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1065 Resources for

litigation and sec

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Litigation: the process of bringing a lawsuit against an individual or organization; Litigation definition on BNET »

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Brower Piven Encourages Investors Who Have Losses in Excess of $50,000 From Investment in Cano Petroleum, Inc. to Inquire About the Lead Plaintiff Position in Securities Fraud Class Action Lawsuit Before the December 8, 2008 Lead Plaintiff Deadline: Brower Piven, A Professional Corporation announces that a class action lawsuit has been commenced in the United States District Court for the Southern District of New York on behalf of all purchasers who purchased the common stock of Cano Petroleum, Inc. ("Cano" or the "Company") (AMEX: CFW) issued pursuant to...; Tags: Cano Petroleum Inc., E-mail, investment, investor, lawsuit, Litigation, prospectus, SEC; Research articles 2008-10-15
Gehl Enters into Memorandum of Understanding to Resolve Shareholder Lawsuit: WEST BEND, Wis. -- Gehl Company (NASDAQ GSM: GEHL), announced that counsel for the Company's directors, the Company, Manitou BF S.A. and Tenedor Corporation and counsel for the plaintiff in the purported class action lawsuit in the Circuit Court in and for Washington County, Wisconsin docketed as Chuck Kandel v....; Tags: Company, FINANCE, Investment, lawsuit, Litigation, merger, SEC, settlement, shareholder, Wisconsin; Research articles 2008-10-14
Penn Traffic Settles with SEC: SYRACUSE, N.Y. -- The Penn Traffic Company ("Pink Sheets": PTFC) announced today that it has reached a settlement with the Securities and Exchange Commission, bringing to a conclusion the SEC's investigation into the company's accounting practices and policies prior to the company's emergence from bankruptcy in April 2005. The investigation...; Tags: allowance, Litigation, Penn, SEC; Research articles 2008-09-30
NextWave Wireless to Discontinue Operations of its GO Networks Subsidiary: SAN DIEGO -- NextWave Wireless Inc. (NASDAQ:WAVE) today announced that, as part of its global restructuring initiative, it will be discontinuing the operations of its GO Networks business unit, a supplier of wide-area Wi-Fi network equipment. Accordingly, NextWave today filed a request in Israel to seek bankruptcy protection for its...; Tags: bankruptcy, Company, FINANCE, financing, Investment, Litigation, Nasdaq Stock Market Inc., network, Nextwave Wireless Inc., SEC, Wi-Fi, WIRELESS; Research articles 2008-09-28
Beazer Homes Announces SEC Settlement: ATLANTA -- Beazer Homes USA, Inc. (NYSE: BZH) (www.beazer.com) today announced that it has reached a settlement with the Securities and Exchange Commission ("SEC") concerning the SEC's investigation into matters that were the subject of the previous independent investigation by the Company's Audit Committee, as more fully described in the...; Tags: Company, Litigation, SEC, settlement; Research articles 2008-09-24

