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100 Resources for

investment company institute

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Women & Money | Retirement: Plan vigorously
A handful of recent studies show some encouraging signs about how Americans are investing for retirement. But there's also plenty in the data that worries me. Company stock is still too popular.  A joint report conducted by the Employee Benefit Research Institute and the Investment Company Institute ICI was quick...
Tags: 401(k), Benefits, FINANCE, Investment, Investment Company Institute, stock, survey, women
Research articles 2007-11-11
SLA announced its 2007 Class of SLA Fellows.(noted & quoted: people * libraries * awards * promotions)(Special Libraries Association)(Bain and Company Inc.)(Investment Company Institute)(Langara College)(Brief article)
SLA announced its 2007 Class of SLA Fellows. This award is given to mid-career professionals in recognition of past, present, and future service to the association and the profession. The recipients are Terri Brooks, Patricia Cia, Toby Pearlstein, Gail Stahl, and Wei Wei. Brooks...
Tags: CIA, Investment Company Institute, SLA, Special Libraries Association
Research articles 2007-09-01
Twelve Trade Associations Support Improved 401(k) Disclosure in Submission to Labor Department
To: LABOR EDITORSContact: John Hall of American Bankers Association, +1-202-663- 5473, Jhall@aba.com; Jason Hammersla of American Benefits Council, +1- 202-289-6700, JHammersla@abcstaff.org; Jack Dolan of American Council of Life Insurers, +1-202-624-2418, JackDolan@acli.com; Judy Schub of The Committee on Investment of Employee Benefit Assets, +1-301-961- 8682, jschub@afponline.org; Ted Godbout of The ERISA...
Tags: 401(k), American Bankers Association, American Benefits Council, Benefits, Council, ERISA, Government, Insurance, Investment Company Institute, Regulations, U.S. Department of Labor
Research articles 2007-07-24
Funds and Games
The Securities and Exchange Commission has been grumbling about mutual fund reform for months, promising a renewed look at the independence of fund boards, the chaotic presentation and delivery of prospectuses and, most prominent, how 12b-1 fees are used. Of all these pots simmering on regulators' stoves, none seems more...
Tags: advisor, Benefits, board, FINANCE, game, Investment, Investment Company Institute, SEC
Research articles 2007-07-01
Further Fund Fee Drops Are Likely.
Mutual fund fees and expenses fell last year to the lowest levels in 25 years, according to the Investment Company Institute ICI, a trend, which is likely to continue in the years ahead. The lower fees and expenses reflect the investment market's changing priorities and dynamics,...
Tags: Benefits, FINANCE, Investment, Investment Company Institute, investor
Research articles 2006-08-01
Are 401(k)s the GOP's Secret Weapon?
Of all the economic trends in our country today, none is more potentially far-reaching politically than the fantastic growth of tax-deferred 401k retirement accounts. Introduced in 1981, these investment plans have contributed mightily to the nation's growing investor class, especially among middle- and lower-income Americans, broadening ownership of the economy,...
Tags: 401(k), Benefits, FINANCE, Investment, Investment Company Institute, worker
Research articles 2006-04-24
Vice chairman of Baltimore-based T. Rowe Price Group to retire this
James S. Riepe, a voice for ethics in the mutual fund industry and vice chairman of T. Rowe Price Group Inc., plans to retire this year. He steps down after 24 years with T. Rowe as the Baltimore-based company has been transformed into an international money management firm...
Tags: Benefits, chairman, FINANCE, Investment, Investment Company Institute, Strategy, T. Rowe Price Group Inc.
Research articles 2005-10-25
AMVESCAP head is new ICI chairman.(Short Interests)
Byline: Sara Hansard WASHINGTON - Martin Flanagan, president and CEO of AMVESCAP PLC, the parent company of AIM Management Group Inc. of Houston and INVESCO of Atlanta, has been elected chairman of the Investment Company Institute for a one-year term. ...
Tags: board, chairman, Invesco, Investment Company Institute, T. Rowe Price Group Inc.
Research articles 2005-10-17
401(k)s thrived in slump.(Short Interests)
Byline: Sara Hansard WASHINGTON - Americans who continuously maintained their 401k accounts from 1999 to 2004 had balance increases averaging 36% during one of the worst bear markets since the Great Depression. That is the chief...
Tags: 401(k), Benefits, FINANCE, Investment, Investment Company Institute
Research articles 2005-10-03
At Deadline
Shaw Retires *John Shaw, president of Jefferies Group, has resigned. Shaw, 58, spent 22 years with Jefferies, serving as its president for the past five. During his reign, Shaw oversaw the transformation of Jefferies from a firm known primarily for its cash equities trading into an integrated investment...
