BNET Industries

Market Cap:$7.0B
  • Public
Dow Jones Description

NYSE Group, Inc. merged with Euronext NV in April, 2007 to form NYSE Euronext, operating the world's largest and most liquid exchange group and offering the most diverse array of financial products and services.

Executive Vice President, Corp ServicesFrank Z. Ashen
Contact Information
NAICS Code Securities and Commodity Exchanges: 523210

Recent Events

  • Juniper's Wall Street Speed Test

    6/24/09 - Licensing / Contract - View Story

  • Och-Ziff Capital Management Group LLC Announces Record Date for Second Quarter 2009...

    6/19/09 - Stock Split / Dividend - View Story

  • NYSE to create fixed income derivatives clearing house

    6/18/09 - Mgmt. Change Entering - CEO - View Story

  • NYSE firms swing to a profit in Q1

    6/09/09 - Financial Announcement - View Story

  • Cambrex Regains Compliance With Revised NYSE Listing Standards

    6/08/09 - Bond / Stock Rating - View Story

  • UPDATE: NYSE Launches Social Networking Site For Executives

    6/03/09 - Product Announcement - View Story

  • GM to file for bankruptcy Monday

    6/01/09 - Bond / Stock Rating - View Story

  • GM files for bankruptcy

    6/01/09 - Bond / Stock Rating - View Story

  • In Business Cases, Portrait Of Sotomayor Begins To Emerge

    5/27/09 - Lawsuit Filed - View Story

  • Fitch Rates $70MM New York City IDA NY Stock Exchange Project Bonds 'A+'; Outlook Stable

    5/26/09 - Bond / Stock Rating - View Story

  • UPDATE 1-DigitalGlobe shares up 15 percent in debut

    5/14/09 - Bond / Stock Rating - View Story

  • UPDATE 1-Leed Petroleum ends talks with third party

    5/14/09 - Merger / Acquisition - View Story

  • Arena Resources' revenues fall, production rises

    5/08/09 - Merger / Acquisition - View Story

  • DreamWorks Shines as Ameristar Cashes In

    4/30/09 - Financial Announcement - View Story

  • Deutsche Boerse, NYSE in new merger talks

    4/28/09 - Merger / Acquisition - View Story

  • Hancock Fabrics sues accounting firm

    4/20/09 - New Investment - View Story

  • Southwest Airlines posts loss, to cut jobs

    4/17/09 - Bond / Stock Rating - View Story

  • Wells Fargo advances 32 percent at NYSE open

    4/09/09 - Merger / Acquisition - View Story

  • Farewell to Gottschalks

    4/03/09 - New Investment - View Story

News & Analysis

new york stock exchange - All News and Analysis

Decision Makers

Name (plus bio) Position
Frank Z. Ashen Executive Vice President, Corp Services
Georges L. Ugeux Group Executive Vice President
Grace B. Vogel Executive Vice President, Member Firm Regulation
Richard A. Edgar Executive Vice President, Market Operations, Real Estate & Facilities
Richard P. Bernard General Counsel & Executive Vice President
Robert A. Marchman Executive Vice President, Market Surveillance
Susan L. Merrill Executive Vice President, Enforcement
Glenn W. Tyranski Senior Vice President, Financial Compliance
James C. Esposito Senior Vice President, Security
Janice O'Neill Senior Vice President, Corporate Compliance
Jim E. Buck Senior Vice President & Secretary
Louis G. Pastina Senior Vice President, Market Development
Michael G. Rufino Senior Vice President, Member Firm Regulation
Regina C Mysliwiec senior vice president
Richard C. Adamonis Senior Vice President, Corp Communications
Salvatore Pallante Senior Vice President, Member Firm Regulation
Thomas E. Veit Senior Vice President, Global Corp Client Group, Eastern Region
William M. Freeman Senior Vice President & Acting General Counsel
Gary M. Stein Vice President, Business Development
James G. Buckley Vice President, Market Surveillance
John F. Malitzis Vice President, Member Trading
Judith A. Bryngil Vice President, Market Trading Analysis
Leroy M. Whitaker Vice President, Total Renumeration & Diversity
Linda S. Riefberg Vice President, Enforcement Division
Mark H. Wille Vice President, Market Development
Mary L. Brienza Vice President, Corp Audit & Regulatory Quality Review
Melinda Mercurio Vice President, Corp Communications
Peter E. Boyle Vice President, Corp Infrastructure
Raymond L. Bell Vice President, Global Corp Client Group, Central Region
Robin L. Weiss Vice President, Investment Banking Services
Stephen Walsh Vice President, Mkt Watch & Records
Steven J. Brostoff Vice President, Enforcement Division
Susan E. Light Vice President, Enforcement
William J. Wollman Vice President, Member Firm Regulation
William T Sellay Partner
Paul Corvino Owner
Ann Yerger Deputy Director
David Devins Manager
David Mann Manager, Corp Communications
Richard Ashbaugh Manager, Marketing
Michael Ferraro Senior Vice President & Controller, Corp Finance
Albert Fried Dealer
Bryan Streelman Arbitrator
Daniel Beyda Member Firm Regulation
David McLean licensed Principal
Frederick G. Anderson General Counsel
Jack H Adam Registered Representative
James T Ling Allied Member
John P. Kehoe Allied Member
Michael Berger Member Firm
Peter J Murphy Specialist
Wade Boggs Secretary
Warren Meyers Clerk
George H. Krauss Director
James M. Seneff Director
Louis W. MacEachern Director
Allen B. Morgan Jr. Member
Barry M. Goldwater Member
Carlos Slim Helu Member, Advisory Council for Latin America
Christopher Roser Member
David M Silfen Member
David Schlecker Member
Jerome C. Eppler Member

