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- Power Of Attorney - Financial
- A power of attorney is a document in which you state that you give someone else usually a relative or friend the authority to make certain decisions and act on your behalf. If you want that someone else should take all the financial decisions for some time you need to...
- Tools & templates 2007-12-01
- SEC Adopts Final Attorney Conduct Rules
- On January 29, 2003, the Securities and Exchange Commission ("SEC") adopted final rules implementing standards of professional conduct for attorneys pursuant to Section 307 of the Sarbanes- Oxley Act of 2002 ("SOX"). The final rules require that if an attorney, appearing and practicing before the SEC in the representation of...
- White papers 2003-05-01
- SEC Adopts Final Rules Implementing Section 307 Of The Sarbanes-Oxley Act Of 2002
- A recent Act adopted by Securities and Exchange Commission SEC seeks to streamline professional conduct for attorneys. It contains rules governing professional responsibilities for attorneys. It also lays down ‘minimum standards’ of professional conduct for attorneys appearing or practicing before the SEC. The paper examines these issues contained in the...
- White papers 2003-02-14
- SEC Rules Under Sarbanes-Oxley Section 307
- The Securities and Exchange Commission SEC seeks to streamline professional conduct for attorneys. It has issued rules governing professional responsibilities for attorneys. It also lays down ‘minimum standards’ of professional conduct for attorneys appearing or practicing before the SEC. These rules are contained in a recently passed Act. The paper...
- Presentations 2003-02-14
- SEC Adopts Final Rules of Conduct for Attorneys Under the Sarbanes-Oxley Act
- This article contains that after receiving 167 timely filed comment letters to its controversial proposed rules, the SEC adopted final rules implementing Section 307 of the Sarbanes-Oxley Act. This report discusses some of the major components of the final SEC rules. It also contains features such as scope of the...
- White papers 2003-02-13
- SEC Adopts Standards of Professional Conduct for Attorneys Under Sarbanes-Oxley Act
- Securities and Exchange Commission SEC has adopted standards of professional conduct for attorneys appearing and practicing before the SEC. In adopting these rules, as mandated by Section 307 of the Sarbanes-Oxley Act of 2002 the Act, the SEC recognized the important and expanding role of attorneys in their representation of...
- White papers 2003-02-05
- SEC Final Rules Under Sarbanes-Oxley
- This article highlights the provisions and the dates for compliance that boards and executives need to know about Sarbanes-Oxley Act. The focus is on issues such as: Audit committee financial expert, under section 407 rules mandates that public companies are required to disclose whether or not they have an audit...
- White papers 2003-02-01
- The Sarbanes-Oxley Act of 2002 - Implications For Corporate Officers and directors
- The Sarbanes-Oxley Act of 2002 (also known as the Public Company Accounting Reform and Investor Protection Act of 2002) (the “Act”) was signed into law on July 30, 2002 ostensibly in response to the recent financial debacles of certain public companies. The Act was designed primarily as a prophylactic measure...
- White papers 2003-01-01
- On the Brink of Bankruptcy: Assisting Clients in Financial Distress
- The paper discusses that the problem with many bankruptcy filings is that the debtor is not being set up to get genuine relief. The debtor becomes a repeat customer because the debtor is not forced to make the hard decisions up-front. If a bankruptcy is unavoidable, then the attorney should...
- White papers 2003-01-01
- Attorneys Don't Get A Pass From Sarbanes-Oxley
- From the executive summary: ‘As a part of sweeping corporate governance reforms mandated by the Sarbanes-Oxley Act of 2002, the Securities and Exchange Commission SEC adopted ethical rules for attorneys who represent public companies and their non-public subsidiaries. The SEC rules make it clear that “attorneys cannot get a pass”...
- White papers 2003-01-01
- SEC Adopts Final Rules Related to Professional Conduct for Attorneys
- The SEC adopted final rules pursuant to Section 307 of the Sarbanes-Oxley Act, establishing standards of professional conduct for attorneys who appear and practice before the SEC on behalf of public companies. The new rules are contained in SEC Release No. 33-8185. Article explains the attorneys covered by the rules....
