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Nasdaq Stock Market Inc. is in the Financial Services Industry
Latest News and Analysis
AIG's Loss and Record Oil Sour Mood on Wall St
By Kristina Cooke NEW YORK (Reuters) - Stocks fell on Friday as the price of oil set another record and concerns about the financial sector flared up again after American International Group Inc (AIG) reported a massive loss. AIG's dismal results raised doubts...
Baseball Card Decline Mirrors Dot-Com NASDAQ Fall
Baseball Card Decline Mirrors Dot-Com NASDAQ FallIndian Stocks marketHi everyone,Your blog is quite nice and informative.We hope our information will be quite useful for your users also.As we can see Dollar is becoming weaker day by day as compared to Indian Rupees, which is affecting IT Sector Still...
Baseball Card Decline Mirrors Dot-Com NASDAQ Fall
In 1991, the baseball card industry was a $1.2 billion business. Trading shops sprang up around the country -- 10,000 of them to be exact. Perhaps as a metaphor for the coming stock market bubble, the industry fizzled. Here is what's really creepy: the rise and fall of baseball card...
NYSE & NASDAQ Corporate Governance Standards Stress Audit Committee Oversight of Risk Analysis and Risk Management
By specifically requiring audit committees to review their company's risk assessment and risk management policies, the NYSE & NASDAQ regulations highlight the importance of the corporate risk management function and the need for companies to assess their risks and employ appropriate risk management and transfer techniques. In light of these...
Was There a Nasdaq Bubble in the Late 1990s?
The fundamental value of a firm increases with uncertainty about average future profitability, and this uncertainty was unusually high in the late 1990s. This article calibrates a stock valuation model that includes this uncertainty, and show that the uncertainty needed to match the observed Nasdaq valuations at their peak is...
New Nasdaq and NYSE Rules Require Shareholder Approval of All Equity-Based Compensation Plans
The SEC recently approved changes to Nasdaq and New York Stock Exchange listing standards that will require shareholder approval for almost all equity-based compensation plans, material revisions to plans (including repricings) and individual non-plan grants. These new rules were put into effect on an accelerated basis on June 30, 2003,...
SEC Approves NYSE And NASDAQ Proposals Relating To Director Independence
The Securities and Exchange Commission (SEC)has approved listing standards proposed by the New York Stock Exchange (NYSE) and the NASDAQ Stock Market, Inc. (Nasdaq) relating to board composition and director independence. The new listing standards affect the composition of the boards of directors and board committees of listed companies and...
Comparison Of NYSE And Nasdaq Corporate Governance Listing Standards
On November 4, 2003, the Securities and Exchange Commission (SEC) approved the proposed changes to the listing standards governing companies whose securities trade on the New York Stock Exchange, Inc. (NYSE) and the Nasdaq Stock Market (Nasdaq). Both NYSE and the National Association of Securities Dealers, Inc. (NASD) submitted their...
Summary of NASDAQ Corporate Governance Proposals
"The following provides a detailed summary of NASDAQ’s proposed corporate governance reforms. This summary supersedes the prior document dated February 26, 2003. The primary changes are to: (1) reflect the Security and Exchange Commission’s (“SEC”) approval of NASDAQ’s proposal requiring shareholder approval for stock option plans and other equity...
SEC Approves New York Stock Exchange and Nasdaq Proposals Regarding Shareholder Approval of Equity Compensation Plans
On June 30, 2003, the Commission published Release in which it adopted the proposals from the NYSE and Nasdaq relating to shareholder approval of equity compensation plans and the voting of proxies. The new rules generally require shareholder approval for the adoption of all new equity compensation plans and the...
SEC Approves New York Stock Exchange and Nasdaq Proposals Regarding Shareholder Approval of Equity Compensation PlansII
On June 30, 2003, the Commission published Release No. 34-48108,1 in which it adopted the proposals from the NYSE (the "NYSE Rule Amendment") and Nasdaq (the "Nasdaq Rule Amendment") relating to shareholder approval of equity compensation plans and the voting of proxies. The Commission also solicited comments from interested persons...
Final NYSE and Nasdaq Rules Impose Shareholder Approval Requirements for Equity Compensation Plans
The Securities and Exchange Commission has approved changes to the NYSE and Nasdaq rules requiring shareholder approval of all stock option and other equity compensation arrangements, and material revisions to the terms of those arrangements, with limited exceptions. Broad-based option plans, grants to rank and file employees and the...
Rules Proposed by NYSE & NASDAQ
Overall, the Commission believes that the proposed amendments to the NYSE and Nasdaq proposals should alleviate many of the concerns raised by the commenters and should provide for more clear and uniform standards for shareholder approval of equity compensation plans under both NYSE and NASD rules. The Commission notes that,...
New and Proposed SEC, NYSE & Nasdaq Rules
This article contains new and proposed SEC, NYSE & Nasdaq Rules under Sarbanes-Oxley Act of 2002 ("SOX"). Effective dates for implementing these rules are also mentioned in the article. Disclosure controls requires all public companies, including foreign private issuers, to maintain “disclosure controls and procedures” designed to ensure that all...
NYSE And NASDAQ Revised Listing Standards For Director Independence
In March 2003, New York Stock Exchange (NYSE) and NASDAQ Stock Market, submitted to the Securities and Exchange Commission (SEC) proposed listing standards related to board composition and director independence. The proposed listing standards will affect the composition of the boards of directors and audit committees of listed companies and...
Understanding and Complying with the Sarbanes-Oxley and NYSE and Nasdaq Requirements Affecting Audit Committees
"The Sarbanes-Oxley Act of 2002 (the “Act”) and the new corporate governance listing standards proposed by The New York Stock Exchange, Inc. (the “NYSE”) and the The Nasdaq Stock Market, Inc. (“Nasdaq”) will significantly affect the composition and expand the duties of the audit committees of boards of directors of...
The Sarbanes-Oxley Act of 2002: And Current Proposals by NYSE, Amex and NASDAQ
The paper depicts that in response to the crisis, the U.S. Congress passed legislation, the Sarbanes-Oxley Act of 2002 that establishes many new requirements, including those governing the composition and responsibilities of audit committees. SEC rules implementing many provisions of Sarbanes-Oxley have just been finalized or proposed. Major national securities...
Code of Business Conduct and Ethics
In view of recent corporate practices that have resulted in a negative impact on the stock market and a loss of investor confidence in corporate America and public company disclosure, Congress passed, and the President signed into law on July 30, 2002, the Sarbanes-Oxley Act of 2002 (the "Sarbanes-Oxley Act"),1...
Summary Of Final Nasdaq Corporate Governance Rules
The Securities and Exchange Commission (“SEC”) issued an order approving significant amendments to Nasdaq’s corporate governance requirements. The new requirements are the culmination of a series of proposed rules and amendments from Nasdaq that have occurred over more than a year. The paper discusses the Nasdaq rules required. It also...
The Sarbanes-Oxley Act Of 2002 And Current Proposals By NYSE, Amex And Nasdaq
From the executive summary: ‘The Sarbanes-Oxley Act of 2002 establishes many new requirements including those governing the composition and responsibilities of audit committees. The paper provides general or summary information about aspects of the Sarbanes-Oxley Act of 2002. The current and proposed rules, regulations, or standards of the U.S. Securities...
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Nasdaq Stock Market Inc. Company Info
NAICS Code
Securities and Commodity Exchanges: 523210
