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- Intermediary
- somebody who makes investments for others
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- US federal court throws out NYC gun control case
- NEW YORK AFP — A US federal court in Manhattan has thrown out an eight-year-old case in which New York City sought to rein in the illegal firearms trade. The appeals court of the second circuit on Wednesday rejected the city's arguments that gun manufacturers sell their products to...
- Research articles 2008-05-01
- Proposed SBA '09 Budget Boosts Small Business Financing to $28 Billion, Supports Outreach to Underserved Markets
- To: NATIONAL EDITORS Contact: Christine Mangi of the U.S. Small Business Administration, +1-202-205-6948 WASHINGTON,Feb. 4/PRNewswire-USNewswire/ --President Bush today announced a proposed FY 2009 budget for the U.S. Small Business Administration that increases small business lending capacity by 37 percent, increases funding for SBAs ongoing operational reforms and supports a...
- Research articles 2008-02-04
- Worried about your global partners? If implemented properly, investigative due diligence is unsurpassed as a low-cost, high-value tool in learning about a company's overseas connections—particularly in light of stepped-up enforcement of the Foreign C
- THE UNITED STATES government has dramatically stepped up enforcement of the Foreign Corrupt Practices Act FCPA, the law that prohibits bribes and improper payments to foreign officials by U.S. companies and non-U.S. companies traded on U.S. stock exchanges. In a three-month stretch of 2007, the Department of Justice levied the...
- Research articles 2008-01-01
- Time to enter Fantasy Fund running out.
- Time is running out before the 16 December midnight deadline to register for the Fantasy Fund Manager game, in association with JPMorgan Asset Management. As of Friday, an incredible 2850 intermediaries had uploaded their fantasy portfolios - all with dreams of scooping the AGBP30,000...
- Research articles 2007-12-10
- The countdown is on to join the challenge.
- With only 10 days to go before registration ends for the Fantasy Fund Manager game, in association with JPMorgan, the numbers are still rolling in. As of Monday there have been 2700 intermediaries who have uploaded their portfolio - all with dreams...
- Research articles 2007-12-06
- IFAs rush to build their Fantasy funds.
- An incredible 2350 intermediaries have already entered the Fantasy Fund Manager competition, to be held by JPMorgan Asset Management in association with Investment Adviser. The trading will kick off on 17 December and registrations will be accepted until midnight 16 December. ...
- Research articles 2007-12-03
- Time limits for delayed like-kind swaps may not be set in stone.(REAL ESTATE)
- Time limits for delayed like-kind swaps may not be set in stone. IRS is considering extending the deadlines to complete the swaps because several exchange intermediaries have recently declared bankruptcy. Since the money needed to complete the tax-deferred exchange is tied up in bankuptcy,...
- Research articles 2007-10-19
- Consumers' demand drives the growth of multi-assets.
- Consumer demand for multi-asset investment platforms is driving strong growth within the intermediary industry, according to new research from Prudential. About 45 per cent of intermediaries reported buoyant investment sales and those advisers seeing growth claiming an average 32 per cent rise in...
- Research articles 2007-08-02
- Financial sector banking on art advisory biz.
- May 18--KOLKATA, India -- Art is being embraced by the financial sector. Financial intermediaries like Citibank, ABN Amro are increasingly venturing into the lucrative field of art advisory business. Even Stanchart is believed to have stepped in. And the likes of Dawnay Day and Edelweiss are...
- Research articles 2007-05-18
- Paramount Energy Trust 2006 U.S. Income Tax Reporting
- The following supplementary information is being provided to assist U.S. individual Unitholders of Paramount Energy Trust (TSX: PMT.UN) ("PET") in reporting distributions received from PET during 2006 on their Internal Revenue Service ("IRS") Form 1040, "U.S. Individual Income Tax Return" ("Form 1040"). This information is of a general nature...
- Research articles 2007-04-05
- Commission disclosure attacked.
- Byline: EFFAFI to call on European Commission to scrap rules that favour large businesses and disadvantage small firms Commission Commission disclosure is not acceptable, brings no advantages for consumers and only benefits large brokerages, a leading figure in the European financial...
- Research articles 2007-03-01
- Can higher education foster economic growth?-A conference summary
- While higher education is being asked to perform more roles in the local economy, specific pathways for influencing local and regional economic transformation are still being identified. On October 30, 2006, the Federal Reserve Bank of Chicago and the Midwest Higher Education Compact held a conference on higher education and...
- Research articles 2007-03-01
- The Pru turns against those IFAs that churn.(Prudential Corporation PLC)(independent financial advisers)
- Prudential has warned sales-driven financial advisers they could face being black- listed if they continue to churn business. The leading life provider has emailed 25,000 advisers warning it intends to identify intermediaries who have a high number of clients surrendering their polices within a...
- Research articles 2006-09-07
- DTCC Launches Service to Help Meet Regulatory Requirements on Market Timing
- NEW YORK -- The Depository Trust & Clearing Corporation DTCC announced today the launch of a new service designed to help the mutual fund industry comply with an impending deadline under a new Securities and Exchange Commission SEC rule designed to combat short-term trading and market timing. The SEC's...
- Research articles 2006-08-17
- IFA bankrolls waning claims Pru.
- Byline: Ed Monk Time has been called on the bankrolling of IFAs by providers, according to Prudential's new intermediary director. Tudor Taylor, the former chief executive of Wentworth Rose -" now part of Origen, said that he expected the large investments by...
- Research articles 2006-06-15
- Mutuals are focusing on direct sales route.
- MUTUAL chiefs are spending less time and effort trying to push their products through financial intermediaries, according to a report. A survey of building societies' chief executives released at the BSA annual conference on Thursday showed only 18 per cent saw their business developing...
- Research articles 2006-05-25
- BISYS capitalizes on redemption fee rule.(Short Interests)
- Byline: David Hoffman NEW YORK - Talk about turning lemons into lemonade. The BISYS Group Inc. has found a way to capitalize on the redemption fee rule that many mutual fund companies fear they may not be...
- Research articles 2006-05-15
- Axe falls as BuildStore shakes up selling style.(BuildStore)(Brief article)
- BuildStore, the West Lothian-based mortgage provider, is to make Eddie Smith, its head of distribution, redundant as part of a shake-up to increase its face-to-face intermediary presence. The move accompanies a decision to appoint three field-based business development managers in addition to the...
- Research articles 2006-04-27
- Philippine leader says opposition undermining US relations
- MANILA AFP — Philippines President Gloria Arroyo accused her political foes of damaging relations with the United States by using a spy to steal classified documents from the White House. In a speech to business leaders, Arroyo claimed the opposition had undermined the Philippines by engaging in espionage. ...
- Research articles 2005-10-13
- New Product - Lenders offer exclusive deal.
- THE Mortgage Times Group has paired up with lender The Mortgage Business to offer a fees-free buy-to-let exclusive deal through intermediaries. The buy-to-let mortgage tracks the Bank of England base rate plus 0.49 of a percentage point to 31 August 2006, giving a current...
- Research articles 2005-10-13
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