Board of Directors

Name (plus bio) Position
Anthony F. Earley Jr. Member of Advisory Board
Edgar S. Woolard Board of Directors
Francis H. Powers Board of Directors
J.V. Shields, JR Board Member
John A. Thain Board of Directors
Karl M. von der Hayden Board of Directors
Phillip Peller Board of Directors
William A Schreyer vice chairman
William B. Summers Board of Directors
William Macey Board of Directors
Organization Position Status
NYSE Group, Inc. Executive Vice President, Corp Services Current

A lawyer and economist by training, Georges Ugeux has focused his entire 30 year career on the global dimensions of business, government and finance. He has a deep understanding of the cultural dimension of negotiations, networks and partnerships. Georges began his career in commercial banking at Societe Generale de Banque (now Fortis Bank), where he became the General Manager of the investment banking and trust division. He later served as Managing Director of Morgan Stanley's Mergers and Acquisitions department, as well as Group Finance Director at Societe Generale de Belgique, a Belgian conglomerate. In 1992, he became President and Managing Director of Kidder, Peabody Europe. He was also a member of the European Corporate Executive Council of General Electric. He was President of the European investment Fund, a public private partnership financing infrastructure and SME projects owned by the European Investment Bank, the European Community and 77 European banks. For seven years Georges immersed himself in the global equity markets by heading the International Group of the New York Stock Exchange, bringing over 300 non-US companies, valued at $ 2.7 trillion, to the US market. He is a frequent public speaker and educator on global issues (at the College of Europe in Bruges and Harvard Law School). Georges Ugeux holds a Doctorate in Law and is Licentiate in Economics from the Catholic University of Louvain. He chairs and sits on Boards of numerous transatlantic organizations.

Organization Position Status
Galileo Global Advisors LLC Chairman and CEO Current
NYSE Group, Inc. Group Executive Vice President Current
The Essec USA Current
Belgian-American Chamber of Commerce Board of Directors Current
British-American Business Inc. Director Current
Caraco Pharmaceutical Laboratories, Ltd. Board of Directors Current
Morgan Stanley Managing Director Former
European Investment Bank Former
Organization Position Status
Financial Industry Regulatory Authority, Inc. Executive Vice President, Member Regulation Current
NASD Institute Executive Vice President, Member Regulation Current
NYSE Group, Inc. Executive Vice President, Member Firm Regulation Current
NYSE Regulation, Inc. Executive Vice President, Member Firm Regulation Current
Citigroup Inc. deputy controller Former
FINRA senior examiner Former
The State University of New York B.S. in accounting Former
Organization Position Status
NYSE Group, Inc. Executive Vice President, Market Operations, Real Estate & Facilities Current
Organization Position Status
NYSE Group, Inc. General Counsel & Executive Vice President Current
Organization Position Status
NYSE Regulation, Inc. Executive Vice President, Market Surveillance Current
NYSE Group, Inc. Executive Vice President, Market Surveillance Current
Organization Position Status
NYSE Group, Inc. Executive Vice President, Enforcement Current
NYSE Regulation, Inc. Executive Vice President, Enforcement Current
Davis Polk & Wardwell partner Former
Brooklyn Law School J.D. Former
Organization Position Status
NYSE Regulation, Inc. Senior Vice President, Finance Compliance & Listed Company Compliance Current
NYSE Group, Inc. Senior Vice President, Financial Compliance Current
NYSE Group, Inc. director, Financial Compliance Former
KPMG International senior audit manager Former
King's College Bachelor of Science, Accounting Former
Organization Position Status
NYSE Group, Inc. Senior Vice President, Security Current
Organization Position Status
NYSE Regulation, Inc. Senior Vice President, Corp Governance & Listed Company Compliance Current
NYSE Group, Inc. Senior Vice President, Corporate Compliance Current
Seton Hall University M.B.A. Former
University of Rochester B. A. Former
Harvard University Program for Management Development Former
Organization Position Status
NYSE Group, Inc. Senior Vice President & Secretary Current
Organization Position Status
NYSE Group, Inc. Senior Vice President, Market Development Current
Organization Position Status
NYSE Regulation, Inc. Senior Vice President, Member Firm Regulation Current
NYSE Group, Inc. Senior Vice President, Member Firm Regulation Current
Organization Position Status
NYSE Group, Inc. senior vice president Current
NYSE Regulation, Inc. Former
University of Virginia School of Law J.D. Former
Organization Position Status
NYSE Group, Inc. Senior Vice President, Corp Communications Current
Organization Position Status
NYSE Group, Inc. Senior Vice President, Member Firm Regulation Current
Organization Position Status
NYSE Group, Inc. Senior Vice President, Global Corp Client Group, Eastern Region Current
Organization Position Status
NYSE Group, Inc. Senior Vice President & Acting General Counsel Current
Organization Position Status
NYSE Group, Inc. Vice President, Business Development Current