Tags: equity, FINANCE, Investment, Investment Company Institute, NYSE Euronext
Research articles 2005-08-01
On the Job
George L. Divel III has joined the Baltimore branch of GunnAllen Financial as a vice president of investments. He had been a financial adviser with Morgan Stanley. The Investment Company Institute in Washington has appointed Peter J. Gunas III as director of retirement security and tax policy. He had...
Tags: Chicago, director, FINANCE, Investment, Investment Company Institute, job, Morgan Stanley, SALES, Taxes
Research articles 2005-06-01
Events coming up.(Brief Article)(Calendar)
Call the numbers listed for more information. For other seminars, see the classifieds on pages 76-81. Investment Company Institute Securities Law Development Conference. DEC. 6-7. Washington. www.futuresindustry.org. (202) 466-5460. Advanced Execution Strategies: Algorithmic Trading and Direct Market Access. DEC. 8. New...
Tags: classifieds, conference, Databases, E-mail, Investment Company Institute, SOFTWARE, Strategy, summit
Research articles 2004-12-01
With Paul Schott Stevens, president of the ICI.(One on One)
Byline: Frederick P. Gabriel Jr. Obviously, Paul Schott Stevens isn't afraid of a little controversy. As the new president of the Investment Company Institute, the 51-year-old Mr. Stevens is joining the organization amid major upheaval ...
Tags: advisor, Benefits, board, FINANCE, ICI, institute, Investment, Investment Company Institute, president
Research articles 2004-08-23
EBRI/ICI 401(k) Database: Buoyed by Equity Market Performance and Ongoing Contributions, Average 401(k) Account Balances Grew in 2003
WASHINGTON, Aug. 9 /U.S. Newswire/ -- The average ongoing 401k account grew by 29.1 percent in 2003. The change, reported in new publications from the Employee Benefit Research Institute EBRI and the Investment Company Institute ICI, reflects both added contributions and changes in the value of assets already contained...
Tags: 401(k), asset, Benefits, equity, FINANCE, Investment, Investment Company Institute
Research articles 2004-08-09
Adding it up: are funds less expensive?(ResearchReporter)(mutual funds)(Brief Article)
RECENT HEADLINES to the contrary, a prominent industry economist says mutual funds have actually gotten cheaper for the retail investor over the last quarter century. Brian Reid, deputy chief economist at the Investment Company Institute, has crunched the numbers and found that since...
Tags: Benefits, economist, FINANCE, Investment, Investment Company Institute, investor, shareholder
Research articles 2004-04-01
North Carolina Treasurer Campaigns to Have Mutual Funds Reveal Lobbying Dues.
By Mark Minton, The News & Observer, Raleigh, N.C. Knight Ridder/Tribune Business News Feb. 27--State Treasurer Richard H. Moore is continuing his campaign to reform Wall Street, pressing mutual funds to reveal how much shareholder money they spend on lobbying. ...
Tags: Benefits, FINANCE, Investment Company Institute, shareholder
Research articles 2004-02-27
Unbundling hits asset management.
Byline: Jeremy Adams in New York Proposals to toughen US policy towards soft-dollar payments are set to put pressure on asset management firms' profitsn, according to a new report.The Investment Company Institute ICI, the US investment industry group, has put forward a series of...
Tags: asset, Benefits, Deutsche Bank AG, FINANCE, FSA, Investment Company Institute
Research articles 2004-01-11
Study suggests late funds trades are prevalent.
Sep 16, 2003 (The Asian Wall Street Journal - ABIX via COMTEX) A study conducted by a researcher at Stanford University, shows that the practice of "late trading" is used by more funds than previously thought. Eric Zitzewitz, assistant professor of economics at the...
Tags: Investment Company Institute, MARKETING, Stanford University
Research articles 2003-09-16
What you know can hurt your returns.
Jun 26, 2003 (The Asian Wall Street Journal - ABIX via COMTEX) In the US, new legislation will force fund managers to disclose the amount of fees shareholders are charged. Under the Mutual Funds Integrity and Fee Transparency Act, the Securities & Exchange ...
Tags: FINANCE, Investment Company Institute, SEC, shareholder
Research articles 2003-06-26
US asset managers to oppose transparency bill.
Byline: Jeremy Adams in New York and Alistair Graham Legislation introduced in the US to make the investment industry more transparent will encounter opposition from asset managers this week.Congressman Richard Baker, head of the house capital markets subcommittee, has introduced the Mutual Funds Integrity...
Tags: asset, Benefits, Investment Company Institute
Research articles 2003-06-15
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