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financial and investment company

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S3 Investment Company Releases March 2005 Financial Results for SINO UJE; SINO UJE Ahead of Pace to Triple Annual Revenue
TEMECULA, Calif. -- S3 Investment Company (OTCBB:SEIH) today released March 2005 financial information for its portfolio investment company, SINO UJE, Ltd. Gross revenue for the month was approximately $300,000 USD with a net profit of $55,669 for the same period.
Tags: financial, Investment company
Research articles 2005-04-19
Business Administration/Finance
The world of financing offers a multitude of career choices. Among the most common are financial analysts, financial planners and personal financial advisers. Financial analysts and planners work primarily in the corporate realm offering services to corporations, industry and governments, while personal financial advisers assist individuals in reaching their long-...
Tags: Investment Company, Financial Analyst, Financial, University Of Akron, Financial Accounting, Professional Development, Financial Services, Finance, Career
White papers 2004-11-17
Financial Services Alert - Department of Treasury Issues Proposed Rule that Would Require Certain Unregistered Investment Companies to Establish Anti-Money Laundering Programs.
The U.S. Department of the Treasury, (the "Treasury") issued a proposed rule (the "Proposed Rule") that would require certain investment companies that are not registered with the SEC under the Investment Company Act of 1940 (the "1940 Act") to esta The U.S. Department of the...
Tags: financial, investment company, Investment company, Treasury, U.S. Department of Treasury
Research articles 2002-09-26