Mr. Buckley was named vice president, Market Surveillance, of NYSE Regulation, Inc., on Feb. 5, 2004. He reports to the senior vice president, Market Surveillance. Mr. Buckley manages the department responsible for a surveillance and investigation program focusing on possible violations of rules governing trading by Floor members, including surveillance of the Exchange's audit trail requirements and Front End Systemic Capture of Orders. His department includes the Exchange's On-Floor Surveillance Unit and the educational programs for Floor members and new Floor Officials. It is also responsible for the annual revision, editing and publication of the Floor Official Manual a compendium of floor rules and auction market procedures. Mr. Buckley is a founding member of the Exchange's Diversity Council and chair of the Organization Assessment Committee. Mr. Buckley joined the Exchange in 1987 as an attorney in the Enforcement Division of the Exchange. He was promoted to Enforcement Director in 1990. In September 2000 he became managing director, Regulatory Quality Review and in March 2002 he became managing director, Market Surveillance. Prior to working at the Exchange, Mr. Buckley was an Assistant District Attorney in Westchester County. He has a BA from Iona College, an MA from Fordham University, and a JD from Pace University School of Law.

Organization Position Status
NYSE Group, Inc. Vice President, Market Surveillance Current
NYSE Regulation, Inc. Vice President, Market Surveillance Current
The Floor Current
Pace University JD Former
Pace University School of Law Jd Former
Fordham University Ma Former
Iona College Ba Former
Organization Position Status
NYSE Regulation, Inc. Vice President, Specialist Surveillance Current
NYSE Group, Inc. Vice President, Member Trading Current
FINRA vice president Former
Boston College Law School J.D. Former
State University of New York at Albany B.A. Former

Judith A. Bryngil is vice president of Market Trading Analysis, a department within the Market Surveillance division of NYSE Regulation, Inc. Ms. Bryngil, 47, is responsible for supervising three Industry Analysis directors and their staffs in surveillances and investigations of insider trading and market manipulation. She also oversees the Stock Watch function, as well as special products, including program trading. Named vice president of Market Trading Analysis in 1999, Ms. Bryngil has worked for the NYSE since 1985, when she joined as an attorney in the Enforcement division. In 1988, she joined Market Surveillance as senior special counsel. From 1990 to 1997, she served as director of Special Investigations unit, supervising a group of analysts, and was promoted in 1997 to managing director, Market Trading Analysis. Prior to joining the New York Stock Exchange, Ms. Bryngil worked at the New Jersey law firm of Waters, McPherson, McNeill from 1984 to 1985. Ms. Bryngil received a B.S. in Systems Planning and Management from Stevens Institute of Technology in 1980 and a J.D. from Fordham Law School in 1983.

Organization Position Status
NYSE Group, Inc. Vice President, Market Trading Analysis Current
Fordham University Law School J.D. Former
Stevens Institute of Technology B.S. In Systems Planning and Management Former
Organization Position Status
NYSE Group, Inc. Vice President, Total Renumeration & Diversity Current

Linda S. Riefberg has been vice president, Enforcement Division, NYSE Regulation, Inc., since January 2006. In her role, Ms. Riefberg oversees the Division's investigation and prosecution of violations of federal securities laws and NYSE rules by members, member organizations, and their employees.

