BNET Industries
Last Fiscal Year Sales:$21.8M
- Private
- US
Dow Jones Description
Built by reps for reps, GunnAllen Financial was founded by hard working entrepreneurs who started their business from the ground up. Our desire to help individuals, families and businesses achieve financial success is what drives our business. After more than 18 years, the firm encompasses much more than a traditional independent broker/dealer firm.
Number of Employees 1,100
Peer Companies
NAICS Code Other Management Consulting Services: 541618
Recent Events
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Gunn Allen Successfully Completes the Acquisition of Pointe Capital
News & Analysis
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gunnallen financial inc. - All News and Analysis
GunnAllen Financial's Hauppauge, NY and New Haven, CT Branches Proudly Announce New Brand Name: Acumen Investment Services
HAUPPAUGE, N.Y. and NEW HAVEN, Conn., July 24 /PRNewswire/ -- GunnAllen Financial's Hauppauge, New York and New Haven, Connecticut branches are pleased to announce their new brand name: Acumen Investment Services. As independent affiliates of the Tampa, Florida based broker-dealer GunnAllen Financial, Inc., Acumen Investment Services...
GunnAllen Financial Pays $750,000 to Settle Charges Involving Former Head Trader's Trade Allocation Scheme, AML and Supervisory Deficiencies, Additional Charges
Supervisor of Rogue Trader Suspended and Fined; Firm Also Lacked Procedures to Prevent Misuse of Investment Banking Information WASHINGTON -- FINRA announced today that it has fined GunnAllen Financial, Inc., of Tampa, FL $750,000 for its role in a trade allocation scheme conducted by the firm's former head trader,...
Medical Connections Announces Asset Purchase Agreement with Medical Staffing Direct
BOCA RATON, Fla. -- Medical Connections Holdings, Inc. (OTC Bulletin Board: MCTH), one of the nation's fastest growing healthcare staffing companies specializing in allied health, nurse and physician staffing and recruiting services, announced it has signed an Asset Purchase Agreement with Medical Staffing Direct MSD, formerly a Florida based Staffing...
GunnAllen targeting collegiate top guns; Teams up with company advising big schools' coaches and athletic directors.(News)
Byline: Bruce Kelly NEW YORK - In a recruiting coup, GunnAllen Financial Inc. of Tampa, Fla., has snagged a group of advisers who cater to football and basketball coaches and athletic directors from top universities with teams that compete against the likes...
HydroFlo signs investment banking agreement with GunnAllen Financial and GE and Mitsubishi team up with Siemens to protect containerized trade in Europe.
M2 PRESSWIRE-19 January 2006-US Financial Network: HydroFlo signs investment banking agreement with GunnAllen Financial and GE and Mitsubishi team up with Siemens to protect containerized trade in EuropeC1994-2006 M2 COMMUNICATIONS LTD RDATE:19012006 City of Industry, CA - Conglomerate industry news provided...
HydroFlo Signs Investment Banking Agreement With GunnAllen Financial
HydroFlo, Inc. (OTC: HYRF) today announced the company has signed an Exclusive Investment Banking Agreement with the investment banking and brokerage services firm GunnAllen Financial, Inc. ("GunnAllen"). The agreement makes provision for GunnAllen to assist HydroFlo in its efforts to make Metals and Arsenic Removal Technology, Inc. ("MARTI"), a...
Image Innovations Signs Investment Banking Agreement with Investment Banking Firm GunnAllen Financial
NEW YORK -- Image Innovations Holdings Inc. (OTCBB:IMGV), committed to innovation in the global sales and land- and sea-auctions of high-value art and other unique products, has signed an Exclusive Investment Banking Agreement with investment banking firm GunnAllen Financial Inc. The agreement paves the way for Image to advance its...
Another GunnAllen broker under the gun; Fla. firm could face NASD charge for failure to supervise.(News)
Byline: Bruce Kelly NEW YORK - NASD last Tuesday charged a broker affiliated with GunnAllen Financial Inc. with attempting to extort confidential information from a publicly traded small-cap company - and there is some question whether the fi ...
Move to extend reach could prove costly to GunnAllen Financial; Hiring indicted broker `an additional risk'.(News)
Byline: Bruce Kelly NEW YORK - GunnAllen Financial Inc. is trying to broaden its reach and has made moves to make a mark in both retail brokerage and investment banking. However, its recent furious efforts to...
GunnAllen Financial switches to FrontBridge to ease message archiving processes; cost efficient outsourced services offer firm greater control over message archiving.
