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4 Resources for

investment company and shareholder

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BNET Business Dictionary

Investment Company
a company that pools for investment the money of several investors.
Investment Company definition on BNET »

BNET Resources

S3 Investment Company Reminds Shareholders of Market Conference Call with CEO Scheduled for Today at 12 P.M. E.S.T
TEMECULA, Calif. -- S3 Investment Company (OTCBB:SEIH) reminded shareholders of the market conference call scheduled for today at 12:00 P.M. noon E.S.T. The main topic of discussion will be the Company's recent 10-Q Quarterly Report and other information presented by S3 Investment Company's Chairman and Chief Executive Officer Chris Bickel....
Tags: Investment company, shareholder
Research articles 2005-02-16
S3 Investment Company CEO Discusses Quarterly Report and Increased Asset Value in Market Conference Call with Shareholders
TEMECULA, Calif. -- S3 Investment Company (OTCBB:SEIH) Chairman and Chief Executive Officer Chris Bickel yesterday discussed in a market conference call the Company's recently filed 10-Q Quarterly Report, which included a significant increase in the per share net asset value of the Company. Shareholders who were unable to participate in...
Tags: asset, Investment company, shareholder
Research articles 2005-02-17
SEC Adopts Rule Requiring Disclosure About Nominating Committees and Communications Between Shareholders and Directors
Article narrates the rule adopted by SEC for nominating committees and communications between shareholders and directors of the organization. It talks about the changes adopted by SEC to the Proxy Rules to "enhance the transparency of the operation of boards of directors. The new rule requires a statement as to...
Tags: Investment Company, Shareholder, Nominee, SEC, Committee, Director, McGuireWoods, Financial Services, Corporate Governance, Business Operations, Corporate Law
White papers 2003-12-01
Final Rule: Certification of Management Investment Company Shareholder Reports and Designation of Certified Shareholder Reports and Other Aspects
The Securities and Exchange Commission is adopting rule and form amendments that require registered management investment companies to file certified shareholder reports on Form N-CSR with the Commission, and designating these certified reports as reports that are required under Sections 13a and 15d of the Securities Exchange Act of 1934...
Tags: Investment Company, Shareholder, Certification, Financial Services
White papers 2003-01-01