Organization Position Status
NYSE Group, Inc. Vice President, Enforcement Division Current
Organization Position Status
NYSE Group, Inc. Vice President, Market Development Current

Mary Brienza joined the New York Stock Exchange in 1992 as a senior litigation attorney in the Division of Enforcement. In her current position, Ms. Brienza remains the General Auditor and heads the Global Risk & Audit Services division of NYSE Euronext. She is also responsible for the Global Compliance and Ethics program. In 1995, Ms. Brienza became an Enforcement Director managing a team of attorneys who investigate and prosecute violations of securities laws by NYSE member firms and their employees. In 2002, she became the Managing Director in charge of regulatory audits, and in 2003, assumed responsibility for the company-wide audit functions of regulation, finance, operations and technology. Ms. Brienza was appointed Senior Vice President and General Auditor of NYSE Group, Inc. in 2006. Ms. Brienza is a member of the New York and Massachusetts Bars, and various federal bars. She is a member of the Audit Executives Association. Prior to joining the NYSE, she spent twelve years as a prosecutor in New York City , concentrating on violent crime and, later, complex white-collar crime. Ms. Brienza was a recipient of the 2005 YWCA of NYC Women Leaders in Business Award. She has been a member of the NYSE Euronext Diversity Council and a mentor for several years.

Organization Position Status
NYSE Euronext EXECUTIVE VICE PRESIDENT and GENERAL AUDITOR Current
NYSE Group, Inc. Vice President, Corp Audit & Regulatory Quality Review Current
Organization Position Status
NYSE Group, Inc. Vice President, Corp Communications Current
Organization Position Status
NYSE Group, Inc. Vice President, Corp Infrastructure Current
Organization Position Status
NYSE Group, Inc. Vice President, Global Corp Client Group, Central Region Current
Organization Position Status
NYSE Group, Inc. Vice President, Investment Banking Services Current
Organization Position Status
NYSE Group, Inc. Vice President, Mkt Watch & Records Current

Steven J. Brostoff has been vice president, Enforcement Division, NYSE Regulation, Inc., since January, 2006. In his role, Mr. Brostoff is responsible for the investigation and prosecution of trading violations committed by upstairs traders and their member firms, floor brokers, specialists, and all member firms doing business on the NYSE trading floor. Previously, Mr. Brostoff was managing director, responsible for trading investigations. Prior to joining the Exchange in 1997, he was with the N.Y. District Attorney's Office, where was an assistant district attorney serving as a Deputy Bureau Chief in the Special Narcotics Prosecutor's office and in the Frauds Bureau.

Organization Position Status
NYSE Group, Inc. Vice President, Enforcement Division Current

Susan E. Light, 47, is vice president, Enforcement, NYSE Regulation, Inc. Ms. Light is responsible for managing a department that investigates and prosecutes violations of SEC and NYSE rules and regulations. She is also responsible for managing the Enforcement division's preliminary investigations unit and case-management system. She reports to Susan Merrill, executive vice president, Enforcement. Before being appointed to her current position, Ms. Light was managing director of Enforcement at the Exchange since 2000. Ms. Light was named an Enforcement director in 1992 and was a staff attorney from 1988 to 1992. Prior to joining the NYSE in 1988, Ms. Light was an assistant district attorney in the Bronx District Attorney's Office. Ms. Light received her law degree from Boston University School of Law and her L.L.M. from New York University School of Law. She received her B.A. from the University of Michigan.

Organization Position Status
NYSE Group, Inc. Vice President, Enforcement Current
NYSE Regulation, Inc. Vice President, Enforcement Current
New York University assistant district attorney Former
Boston University School of Law Law Degree Former
University of Michigan B.A. Former

Mr. Wollman was named, vice president, Member Firm Regulation, on Feb. 5, 2004. He reports to the executive vice president, Member Firm Regulation. Mr. Wollman, 38, shares responsibility for overseeing the NYSE member-firm examination program. Mr. Wollman joined the Exchange in 1989 and has spent his entire career in Member Firm Regulation.

Organization Position Status
NYSE Group, Inc. Vice President, Member Firm Regulation Current
NYSE Regulation, Inc. Vice President, Member Firm Regulation Current
Alfred University Bachelor of Arts Former

Bill Sellay is a partner and chairs the firm's International Practice Group. He serves as the relationship partner for New York Stock Exchange and Nasdaq companies, U.S. subsidiaries of publicly and privately held international companies, and privately held emerging companies. He has substantial experience counseling companies on the structuring and negotiation of cross-border and domestic acquisitions, joint ventures, commercial contracts, and licensing arrangements as well as on the U.S. regulation of trade and business practices. A significant part of his practice centers on the special legal problems associated with production, marketing, and distribution of products and services, including the selection and termination of distribution channels, pricing, advertising and promotional programs, competition law compliance, intellectual property protection, and products liability prevention.

