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207 Resources for

internal control

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Are regulations changing management reports? A recent Financial Executives Research Foundation (FERF) survey reviews year-one disclosure practices for management's reports on internal controls, and looks at trends likely for year two.: One of the provisions of the Sarbanes-Oxley Act of 2002 led to new regulations over internal control disclosures. But the resulting U.S. Securities and Exchange Commission SEC rules provide companies with discretion when writing and disclosing thei One of the provisions of the Sarbanes-Oxley Act of...; Tags: financial, internal control, SEC, survey; Research articles 2005-12-01
SEC, PCAOB issue more Sec. 404 internal control guidance: The SEC and PCAOB have issued additional guidance relating to internal control reporting under Sarbanes-Oxley Sec. 404.; Tags: internal control, SEC; Research articles 2005-07-01
SEC proposes guidance on internal control reporting requirements: Proposed guidance issued by the securities and Exchange Commission to improve the application of internal control reporting requirements, thereby reducing costly unintended burdens, has been commended by the American Bankers AssodatioaProposed guidance issued by the securities and Exchange Commission to improve the application of internal control reporting requirements, thereby reducing...; Tags: internal control, SEC; Research articles 2007-01-01
Ernst & Young.(fYi)(internal control reporting under Section 404)(Brief Article): Many foreign companies listed in the U.S. are not coordinating their efforts to comply with internal control ... Many foreign companies listed in the U.S. are not coordinating their efforts to comply with internal control reporting under Section 404 with other regulatory-driven initiatives, according to an...; Tags: Ernst & Young LLP, internal control, Section 404; Research articles 2005-06-01
Sarbanes-Oxley Section 404: remediation, communication, education; Financial Executives Research Foundation (FERF) asked three audit firms for insights on testing of remediation of internal control weaknesses, and the need for communicating what the new i: As reporting season begins, many financial executives are understandably focused on the approaching deadline for initial reporting under Section 404 of The Sarbanes-Oxley Act. Securities and Exchange Commission SEC and Public Company Accounting Ove As reporting season begins, many financial executives are understandably focused on...; Tags: audit, financial, internal control, Sarbanes-Oxley Act, SEC; Research articles 2004-11-01