M2 PRESSWIRE-15 April 2005-FrontBridge Technologies, Inc: GunnAllen Financial switches to FrontBridge to ease message archiving processes; cost efficient outsourced services offer firm greater control over message archivingC1994-2005 M2 COMMUNICATIONS LTD RDATE:15042005 FrontBridge Technologies, Inc. today announced that GunnAllen Financial (Tampa,...
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Decision Makers
| Name (plus bio) | Position |
|---|---|
| Richard Frueh | CEO |
| Andrew Butte | Vice President & Assistant Chief Compliance Officer |
| Dean Tanella | Executive Vice President of Capital Markets |
| David Rich | Vice President, Finance Investment Banking |
| Scott Powell | Vice President |
| Glenn N. Huber | Senior Managing Director, Investment Banking & Capital Markets Committee |
| Norman K. Farra | Managing Director |
| David Levine | Director, Natl Sales |
| Kevin Daniels | Senior Vice President & Director, Trading |
| Thomas J. Hawkinson | Director, Insurance Prod |
| David Jarvis | General Counsel |
| Frank Biciolis | Data Processing Executive |
| Robert J Ogilvie | Investment Broker |
| Organization | Position | Status |
|---|---|---|
| GunnAllen Financial Inc. | CEO | Current |
| Organization | Position | Status |
|---|---|---|
| GunnAllen Financial Inc. | Vice President & Assistant Chief Compliance Officer | Current |
| Organization | Position | Status |
|---|---|---|
| Harborlight Capital Management, LLC | President | Current |
| GunnAllen Financial Inc. | Executive Vice President of Capital Markets | Current |
| CS First Boston, Inc. | Current | |
| The Vanguard Group, Inc. | Current | |
| Kidder, Peabody & Co. | Current | |
| Dean Tanella | Current | |
| Drexel Burnham Lambert Inc. | Current | |
| Liquidmetal Technologies | Board of Directors | Current |
| Raymond James & Associates, Inc. | Senior Managing Director | Former |
| Harborlight Capital Management, LLC | Founder | Former |
| Harvard Business School | MBA | Former |
| Princeton University | Bachelor Degree With Honors | Former |
| Organization | Position | Status |
|---|---|---|
| GunnAllen Financial Inc. | Vice President, Finance Investment Banking | Current |
| Organization | Position | Status |
|---|---|---|
| GunnAllen Financial Inc. | Vice President | Current |
| GunnAllen Financial Inc. | Director, Retail Services | Former |
| Organization | Position | Status |
|---|---|---|
| GunnAllen Financial Inc. | Senior Managing Director, Investment Banking & Capital Markets Committee | Current |
Norman Farra has served as a director since August 2005. Farra has served as the Managing Director of Investment Banking for Gunn Allen Financial Inc. since June 2001. Farra was the Founder and President of Next Millennium Capital Holdings LLC, a financial advisory company from June 1999 to June 2001. He was the Vice President Private Equity for Wharton Capital, a financial advisory company from September of 1997 to June 1999. Farra was employed in the brokerage industry from 1991 to 1997 when he left First Union and established himself in Institutional Equity with Wharton Capital. Farra earned a B.S. degree in Accounting from Widener University.
| Organization | Position | Status |
|---|---|---|
| GunnAllen Financial Inc. | Managing Director | Current |
| Local | Director | Current |
| Interchange Corporation | Board of Directors | Current |
| Digitalpost Interactive, Inc. | Board of Directors | Current |
| Widener University | B.S. Degree In Accounting | Former |
| Wharton Graduate School of the University of Pennsylvania | Former |
| Organization | Position | Status |
|---|---|---|
| GunnAllen Financial Inc. | Director, Natl Sales | Current |
| Organization | Position | Status |
|---|---|---|
| GunnAllen Financial Inc. | Senior Vice President & Director, Trading | Current |
| Organization | Position | Status |
|---|---|---|
| GunnAllen Financial Inc. | Director, Insurance Prod | Current |
| GunnAllen Financial Inc. | Director, Insurance Prod | Former |
| Organization | Position | Status |
|---|---|---|
| GunnAllen Financial Inc. | General Counsel | Current |
| Organization | Position | Status |
|---|---|---|
| GunnAllen Financial Inc. | Data Processing Executive | Current |
He is an Investment Broker and Registered Options Principal with GunnAllen Financial, Inc. who utilizes various portfolio hedging and option trading strategies using both equity and index options. GunnAllen Inc. clears trades through First Clearing Corp., Raymond James, and Dain Rauscher, which offers online client account info. Robert enjoys educating investors on the many facets and strategies of options trading. With various investment research tools, Robert concentrates his efforts to his client's financial goals and objectives.
| Organization | Position | Status |
|---|---|---|
| GunnAllen Financial Inc. | Investment Broker | Current |
| Optioninvestor.Net | Current |
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