Organization Position Status
Robinson & Cole Llp Partner Current
NYSE Group, Inc. Partner Current
Robinson & Cole Llp Board of Directors Current
The Planned Innovation Institute, Inc. Advisory Board Member Current
Doing Business Former
HgCapital Former
Raymarine PLC Former
Raytheon Company Former
Michigan State University B.S. Degree In Electrical Engineering Former

As President of The Nimble Group, Paul Corvino runs all business activities for this fast growing transaction payment company's family of brands. As Senior Vice President and General Manager for AOL he was responsible for running the advertising and e-commerce divisions for the organization and realized a growth from $35M in 1998 to over $2B in 2001, representing the greatest sales growth in the history of media. In a three year period at Cablevision, through new and creative sales strategies and implementation, he helped create a competitive sales culture which increased revenue by almost $100M, as well as heading the sales launch of Cablevision's online and telephony products. Over a fourteen year period at The New York Times, Mr. Corvino held many positions, including Managing Director. Sales in both volume and revenue rose every year during his tenure, making The New York Times the nation's leading newspaper in advertising revenues. He holds a board of director position at Channel M, The Harbor Bank of Connecticut and The Guardian Angels (a non-for- profit charitable organization). He is a venture partner at Plum Capital, and is a seat owner and member of The New York Stock Exchange, and owns and operates RCN Holdings.

Organization Position Status
Plum Capital, LLC Venture Partner Current
NYSE Group, Inc. Owner Current
Cablevision Systems Corporation Vice President, Corporate Director Former
The New York Times Company Managing Director Former
NYSE Group, Inc. Member Former
Organization Position Status
NYSE Group, Inc. Deputy Director Current

David Devins: With the organization since 1994, David Devins was a corporate officer and manager for a billion-dollar New York Stock Exchange corporation. Mr. Devins has 37 years of experience working with large manufacturing, distribution, service and retail businesses. He has owned a CPA and consulting firm, and worked for two of the largest international CPA firms as a CPA and Tax Specialist. Mr. Devins was Agent of the Year for 2000 and 2001. David Devins holds an MBA from Temple University. David is a multiple recipient of the firm's Broker of the Year award.

Organization Position Status
NYSE Group, Inc. Manager Current
Tannenbaum & Aalok Corporate Officer and Manager Current
NYSE Group, Inc. Corporate Officer Former
Tannenbaum & Aalok Broker Former
Temple University MBA Former
Organization Position Status
NYSE Group, Inc. Manager, Corp Communications Current
Organization Position Status
Archipelago Holdings, Inc. Manager, Marketing Current
NYSE Group, Inc. Manager, Marketing Current
Organization Position Status
NYSE Group, Inc. Senior Vice President & Controller, Corp Finance Current
Organization Position Status
Albert Fried & Company, LLC Owner Current
NYSE Group, Inc. Dealer Current
EMCOR Facilities Services, Inc. Board of Directors Current
EMCOR Group, Inc. Board of Directors Current
Dynalectric - Kentucky Board of Directors Current
NYSE Group, Inc. Member Current
EMCOR Group, Inc. Compensation and Personnel Committee Member Current
Albert Fried & Company, LLC Managing Member Current
Albert Fried & Company, LLC Managing Member Former

Bryan Streelman is the legal, public policy and contract specialist of Golden Energy Services, Inc. His legal experience contributes to the negotiation, review and drafting of complex contracts. The legal environment is primarily federal and state energy regulation before various agencies. This requires knowledge of federal energy legislation and local Public Utility Commission practice. In addition to the transactional aspect, a thorough knowledge of trial law is required as it affects negotiations and the enforcement of contracts. He provides Golden Energy Services, Inc with consultation in the area of asset development, business associations, tax implications, international business transactions and corporate law. Prior to joining Golden Energy Services, Inc., Bryana s practice involved general civil law with an emphasis in business planning. The primary areas are business law, real estate, estate planning/administration and litigation. Bryan provided arbitration and mediation services to White and Steele, PC. and Watson, Nathan and Bremer, P.C. Bryan is a presiding arbitrator for the New York Stock Exchange, American Stock Exchange and NASDAQ. Bryan is on the National Panel of the American Arbitration Association. Bryan has received his arbitration training through the AAA and CLE of Colorado. Bryan was the environmental defense attorney for Kemper Insurance in Colorado, Wyoming and New Mexico. Bryan is admitted in Colorado and New York as well as the Federal courts for Colorado, the 10th. Circuit and U.S. Supreme Court.

