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harvey goldschmid

Charles Gasparino: SEC Bungles Its New Powers: Although the Securities Exchange Commission slept through the near-annihilation of the financial system, it actually gained massive new regulatory authority in 2004. Trouble is, the agency didn?t know what to do with it. Worse, the SEC simultaneously made risk-taking cheaper for Wall Street and let the investment banks self-monitor their...; Tags: SEC, MoneyWatch, Charles Gasparino, Financial Planning, Advertising & Promotion, Finance, Marketing, Sellout, Asset Management, Strategy, Corporate Communications, Sales Force Management, Financial Services, Operational Planning, Business Operations, Management, Sales, Charlie Gasparino, The Sellout, Harvey Goldschmid, Securities and Exchange Commission, Net Capital Rule, VaR, Value at Risk, Glass-Steagall; Articles 2009-11-12