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- Digital Music Store Amie Street Raises $3.9 Million
- Digital music retailer Amie Street has raised $3.9 million in a round of funding, according to an SEC filing. Amie Street prices tracks based on their popularity; songs start out free and then cap out at 98 cents as more Amie Street users download them. Amazon (NSDQ: AMZN) led...
- External links 2009-10-07
- Certification of Disclosures in Quarterly and Annual SEC Filings; New Requirements for Disclosure Controls and Procedures
- The Securities and Exchange Commission released final rules, as directed by Section 302a of the Sarbanes-Oxley Act of 2002, that require an issuer's principal executive and principal financial officer each to certify the financial and other information contained in the issuer's quarterly and annual reports filed with the SEC. In...
- White papers 2002-08-30
- GSC Investment Corp. F4Q09 (Qtr End 02/28/09) Earnings Call Transcript
- Question-and-Answer Session Operator Operator Instructions The first question comes from the line of Greg Mason – Stifel Nicolaus & Company, Inc. Greg Mason – Stifel Nicolaus & Company, Inc. First I would like to touch on the credit facility. In your 10K there are several subsequent events...
- Earnings calls 2009-05-29
- Adobe-Omniture: Some Details From SEC Filings
- Some more details on Adobe’s acquisition of Omniture (NSDQ: OMTR), from the SEC filing filed today, following the acquisition announcement earlier today. —Name of the shell acquiring corp: Snowbird Acquisition Corporation—Termination fee: $64 million that Omniture will have to pay—No shop provision—The directors of Omniture currently holding shares representing...
- External links 2009-09-15
- NYT's SEC Filing: We Violated Our Exec Incentive Plan
- In what had to be an embarrassing filing with the SEC today, The New York Times revealed that it "has discovered that portions of previously-awarded stock option grants to purchase the company's class A common stock were in excess of that permitted to be granted to a single individual during...
- Blog posts 2009-09-18
- Rainbow needs more credit; Voom's momentum is also growing, Cablevision says in SEC filing.(Finance)(Securities & Exchange Commission)
- Cablevision Systems Corp. has filed a Form 10 registration statement for its planned separation into two distinct companies, and the 180-page document pretty much said what analysts expected--except for one wrinkle. To do the spinoff, Cablevi Cablevision Systems...
- Research articles 2004-05-24
Additional Resources
- SEC filing says Schick to buy Reeves at $250.4M.
- SEC Filing Says Schick To Buy Reeves at $250.4M In order to acquire Reeves Brothers, Inc., Schick, Inc., is paying out $164.4 million of Reeves stock, and another $88 million to finance the textile firm's existing long-term debt, according to a filing with the...
- Research articles 1986-05-28
- Bowne & Co. launches "SecuritiesConnect" & SEC filing service.
- Bowne & Co. Inc. New York has launched a new securities web portal, Bowne SecuritiesConnect, as a resource for securities regulation and compliance information. Access is free. The service features a continuous news feed from with securities-related stories from such news organizations as Associated...
- Research articles 2003-06-30
- IT FACTORY Appoints John H. MacKinnon, Experienced Finance Veteran in `Big Five' Firm, To Board of Directors
- Business/Technology Editors CAMBRIDGE, Mass.--BUSINESS WIRE--Aug. 15, 2000 Former Partner at PricewaterhouseCoopers Brings Valuable Audit and SEC Filing Experience at Vital Stage in IT FACTORY's Growth IT FACTORY Inc., the leading international supplier of collaborative e-business solutions, today announced the appointment of John H. Jack MacKinnon, CPA,...
- Research articles 2000-08-15
- PDV Finance files forms to the SEC.
- Venezuela, Jul 7, 2003 (El Nacional /SABI via COMTEX) Pdvsa's subsidiary PDV Finance has filed forms 6-K and 20-F to the US securities & exchange commission, and according to the Venezuelan Ministry of Energy, other forms are to be filed soon both by PDV...
- Research articles 2003-07-08
- Norfolk, Va.-Based Consumer Debt Recovery Firm Updates SEC Filing to Go Public.
- By Tom Shean, The Virginian-Pilot, Norfolk, Va. Knight Ridder/Tribune Business News Oct. 23--NORFOLK, Va.--Portfolio Recovery Associates Inc. said in an updated filing with the Securities and Exchange Commission that it expects to raise $41.5million from an initial public offering. ...
- Research articles 2002-10-23
- IMergent says filing delays are caused by SEC review
- OREM -- E-commerce software and services company iMergent Inc. said Tuesday it failed to meet its plan to submit Form 10-K for the fiscal year ended June 30, 2005, and Form 10-Q for the period ended Sept. 30, 2005, by Tuesday. The company said the filing delays are...
- Research articles 2006-02-01
- Mint Raises $14 Million For Its Online Finance Service
- Mint.com, which has quickly established itself as the top online personal finance site, has raised $14 million in a round of funding, according to an SEC filing. We've reached out to the company to get details. With the new cash, Mint will have raised nearly $32 million since 2006.The...
- External links 2009-08-12
- Central Fed to push 2M shares to the public.(Finance)
- Byline: SHAWN A. TURNER Nine months after aborting a transaction to take itself private, Central Federal Corp. of Fairlawn is preparing to issue 2 million shares of common stock in a public offering. Central Federal, the holding company for CFBank, has filed...
- Research articles 2005-12-19
- SEC, BofA Plead For Merrill Bonus Settlement
- By Jonathan Stempel NEW YORK (Reuters) - Bank of America Corp BAC and the top U.S. securities regulator sought to persuade a judge to approve their $33 million settlement of a civil lawsuit over the lack of disclosure of billions of dollars of bonuses at Merrill Lynch & Co. A...
- News items 2009-08-24
- SOX Didn't Force Away Foreign Firms: Study
- The bugles sounded! The wagons circled! And the Hank Paulsons of the world, dressed in the blue and yellow of the cavalry, prepared for the attack! The attack, of course, was coming from the Sarbanes-Oxley Act that the John Waynes of Big Business such as Tom...
- Blog posts 2008-08-08
- Government to examine Medtronic physician payments
- According to a filing with the US Securities and Exchange Commission SEC, Minneapolis, MN-based device giant Medtronic is in the crosshairs for a number of investigations related to its financial ties with physicians and hospitals. In the SEC filing, Medtronic reported that the Senate Finance Committee sent a letter...
- Research articles 2008-01-01
- Aura Supplements Prior SEC Reports; Sets October 2nd Date for Annual Meeting
- Business Editors EL SEGUNDO, Calif.--BUSINESS WIRE--Aug. 13, 2001 Aura Systems, Inc. (OTCBB:AURA) announced today that in response to comments received from the SEC Division of Corporate Finance in connection with its customary review of the Company's S-3 Registration Statement, the Company is filing amendments to its S-3 registration...
- Research articles 2001-08-13
- Q Comm to delay filing Form 10-Q for quarter
- OREM -- Prepaid transaction processor Q Comm International Inc. said Thursday it will have a delay in filing its Form 10-Q for the quarter ended March 31. The company last week received a letter from the Division of Corporate Finance of the Securities and Exchange Commission, initiating a...
- Research articles 2005-05-13
- CIT Group: Owens is Out; Is Peek Next?
- Christopher Menkin submits: On Friday, October 3, 2008, CIT Group Inc. CIT announced that Walter Owens resigned as President of Corporate Finance, effective immediately. The company will issue its financial results for the quarter ending September 30, 2008 before the market opens on Thursday, October 16, 2008. No comment on...
- External links 2008-10-08
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