Organization Position Status
NYSE Group, Inc. Arbitrator Current
The American Stock Exchange LLC Arbitrator Current
Golden Energy Services, Inc. Specialist Current
Kemperinsurance.Com Environmental Defense Attorney Former
New Mexico Environmental Defense Attorney Former
Organization Position Status
NYSE Regulation, Inc. Chief Admin Officer, Regulation Current
NYSE Group, Inc. Member Firm Regulation Current
NYSE Group, Inc. Director Current
Mazur Former
University of Miami J.D. Former
Ithaca College B.A. in political science Former
Organization Position Status
Prudential Investments LLC Senior Vice President Current
Stonegate Partners, LLC Vice President Current
Fulton Partners, Inc. Partner Current
NYSE Group, Inc. licensed Principal Current
FINRA licensed Principal Current
Sensorlogic, Inc. Board of Directors Current
State Street Research & Management Company Director Current
Tonic Software, Inc. Director Current
Cicada Semiconductor Corp. CEO Former
Stonegate Partners, LLC President Former
Prudential Investments LLC President Former
State Street Research & Management Company President Former
Stonegate Partners, LLC Managing Director Former
Stonegate Partners, LLC Advisory Director Former
International Business Machines Corporation Spearheaded the Introduction of DSP Product Line into Asia Former
Sevin Rosen Funds Former
Vitesse Semiconductor Corporation Former
Boston College Graduate Former

Mr. Anderson has over twenty years of legal experience as a partner with Akin, Gump, Strauss, Hauer & Feld and as a General Counsel with both New York Stock Exchange (NYSE) and NASDAQ companies. Fred holds a Bachelor of Arts degree with high honors and a J.D. with honors from the University of Texas.

Organization Position Status
NYSE Group, Inc. General Counsel Current
The University of Texas J.D. With Honors Former
Organization Position Status
Mead, Adam & Co., Inc President and Portfolio Manager Current
Mead, Adam & Co., Inc Founder Current
Touche Ross & Co. Investment Advisor Current
NYSE Group, Inc. Registered Representative Current
Purdue University MS In Industrial Administration Former
Xavier University Degree In Physics Former

James T. Ling ~ President, CEO & Director Mr. Ling has an extensive background in public finance, having been an Allied Member of the New York Stock Exchange and Asst. Corporate Secretary for a NASDAQ listed company with over 1,000 shareholders. Mr. Ling serves as President and CEO of the Dallas based Empiric Energy, Inc., a publicly held Oil & Gas exploration and production company with over 700 shareholders.

Organization Position Status
American Gold Resources Corporation President, CEO & Director Current
NYSE Group, Inc. Allied Member Current
NYSE Group, Inc. President, CEO Former
Empiric Energy, Inc. President and CEO Former
American Gold Resources Corporation President - Former
NYSE Group, Inc. Director Former
Organization Position Status
Schilling Robotics, Inc. Senior Vice President and Chief Financial Officer Current
Velocity Venture Capital LLC Venture Partner Current
The Abernathy Macgregor Group Senior Counselor, New York Office Current
NYSE Group, Inc. Allied Member Current
National Investor Relations Institute Charter Member Current
Velocity Venture Capital LLC Board of Directors Current
Fordham University Vice Chairman Current
NYSE Group, Inc. President Former
White Co-Founder Former
Savage.Com Co-Founder Former
Fordham University M.B.A. Former
Manhattan College B.B.A. Former
Fordham University B.A. Degree With Honors Former
Fordham University Member Former

Array

Organization Position Status
Wj Dowd, Inc. Managing Partner, Cfo Current
Wj Dowd, Inc. Trading Assistant Former
Rutgers University B.A. Degree Former
Organization Position Status
Bear Wagner Specialists, LLC Chief Executive Officer Current
NYSE Group, Inc. Specialist Current
Colgate University Bachelor's Degree Former
Organization Position Status
NYSE Group, Inc. Secretary Current
Organization Position Status
Wj Dowd, Inc. Managing Partner Current
NYSE Group, Inc. Clerk Current
Wj Dowd, Inc. Director Former
Pepperdine University Bachelor of Science Degree In Business Administration Former

Anthony F. Earley, Jr. has been chairman of the board and chief executive officer since 1998 and was also DTE Energy’s president and chief operating officer from 1994 – 2004. He joined the company in 1994, and that same year was elected to the board.