Additional Resources

Ravi Venkataraman; Principal and Northeast unit investment management practice leader for William M. Mercer Inc.(Online financial and investment data)(Internet/Web/Online Service Information)(Brief Article)
* www.moneycentral.com Description: Microsoft Network financial site. Features: A broad range of financial and investment topics separated by market type. Company-related reports and fundamental data on earnings estimates, analyst ratings and quick updates on investment and financial issues. ...
Tags: Federal Reserve Board, FINANCE, financial, leader
Research articles 2001-09-17
Nomura to Reinforce Lending and Investment Businesses
TOKYO -- Nomura Holdings, Inc. ("NHI") today announced that it has decided to make an investment in a soon-to-be established lending and investment company ("New Company"). This investment will expand Nomura's businesses in growing areas including real estate and other asset-backed lending, investment in problem loans held by financial institutions,...
Tags: asset, FINANCE, Investment, Nomura Holdings Inc.
Research articles 2005-06-06
DIFX reaches landmark arrangement with Bahrain-Based securities & investment company.
Sep. 14--Securities and Investment Company BSC SICO, the Bahrain-based investment bank, has made a groundbreaking arrangement to facilitate trading on the Dubai International Financial Exchange DIFX by making a market. SICO will provide both buy and sell prices in the shares...
Tags: Sico Inc.
Research articles 2006-09-14
Final Rule: Certification of Management Investment Company Shareholder Reports and Designation of Certified Shareholder Reports and Other Aspects
The Securities and Exchange Commission is adopting rule and form amendments that require registered management investment companies to file certified shareholder reports on Form N-CSR with the Commission, and designating these certified reports as reports that are required under Sections 13a and 15d of the Securities Exchange Act of 1934...
Tags: Investment Company, Shareholder, Certification, Financial Services
White papers 2003-01-01
Company Profile for Informa Investment Solutions
For over twenty-five years, Informa Investment Solutions, Inc. has been a leading provider of financial information to financial institutions, investment managers, and independent advisors. The company's products, PSN, Performer, and Wealth Management System cover investment manager search and evaluation databases, performance measurement and client reporting, financial and investment planning, and...
Tags: Informa SA
Research articles 2005-05-06
SEC Implements Internal Control Provisions Of Sarbanes-Oxley Act; Adopts Investment Company R&D Safe Harbor
The Securities and Exchange Commission's has voted to adopt rules concerning management's report on internal control over financial reporting and certification of disclosures in Exchange Act periodic reports. The Commission also consider to adopt new Rule 3a-8 under the Investment Company Act to provide a nonexclusive safe harbor from the...
Tags: Investment Company, Internal Control, Sarbanes-Oxley Act, SEC, Financial Services
White papers 2003-01-22
Prudential Real Estate Investors Forms Net Leasing Co-venture With Corporate Realty Investment Company
Business Editors PARSIPPANY, N.J.--BUSINESS WIRE--Feb. 27, 2002 Venture pairs major financial services company with leading net lease investor Prudential Real Estate Investors PREI and Boston-based Corporate Realty Investment Company LLC CRIC announced today that they have formed CRIC Capital LLC, a new net leasing company, through...
Tags: FINANCE, leasing, Prudential Insurance Company of America
Research articles 2002-02-27
HydroFlo signs investment banking agreement with GunnAllen Financial and GE and Mitsubishi team up with Siemens to protect containerized trade in Europe.
M2 PRESSWIRE-19 January 2006-US Financial Network: HydroFlo signs investment banking agreement with GunnAllen Financial and GE and Mitsubishi team up with Siemens to protect containerized trade in EuropeC1994-2006 M2 COMMUNICATIONS LTD RDATE:19012006 City of Industry, CA - Conglomerate industry news provided...
Tags: GunnAllen Financial Inc.
Research articles 2006-01-19
Kayne Anderson MLP Investment Company Provides Update on Financial Leverage
(NYSE: KYN) Kayne Anderson MLP Investment Company (the "Company") today provided an update on its financial leverage. The Company currently has three sources of financial leverage -- auction rate senior notes ("ARNs"), revolving credit line and auction rate preferred stock ("ARP"). The company has five series of ARNs outstanding (aggregate...
Tags: Kayne Anderson Mlp Investment Co.
Research articles 2008-02-19
Ray Beliveau Joins Kelmoore Investment Company as Regional Vice President
Business Editors PALO ALTO, Calif.--BUSINESS WIRE--May 24, 2001 Kelmoore Investment Company today announced the addition of Rick Beliveau to its outside sales team. Ray Beliveau has been hired as Regional Vice President of Kelmoore Investment Company, where he will cover the regions of Washington, Oregon, and Alaska....
Tags: Kelmoore Investment Co.
Research articles 2001-05-24
S3 Investment Company CEO Discusses Upcoming Annual Report and Progress of Subsidiary Operations
S3 Investment Company, Inc. (OTCBB: SEIH) chief executive officer Jim Bickel today commented on the company's upcoming 10K-SB annual report, which will include consolidated financial information on S3 including the audited financial statements of its subsidiaries. This report will be the first to provide details on the financial performance...
Tags: financial
Research articles 2006-09-19
S3 Investment Company Files Annual Report With First Consolidated Financial Statement
S3 Investment Company, Inc. (OTCBB: SEIHE), a holding company with two subsidiaries doing business in the China market, today announced the filing of its 10-KSB Annual Report with audited year-end financial results for the fiscal year ended June 30, 2006. As a result of the filing, S3 expects that...
Tags: financial, financial statement
Research articles 2006-11-16
S3 Investment Company Announces Appointment of Chief Financial Officer and New Corporate Headquarters
S3 Investment Company, Inc. (PINKSHEETS: SIVC), a holding company with two subsidiaries doing business in the China market, today announced that its Board of Directors has appointed Bruce Ruberg to serve as the company's chief financial officer and secretary. Mr. Ruberg, who has over 25 years experience as a finance...
Tags: company
Research articles 2007-03-29
MCF Corporation Signs Definitive Agreement to Acquire Catalyst Financial Planning & Investment Management; Catalyst Represents MCF Corporation's First Step in Its Wealth Management Strategy
SAN FRANCISCO -- MCF Corporation (AMEX: MEM), the parent company of Merriman Curhan Ford & Co., a securities broker-dealer and investment bank, today announced that it has signed a definitive agreement to acquire Catalyst Financial Planning & Investment Management, Inc. ("Catalyst"), a fee-only registered investment advisor based in Oakland, California...
Tags: Cisco Catalyst, financial planning, strategy
Research articles 2005-01-24
S3 Investment Company Files Extension for Annual Report
S3 Investment Company, Inc. (OTCBB: SEIH) has filed a Notice of a Late Filing of Form 10-KSB, which affords the company another 15 days to file its annual report with consolidated financial information. The delay in filing was caused, in part, by the company's withdrawal of its business development...
Research articles 2006-09-29
CLX Investment Company Files Annual Report
CLX Investment Company, Inc. (OTCBB: CLXN), a diversified investment fund, has filed its 10-K annual report with audited financial statements. The filing reports the sale of CLX's position in former portfolio investment eStrategy Solutions and for the first time, places a value on CLX's ownership position in portfolio investment...
Research articles 2006-12-14
S3 Investment Company Announces Agreement With Hunter Wise Financial Group, LLC
S3 Investment Company, Inc. (PINKSHEETS: SIVC), a holding company with two subsidiaries doing business in the China market, today announced an agreement with Hunter Wise Financial Group, LLC of Irvine, California, for Hunter Wise to assist with raising bridge capital for S3 to apply to its Redwood Capital and SINO...
Tags: agreement, LLC
Research articles 2007-05-30
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