Additional Resources

S3 Investment Company Announces Release of May 2008 Shareholder Newsletter Reviewing Recent Activities Related to the Company and Its Redwood Capital Subsidiary
S3 Investment Company, Inc. (PINKSHEETS: SIVC), a holding company with subsidiary operations in China, today released its May 2008 shareholder newsletter, which provides a review of recent announcement related to S3 and its wholly owned Redwood Capital subsidiary. The May 2008 newsletter includes the announcement of three new hires...
Tags: shareholder
Research articles 2008-05-22
First Australia Prime Income Investment Company Limited Announces Performance Data And Portfolio Composition, And Shareholder Approval Of Change Of Name And Proposed Investment Policy Changes.
TORONTO, ONTARIO, MAY 2, 2001 NOTE TO THE EDITORS: First Australia Prime Income Investment Company Limited, a Toronto Stock Exchange listed Company, is traded separately from The Aberdeen Asia-Pacific Income Fund Inc. (which was formerly named The First Australia Prime Income Fund, Inc.), an...
Tags: Aberdeen Group Inc., Company, FINANCE, income, Investment, performance, shareholder, stock, Toronto
Research articles 2001-05-02
S3 Investment Company Files 14A Preliminary Proxy Statement
TEMECULA, Calif. -- S3 Investment Company, Inc. (OTCBB:SEIH) today announced that the company has filed a 14A Preliminary Proxy Statement with the Securities and Exchange Commission requesting shareholder votes on a proposal that would authorize the Board of Directors to withdraw the Company's election to be treated as a business...
Research articles 2005-09-01
S3 Investment Company Files 14A Definitive Proxy Statement With Notice of April 5, 2006 Shareholders Meeting
S3 Investment Company, Inc. (OTC BB: SEIH) today announced that the company has filed a 14A Definitive Proxy Statement with the Securities and Exchange Commission requesting shareholder votes on a proposal that would authorize the Board of Directors to withdraw the Company's election to be treated as a business development...
Research articles 2006-02-22
S3 Investment Company Retains Equiti-trend Advisors LLC for Investor Awareness Services
S3 Investment Company, Inc. (OTC BB: SEIH), today announced that it has retained Equiti-trend Advisors LLC to assist in its investor awareness and shareholder relations activities. A San Diego-based agency, Equiti-trend provides a variety of custom services for public companies seeking results-oriented investor awareness programs.
Research articles 2006-05-04
Unico, Inc. Files 14A Definitive Proxy Statement and Requests Shareholder Return of Proxies; Shareholder Response is Deemed Critical to Future of Company
SAN DIEGO -- Unico, Incorporated (OTCBB:UNCN) today announced that the company has filed a new 14A Definitive Proxy Statement with the Securities and Exchange Commission requesting shareholder votes on a proposal for the Company to withdraw election to be treated as a Business Development Company pursuant to Section 54c under...
Tags: Unico Inc.
Research articles 2005-08-12
Shareholder Sentiment of the Mutual Fund Industry
The recent trading scandal and bear market have had an impact on shareholder sentiment, but investors retain a favorable view of fund companies. To understand shareholder views of the mutual fund industry, the Investment Company Institute has measured shareholder sentiment of mutual fund companies since 1997 as part of an...
Tags: Shareholder, Investment Company Institute, Mutual Fund, Mutual Funds, Retirement Plans, Financial Accounting, Investment, Human Resources, Benefits, Finance
White papers 2004-10-01
Financial Services Alert - SEC Proposes Quarterly Disclosure of Portfolio Holdings and Changes to Shareholder Reports for Registered Investment Companies.
The SEC proposed rule and form amendments under the Securities Act of 1933, the Securities Exchange Act of 1934 and the Investment Company Act of 1940 that would require a registered management investment company (a "fund") to: (1) file with the SEC on a ...
Tags: financial, SEC, shareholder
Research articles 2002-12-31
Stock buy makes Kaiser-Francis the major PetroCorp shareholder
TULSA -- Kaiser-Francis Oil Co., purchasing 1.6 million shares owned by a Cigna Corp. subsidiary for $13 million, is now the major shareholder of PetroCorp Inc. Tulsa-based Kaiser-Francis said Tuesday it has acquired the shares of PetroCorp to hold for investment purposes and has no...
Tags: acquisition, CIGNA Corp., FINANCE, Investment, shareholder, stock
Research articles 1996-10-16
General American Investors Files Certified Shareholder Report for Period Ended December 31, 2004
NEW YORK -- General American Investors Company, Inc., a closed-end investment company listed on the New York Stock Exchange (NYSE:GAM), today filed with the U.S. Securities and Exchange Commission its Certified Shareholder Report (Form N-CSR) for the period ended December 31, 2004, which contains the Company's 2004 Annual Report. The...
Tags: Company, INTERNET, SEC, shareholder
Research articles 2005-02-08
General American Investors Files Certified Shareholder Report for Period Ended June 30, 2005
NEW YORK -- General American Investors Company, Inc., a closed-end investment company listed on the New York Stock Exchange GAM, today filed with the U.S. Securities and Exchange Commission its Certified Shareholder Report (Form N-CSR) for the six month period ended June 30, 2005, which contains the Company's 2005 Semi-Annual...
Tags: asset, Company, INTERNET, SEC, shareholder
Research articles 2005-08-03
General American Investors Files Certified Shareholder Report for Year Ended December 31, 2005
NEW YORK -- General American Investors Company, Inc., a closed-end investment company listed on the New York Stock Exchange GAM, today filed with the U.S. Securities and Exchange Commission its Certified Shareholder Report (Form N-CSR) for the year ended December 31, 2005, which contains the Company's 2005 Annual Report. The...
Tags: asset, dividend, FINANCE, INTERNET, SEC, shareholder
Research articles 2006-02-09
General American Investors Files Certified Shareholder Report for Period Ended June 30, 2006
NEW YORK -- General American Investors Company, Inc., a closed-end investment company listed on the New York Stock Exchange GAM, today filed with the U.S. Securities and Exchange Commission its Certified Shareholder Report (Form N-CSR) for the six month period ended June 30, 2006, which contains the Company's 2006 Semi-Annual...
Tags: FINANCE, INTERNET, Investment, SEC, shareholder
Research articles 2006-08-03
Help Wanted: CEO for Multi-Billion Dollar Investment Company
Last week Warren Buffett said Berkshire Hathaway is looking for applicants (preferably a young-ish person) to replace him as chief executive and chief investment officer.  "The Oracle of Omaha" says the search for CEO has been narrowed down to three internal candidates, but the company is still hunting for someone...
Tags: Financial Accounting, Business Operations, Corporate Law, Finance, Joseph De Avila, Corporate Governance, CEO, Berkshire Hathaway Inc., Board, Fidelity Investments
Blog posts 2007-03-05
General American Investors Files Certified Shareholder Report for Year Ended December 31, 2006
NEW YORK -- General American Investors Company, Inc., a closed-end investment company listed on the New York Stock Exchange (NYSE: GAM), filed with the U.S. Securities and Exchange Commission SEC its Certified Shareholder Report (Form N-CSR) for the year ended December 31, 2006. The Form N-CSR contains the Company's 2006...
Tags: SEC, shareholder
Research articles 2007-02-09
General American Investors Files Certified Shareholder Report for Year Ended December 31, 2007
NEW YORK -- General American Investors Company, Inc., a closed-end investment company listed on the New York Stock Exchange GAM, filed with the U.S. Securities and Exchange Commission SEC its Certified Shareholder Report (Form N-CSR) for the year ended December 31, 2007. The Form N-CSR contains the Company's 2007 Annual...
Tags: SEC, shareholder
Research articles 2008-02-08
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