Organization Position Status
DTE Energy Company Chief Executive Officer Current
DTE Energy Company Chairman Current
Plug Power Inc. Board of Directors Current
Edison Electric Institute Vice Chairman Current
Ford Motor Company Board of Directors Current
Detroit Investment Fund Director Current
NYSE Group, Inc. Member of Advisory Board Current
Cornerstone Schools Director Current
University of Notre Dame Member of Advisory Board Current
The Detroit Edison Company President Former
DTE Energy Company President Former
The Detroit Edison Company Chief Operating Officer Former
DTE Energy Company Chief Operating Officer Former
DTE Energy Company Board of Directors Former
Comerica Incorporated Board of Directors Former
University of Notre Dame Law Degree Former
University of Notre Dame Bachelor of Science Degree In Physics Former
Organization Position Status
NYSE Group, Inc. Board of Directors Current
Telex Communications, Inc. Board of Directors Current
Telex Communications, Inc. member Former
Organization Position Status
NYSE Group, Inc. Board of Directors Current
Metropolitan Transportation Authority Board of Directors Current
Staten Island Academy President Former
Weiss, Peck & Greer Partner Former
St. Vincent's Hospital Board of Directors Former
Weiss, Peck & Greer Board of Directors Former

George Krauss, has served as a director of infoUSA since 2007, Mr. Krauss has been a consultant to The Burlington Capital Group LLC (formerly known as America First Companies, L.L.C.) ("Burlington") since 1997., From 1972 to 1997, Mr. Krauss practiced law with Kutak Rock LLP in Omaha, Nebraska, and serving as the firm's managing partner from 1983 to 1993, and continues to be Of Counsel to such firm. Mr. Krauss has extensive experience in corporate, mergers and acquisition and regulatory matters. In addition to his legal education, Mr. Krauss has a Masters of Business Administration and is a registered professional Engineer. Mr. Krauss currently serves as a member of the Board of Directors of MFA Mortgage Investments, Inc., which is listed on the NYSE and as a member of the Board of Managers of Burlington, which is the general partner of America First Tax Exempt Investors LP, which is listed on the NASDAQ.

Organization Position Status
America First Tax Exempt Investors LP General Partner Current
L.P. Ataxz Manager Current
The Burlington Consultant Current
NYSE Group, Inc. Director Current
Emarketing & Commerce Board of Directors Current
Triplex Direct Marketing Corporation Board of Directors Current
Gateway, Inc. Board of Directors Current
Vin Gupta Director Current
American Business Travels Director Current
Salesforcewatch Board of Directors Current
The Burlington Capital Group LLC Director Current
America First Apartment Investors, Inc. Board of Directors Current
MFA Mortgage Investments Inc. Board of Directors Current
Kutak Rock Llp Presiding Partner Former
The Burlington Capital Group LLC Consultant Former
Kutak Rock Llp Of Counsel Former
James Batmasian Former
University of Nebraska Jd Former
University of Nebraska MBA Former
University of Nebraska BS Former
Organization Position Status
Shields Capital Corporation CEO Current
Capital Management Associates Inc. CEO Current
Capital Management Associates Inc. Board Chairman Current
Shields Capital Corporation Board Chairman Current
Flowers Foods, Inc. Board of Directors Current
NYSE Group, Inc. Board Member Current
Organization Position Status
CNL Financial Group, Inc. Founder Current
Cnl Income Corp Current
Cnl Hotels & Resorts, Inc. Chairman Current
CNL Investment Co. Director Current
NYSE Group, Inc. Director Current
National Retail Properties, Inc. Director Current
The Geneva School Board of Directors Current
CNL Investment Co. CEO Former
CNL Securities Corp. Chairman & CEO Former
Cfg, Inc. Chairman of the Board and Chief Executive Officer Former
Cnl Hotels & Resorts, Inc. Chief Executive Officer Former
CNL Financial Group, Inc. Principal Former
Cfg, Inc. Principal Former
CNL Financial Group, Inc. Chairman & CEO Former
Cnlbank Chairman of the Board, Chairman & CEO, Cnl Financial Group, Inc. Former
CNL Retirement Properties, Inc. Chairman Former
National Retail Properties, Inc. chairman Former
GE Capital Solutions-Orlando Chair of Board Former
Cnl Hotels & Resorts, Inc. Board of Directors Former
GE Capital Solutions-Orlando Board of Directors Former
CNL Securities Corp. Director Former
CNL Retirement Properties, Inc. Director Former
Florida State University Bachelor of Science In Business Administration Former
Florida State University degree in Business Administration Former
Organization Position Status
The New York Botanical Garden Board of Managers Current
New York Presbyterian Hospital Board of Managers Current
The New York Botanical Garden Board of Managers Current
Blackrock, Inc. Board of Directors Current
NYSE Group, Inc. Board of Directors Current
Blackrock, Inc. Board of Directors Current
Massachusetts Institute of Technology Board of Directors, MIT Corporation Current
INSEAD U.S. National Advisory Board Current
Partnership for New York City, Inc Member Current
NYSE Euronext Chief Executive Officer Former
NYSE Group, Inc. Chief Executive Officer Former
Merrill Lynch & Co., Inc. Chairman & Chief Executive Officer Former
The Goldman Sachs Group, Inc. Co-CEO, Europe Former
The Goldman Sachs Group, Inc. President & Chief Operating Officer Former
Bank of America Corporation President, Global Banking, Securities & Wealth Management Former
NYSE Euronext Board of Directors Former
Harvard University M.B.A. Former
Massachusetts Institute of Technology B.S. Former
Organization Position Status
NYSE Group, Inc. Board of Directors Current
Organization Position Status
Fortune Diversified Industries, Inc. President Current
Management Advisory Council Current
NYSE Group, Inc. Director Current
Central Alberta Well Services Corp Director Current
Learning Dividends Inc Director Current
Brazalta Resources Corp. Director Current
Fortune Diversified Industries, Inc. Owner Former
University of Calgary Faculty Former
PetroKazakhstan, Inc. Director Former