A Statement Regarding The Reserve Primary and U.S. Government Funds: NEW YORK -- The Reserve Fund, on behalf of two of its series, the Primary Fund and the U.S. Government Fund, today filed with the Securities and Exchange Commission ("SEC") an Application for an Order to suspend all rights of redemption from either fund and to postpone the date of...; Tags: Litigation, redemption, SEC, U.S. Government; Research articles 2008-09-19
United Rentals Announces Settlement of SEC Inquiry: GREENWICH, Conn. -- United Rentals, Inc. (NYSE: URI) today announced that it had reached a final settlement with the Securities and Exchange Commission of the SEC's previously announced inquiry. This settlement brings the inquiry to a close for the Company. The inquiry related to a range of the Company's...; Tags: Company, Litigation, SEC, settlement; Research articles 2008-09-08
Pasternak Looks Ahead: Earlier this year, Kenny Pasternak, former chief executive of Knight Trading Group, now Knight Capital Group, was found not guilty of charges brought by the Securities and Exchange Commission that he took part in fraudulent trading practices and failed to perform his supervisory duties when he was Knight's CEO. Last...; Tags: board, Litigation, NASD, SEC, Strategy; Research articles 2008-09-01
Not Guilty: In a federal court in Trenton, N.J., this June, Kenny Pasternak, former chief executive of Knight Trading Group, now Knight Capital Group, and John Leighton, Knight's former head of institutional sales, recently won a big victory against the Securities and Exchange Commission. The ruling brings some closure to a legal...; Tags: FINANCE, Investment, Joe, Litigation, NASD, SALES, SEC, stock; Research articles 2008-09-01
MacroSolve Inc. Goes Public: Registration Statement Declared Effective by the Securities & Exchange Commission TULSA, Okla. -- MacroSolve, Inc. (OTC: MCVE), parent company of Anyware Mobile Solutions, announced today that the company's S-1 registration statement has been declared effective by the Securities and Exchange Commission ("SEC"). The company is now trading under the...; Tags: Company, Litigation, MARKETING, mobile, SEC; Research articles 2008-08-27
Smith International, Inc. Announces Final Results of W-H Energy Exchange Offer and Related Proration Calculations: HOUSTON -- Smith International, Inc. ("Smith") (NYSE:SII) today reported the final tabulated results of the W-H Energy Services, Inc. ("W-H") exchange offer and the related proration calculations. The exchange offer expired at 12:00 midnight, EDT, on August 18, 2008 (the "expiration time") and settlement is expected to occur on Monday,...; Tags: Company, expiration, FINANCE, Investment, Litigation, SEC, Smith International Inc.; Research articles 2008-08-22
Goldman Sachs Settles with State Regulators and Offers to Repurchase Auction Rate Securities Sold to Its Private Clients: NEW YORK -- The Goldman Sachs Group, Inc. (NYSE: GS) today announced that Goldman, Sachs & Co. has entered into a settlement in principle with the Office of the Attorney General of the State of New York and the Illinois Securities Department (on behalf of the North American Securities Administrators...; Tags: FINANCE, Goldman Sachs Group Inc., Investment, Litigation, regulator, SEC, settlement; Research articles 2008-08-21
SemGroup Energy Partners, L.P. Receives NASDAQ Notice Regarding Delayed Filing of Form 10-Q: TULSA, Okla. -- SemGroup Energy Partners, L.P. (NASDAQ: SGLP) today announced that, as anticipated, on August 19, 2008, it received a Staff Determination Letter from The NASDAQ Stock Market ("NASDAQ"), stating that SGLP is not in compliance with NASDAQ's Marketplace Rule 4310c(14) because it did not timely file its Quarterly...; Tags: Litigation, Nasdaq Stock Market Inc., SEC; Research articles 2008-08-20
Delaware bankruptcy court OKs SemGroup LP severance packages: A Delaware bankruptcy judge approved severance packages Monday for 230 laid-off employees of SemGroup LP, which filed for Chapter 11 reorganization July 22. Last week's layoffs included about 110 workers out of about 400 employed by SemGroup in Tulsa. The terminations amounted to a bit more...; Tags: asset, bankruptcy, Litigation, SEC; Research articles 2008-08-19
OKC-based SemGroup Energy misses SEC deadline: Publicly traded SemGroup Energy Partners LP SGLP told the Securities and Exchange Commission Friday that its parent company's bankruptcy, coupled with its own default under a credit agreement, "raise substantial doubts about the partnership's ability to continue as a going concern." SGLP detailed its own financial woes in...; Tags: asset, bankruptcy, Litigation, SEC; Research articles 2008-08-18
2 former SeraCare Life Sciences execs settle regulator lawsuit: Two former top executives with SeraCare Life Sciences Inc., previously based in Oceanside, settled a lawsuit July 31 filed against each of them by the Securities and Exchange Commission for their roles in an accounting fraud at the company in 2005. The defendants, Michael Crowley, former chief executive officer,...; Tags: FINANCE, lawsuit, Litigation, SEC, Taxes; Research articles 2008-08-11
Inspire Announces Peer-Reviewed Publications Related to Denufosol for Cystic Fibrosis: DURHAM, N.C. -- Inspire Pharmaceuticals, Inc. (NASDAQ: ISPH) announced today publication of two papers related to the denufosol for cystic fibrosis development program in peer-reviewed journals. The first paper, "Denufosol: A Review of Studies with Inhaled P2Y2 Agonists that led to Phase 3" (D. Kellerman, A. Rossi Mospan, J....; Tags: Government, HEALTHCARE, Inspire Pharmaceuticals Inc., Litigation, SEC; Research articles 2008-08-06
Gallagher Named to Post: The Securities and Exchange Commission appointed Daniel Gallagher as deputy director in its Division of Trading and Markets. He will share that title with Robert Colby, who has been in the position since 1993. Both men report to director Erik Sirri. Since 2007, Gallagher has served as counsel to SEC...; Tags: CAREER, director, FINANCE, Investment, Litigation, SEC; Research articles 2008-08-01
Former Asst. U.S. Attorney Says Department of Justice Chose to Pursue Easier-to-Prove Charges Against Alaska Sen. Ted Stevens: Senator Charged with Failing to Disclose Receipt of Services Instead of Bribery WASHINGTON -- The U.S. Department of Justice has charged Alaska Sen. Ted Stevens with seven counts of failing to disclose and receiving more than $250,000 in gifts and services from VECO Corp. on his Senate financial disclosure...; Tags: Alaska, attorney, Government, Litigation, SEC, Sen., senator, U.S. Department of Justice; Research articles 2008-07-30
SemGroup LP founder, former CEO sued for $12.8 million by Bank of: SemGroup LP founder and former CEO Tom Kivisto and a Kivisto trust were sued for $12.8 million plus interest Friday by Bank of America. The lawsuit involves a $15 million loan to the trust that was guaranteed by Kivisto and secured by the trust's limited partnership interest in...; Tags: bank, bankruptcy, Litigation, SEC; Research articles 2008-07-28