- White papers 2003-01-01
- Implementation Of Standards of Professional Conduct For Attorneys Required By Section 307 Of The Sarbanes-Oxley Act
- Article focuses on the proposed rule of implementing the standards of professional conduct for attorneys required by section 307 of the Sarbanes-Oxley Act. It provides the information related to different section considered under the Act such as : Section 205.3: Issuer as Client Section, 205.4: Responsibilities of Supervisory Attorneys, ...
- White papers 2002-12-06
- Congress Mandates Code Of Conduct For Attorneys Representing Public Companies Before The SEC
- In enacting the Sarbanes-Oxley Act of 2002, Congress mandated that the Securities and Exchange Commission the SEC issue rules that would require private attorneys who represent public companies in any manner before the SEC to report violations of the securities laws or breaches of fiduciary duties or “similar violations” to...
- White papers 2002-09-10
Additional Resources
- Businessmen indicted on fraud and tax charges
- A grand jury has indicted a pair of Salt Lake businessmen accused of duping customers and evading taxes, resulting in the loss of millions of dollars. Patrick Merrill Brody and David Eugene Ross II have been charged with committing tax fraud from 1998 to 2002, conspiring to...
- Articles 2008-06-28
- Long Island Finanicial Briefs: June 27, 2008
- Woodbury accounting firm launches nonprofit The Woodbury-based accounting firm Mayer & Co. is joining the roster of Long Island nonprofit organizations. The firm has launched Alliance of Family Businesses, an organization that helps family-owned business by teaching them strategies to solve financial problems. ...
- Articles 2008-06-27
- Cobell lawsuit: Government owes tribal members $58B
- A federal lawsuit filed a dozen years ago by Elouise Cobell, a member of the Blackfeet tribe in Montana, is about much more than money, says Oklahoma Indian law attorney Michael McBride. It's a matter of trust, he says, and the government's failure to account properly for...
- Articles 2008-06-20
- Stull, Stull & Brody Announces Class Action on Behalf of Shareholders of Downey Financial Corporation
- Attorney Advertising. Notice is hereby giventhat a class action has been commenced in the United States District Courtfor the Central District of California on behalf of purchasers of thecommon stock of Downey Financial Corporation ("Downey" or the "Company")(NYSE: DSL) between October 16, 2006 and March 14, 2008 (the "ClassPeriod"). Stull,...
- Articles 2008-06-13
- Expert Group, Inc. Expansion and Corporate Update
- Expert Group Inc. (PINKSHEETS: EXPT) www.ExpertFinancing.net begins June 2008 operations with the completion ofFHA Financial Audits. The Financials where reviewed and audited by theaccounting firm of Dave V John CPA. Expert has been working diligently toobtain a PS status on Pink Sheets. We have been working closely with theLaw...
- Articles 2008-06-03
- Glenn Weisberger Appointed uBid.com Holdings, Inc. Executive Vice President of Business Development
- Veteran Attorney and Certified Public Accountant Adds Fuel To Asset-Recovery Leader's Aggressive Growth Plan CHICAGO, May 19 /PRNewswire-FirstCall/ -- uBid.com Holdings, Inc. (BULLETIN BOARD: UBHI) , the leading asset recovery solutions company for the world's most trusted brands, today announced the appointment of Glenn Weisberger to...
- Articles 2008-05-19
- Pellicano Verdicts Make Way for Civil Cases: Kabateck Brown Kellner
- LOS ANGELES, May 15 /PRNewswire/ -- Statement by attorney Brian S. Kabateck, who is the court-appointed lead counsel for the civil litigation arising from Anthony Pellicano's activities: "The Pellicano saga is far from over. While there is satisfaction in seeing him found guilty for his crimes,...
- Articles 2008-05-15
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