receiving 167 timely filed comment letters to its controversial proposed rules, the SEC adopted final rules implementing Section 307 of the Sarbanes-Oxley Act. This report discusses some of the major components of the final SEC rules. It also contains features such as scope of the...; Tags: Sarbanes-Oxley, Regulatory compliance, SEC, attorney, Sarbanes-Oxley Act; White papers 2003-02-13
SEC Adopts Standards of Professional Conduct for Attorneys Under Sarbanes-Oxley Act: Securities and Exchange Commission SEC has adopted standards of professional conduct for attorneys appearing and practicing before the SEC. In adopting these rules, as mandated by Section 307 of the Sarbanes-Oxley Act of 2002 the Act, the SEC recognized the important and expanding role of attorneys in their representation of...; Tags: Sarbanes-Oxley, Regulatory compliance, Regulations, SEC, attorney, Sarbanes-Oxley Act, corporate governance, compliance; White papers 2003-02-05
SEC Final Rules Under Sarbanes-Oxley: This article highlights the provisions and the dates for compliance that boards and executives need to know about Sarbanes-Oxley Act. The focus is on issues such as: Audit committee financial expert, under section 407 rules mandates that public companies are required to disclose whether or not they have an audit...; Tags: Financial accounting, Sarbanes-Oxley, Bricker & Eckler LLP, audit committee, audit, attorney, Sarbanes-Oxley Act, external auditor, financial, compliance, board; White papers 2003-02-01
The Sarbanes-Oxley Act of 2002 - Implications For Corporate Officers and directors: The Sarbanes-Oxley Act of 2002 (also known as the Public Company Accounting Reform and Investor Protection Act of 2002) (the “Act”) was signed into law on July 30, 2002 ostensibly in response to the recent financial debacles of certain public companies. The Act was designed primarily as a prophylactic measure...; Tags: Sarbanes-Oxley, Regulatory compliance, Litigation, Regulations, Financial accounting, Sarbanes-Oxley Act, fraud, SEC, attorney, financial reporting, internal control, board of directors, financial, audit, accounting, board; White papers 2003-01-01
On the Brink of Bankruptcy: Assisting Clients in Financial Distress: The paper discusses that the problem with many bankruptcy filings is that the debtor is not being set up to get genuine relief. The debtor becomes a repeat customer because the debtor is not forced to make the hard decisions up-front. If a bankruptcy is unavoidable, then the attorney should...; Tags: Litigation, debtor, bankruptcy, attorney, financial; White papers 2003-01-01
General Estate Planning: The following is intended as a general discussion of estate planning concepts and not as specific advice. This discussion is limited to non-estate tax situations. The Will serves the following basic functions: to transfer title to property of a deceased person to specified persons; to pay the debts of the...; Tags: Real estate, agent, attorney, tax, asset, health care, financial; White papers 2003-01-01
SEC Adopts Final Rules Related to Professional Conduct for Attorneys: The SEC adopted final rules pursuant to Section 307 of the Sarbanes-Oxley Act, establishing standards of professional conduct for attorneys who appear and practice before the SEC on behalf of public companies. The new rules are contained in SEC Release No. 33-8185. Article explains the attorneys covered by the rules....; Tags: SEC, attorney, Sarbanes-Oxley Act; White papers 2003-01-01
Attorneys Don't Get A Pass From Sarbanes-Oxley: From the executive summary: ‘As a part of sweeping corporate governance reforms mandated by the Sarbanes-Oxley Act of 2002, the Securities and Exchange Commission SEC adopted ethical rules for attorneys who represent public companies and their non-public subsidiaries. The SEC rules make it clear that “attorneys cannot get a pass”...; Tags: Sarbanes-Oxley, Regulatory compliance, Regulations, Reed Elsevier Inc., attorney, SEC, Sarbanes-Oxley Act, corporate governance, financial; White papers 2003-01-01
Implementation Of Standards of Professional Conduct For Attorneys Required By Section 307 Of The Sarbanes-Oxley Act: Article focuses on the proposed rule of implementing the standards of professional conduct for attorneys required by section 307 of the Sarbanes-Oxley Act. It provides the information related to different section considered under the Act such as : Section 205.3: Issuer as Client Section, 205.4: Responsibilities of Supervisory Attorneys, ...; Tags: Sarbanes-Oxley, Regulatory compliance, attorney, Sarbanes-Oxley Act, commission; White papers 2002-12-06
Congress Mandates Code Of Conduct For Attorneys Representing Public Companies Before The SEC: In enacting the Sarbanes-Oxley Act of 2002, Congress mandated that the Securities and Exchange Commission the SEC issue rules that would require private attorneys who represent public companies in any manner before the SEC to report violations of the securities laws or breaches of fiduciary duties or “similar violations” to...; Tags: Corporate governance, SEC, attorney, audit, code of conduct, U.S. Congress, board, board of directors, Sarbanes-Oxley Act; White papers 2002-09-10

Additional Resources

UTA votes to appoint Ellertson president of board of trustees: The Utah Transit Authority voted to appoint Larry Ellertson as the new president for its board of trustees Wednesday. Ellertson will be replacing Orrin Colby as president. Gregory Simonsen has been appointed as the new vice president, the position previously held by Robert Hunter. ...; Articles 2008-06-26
Troutman Sanders to Merge with Ross, Dixon & Bell New Firm to Have 750 Attorneys, Offices in 15 Cities: Merger Expands AmLaw 100 Law Firm into California, Chicago ATLANTA & WASHINGTON -- The law firms of Troutman Sanders LLP and Ross, Dixon & Bell, LLP announced today they will merge, creating a 750-attorney firm with national and international reach and unparalleled depth. The merger, approved...; Articles 2008-06-25
Son gets jail time for bilking mother: A Holladay man was sentenced in 3rd District Court Friday to one year in jail for stealing $237,000 from his blind mother who had entrusted him to help with her finances. He also was ordered to pay restitution. Grant Keith Aagard, 51, pled guilty to one third-degree...; Articles 2008-06-21