Ask FERF about ... revised SEC deadlines.(resources): The internal control over financial reporting requirements mandated by Section 404 of the Sarbanes-Oxley Act calls for a public company to include in its annual report a report by management on the effectiveness of the company's internal control over The internal control over financial reporting requirements...; Tags: company, financial, financial reporting, internal control, SEC; Research articles 2005-11-01
HONG KONG: SECURITIES COMPANY FINED FOR CONTROL FAILINGS.: According to news.gov.hk: The Securities & Futures Commission has reprimanded and fined Sun Growth Securities $120,000, and its responsible officers Stephen Ng and Kao Wing-lun $221,000 and $64,000, for internal control failings. The commission r According to news.gov.hk: The Securities & Futures Commission has reprimanded...; Tags: internal control, misappropriation, Sun Microsystems Inc.; Research articles 2006-04-24
SEC speaks on internal control moves. (accounting & auditing report): The SEC has adopted rules concerning management's report on internal control over financial reporting and certification of disclosures in Exchange Act periodic reports. The SEC has adopted rules concerning management's report on internal control over financial reporting and certification of disclosures in Exchange Act...; Tags: accounting, auditing, internal control, SEC; Research articles 2003-07-01
Regulators ease up on compliance costs: Sarbanes-Oxley internal control audit mandates modified following industry feedback.(TWEAKING SOX): ACTIONS BY TWO federal accounting regulators will reduce the cost of compliance with the controversial Section 404 of the Sarbanes-Oxley Act by providing insurance companies and auditors with greater flexibility, several industry groups asserted. ACTIONS BY TWO federal accounting regulators will reduce...; Tags: internal control, Sarbanes-Oxley Act, Section 404, audit, SEC, agency, company, financial, financial reporting, compliance; Research articles 2005-05-23
Taking control of internal controls: the 411 on Sec. 404: The text of the Sarbanes-Oxley Act, Sec. 404, Management Assessment of Internal Controls, contains only 173 words. But in its practical application, it contains so much more.; Tags: internal control, Sec; Research articles 2004-07-01
SEC Proposes Rules Under Sarbanes-Oxley on Internal Controls, Financial Experts, Auditor Interference and Codes of Ethics.: Proposed Rules Relating to Internal Control Reports and Evaluations Proposed Rules Relating to Internal Control Reports and Evaluations; Tags: ethics, financial, internal control, Sarbanes-Oxley Act, SEC; Research articles 2002-11-13
New COSO guidance aids smaller public companies with internal controls.(Accounting & Auditing: Accounting & Auditing Briefs: COSO, GASB, SEC updates): The Committee of Sponsoring Organizations of the Treadway Commission's (COSO's) highly anticipated Internal Control Over Financial Reporting--Guidance for Smaller Public Companies was released in July 2006. This small business guidance takes the conc The Committee of Sponsoring Organizations of the Treadway Commission's (COSO's) highly anticipated...; Tags: accounting, financial, financial reporting, Governmental Accounting Standards Board, internal control, SEC, small business; Research articles 2006-09-01
Webinar: Bullet Proof Internal Control Audits: What: Newmerix is hosting a FREE online seminar on Thursday, September 22nd where they'll show you how to reduce the time, effort and risk of your internal...; Tags: internal control, Newmerix Corp., webinar; Research articles 2005-09-15
Grant Thornton Commends SEC on Granting Mid-Cap Companies Additional Time on Internal Controls: CHICAGO -- Grant Thornton today announced that it supports the SEC decision to allow mid-cap companies an additional 45 days to file their audited assertions regarding internal controls as required by Section 404 of the Sarbanes-Oxley Act of 2002.; Tags: internal control, SEC; Research articles 2004-11-30
dbaDIRECT Achieves SAS 70 Compliance; dbaDIRECT Demonstrates Excellence in Internal Controls Over Security & Information Technology Processes: CINCINNATI -- dbaDIRECT Inc., the pioneer and leader in remote database administration services, announced today that it has achieved SAS Statement on Auditing Standards 70 compliance. Developed by the American Institute of Certified Public Accountants AICPA, SAS 70 is the standard used to measure the reliability of a service organization's...; Tags: compliance, internal control, SAS Institute, security; Research articles 2004-08-03
FDIC Grants Extension on Internal Control Reports: The Federal Deposit Insurance Corp. will follow the Security and Exchange Commission's lead by allowing financial institutions subject to Part 363 of its regulations to take up to 120 days after the end of their fiscal years to submit both the management and independent auditor internalcontrol assessments required in their...; Tags: FDIC, internal control; Research articles 2005-01-01
Media Resource Bulletin  Fraud at Prudential: A Lesson in Internal Controls: ALTAMONTE SPRINGS, Fla.--BUSINESS WIRE--Aug. 18, 1997--The Prudential Insurance Co. of America fraud case underscores the need for powerful organization-wide internal controls and the necessity of prompt and effective corrective action says The Institute of Internal Auditors IIA, a 60,000-member international professional group based near Orlando, Fla.; Tags: internal control, Prudential Insurance Company of America; Research articles 1997-08-18
Compliance Week: 63 Internal Control Discloses In October; SEC May Delay Sarbanes-Oxley Section 404 For Small Companies; More: BOSTON -- According to Compliance Week's monthly analysis of public filings, 63 companies disclosed material weaknesses or significant deficiencies in internal controls during the month of October.; Tags: compliance, internal control, Sarbanes-Oxley Act, SEC; Research articles 2004-11-09
AICPA Issues Exposure Draft on Internal Control Reporting: Business Editors; Tags: AICPA, internal control; Research articles 2003-03-18
Appian Compliance Manager 5.0 Ties Business Processes to Regulations, Reducing Risk and Increasing the Effectiveness of Internal Controls: BPM-Based Solution Easily Adapts to Address Various Unique Regulatory Requirements; Tags: business process, internal control; Research articles 2007-06-12