Phillip Peller (1939) became an independent director of Imagine in 2006. As a former partner of Andersen Worldwide SC, a firm he was associated with for almost 40 years, Mr. Peller has an extensive background in accounting, auditing and risk management. Prior to his retirement in 1999, Mr. Peller served as Managing Partner - Practice Protection and Affairs, where he was responsible for overseeing the firm's professional practice litigation and was extensively involved with the firm's Bermuda based insurance company. Prior to assuming his Practice Protection role in 1996, he was the Managing Director - Quality, Risk Management and Professional Competence for Andersen's worldwide audit practice. Over the years, Mr. Peller served on a diverse group of Andersen committees including the Committee on Professional Standards (Vice Chairman), which dealt with professional, regulatory and ethical matters, and the Andersen Worldwide Partners Unit Committee (Chairman). Mr. Peller is a member of the American Institute of CPAs and serves on the board of directors and chairs the audit committee of two New York Stock Exchange listed companies, MSC Industrial Direct Co., Inc and Kenneth Cole Productions, Inc. Mr. Peller served as a trustee of Lehigh University for twelve years and was a member of several Lehigh board committees including the Executive Committee and Chair of the Audit Committee. He is now a Lehigh Trustee Emeritus. Mr. Peller is currently a member of the board of directors of the MS Research Center of New York and serves as its treasurer.

Organization Position Status
American Institute of Certified Public Accountants Member Current
NYSE Group, Inc. Board of Directors Current
Imagine Group Holdings Limited Board of Directors Current
American Institute of Certified Public Accountants Board of Directors Current
American Institute of Certified Public Accountants Member Current
Lehigh University Trustee Former
Andersen Worldwide Committee Chairman Former
Andersen Corporation Committee Chairman Former
Organization Position Status
marketRx Inc. Current
NYSE Group, Inc. vice chairman Current
The Pennsylvania State University Chairman Current
Merrill Lynch & Co., Inc. management trainee Former
Merrill Lynch & Co., Inc. chairman Former

William B. Summers, Jr. had been the Non-Executive Chairman of McDonald Investments Inc., an investment banking, brokerage and investment advisory firm, from 2000 until retiring in 2006. From 1994 until 1998, Mr. Summers was the President and Chief Executive Officer of McDonald Investments Inc. and from 1998 until 2000, Mr. Summers was the Chairman and Chief Executive Officer of McDonald Investments Inc. Mr. Summers is also currently a director of Wilson Greatbatch Technologies, Inc. and RPM International Inc., and a member of the Advisory Board of Molded Fiber Glass Companies and the Board of Executives of the New York Stock Exchange.

Organization Position Status
Developers Diversified Realty Corporation Non-Executive Chairman, Mcdonald Investments Inc. (Investment Bank) Current
McDonald & Company Chairman Current
Dix & Eaton Board of Directors Current
Baldwin-Wallace College Board of Directors Current
Glengary LLC Board of Directors Current
Electrochem Commercial Power Board of Directors Current
Developers Diversified Realty Corporation Director Current
NYSE Group, Inc. Board of Directors Current
Greatbatch, Inc. Director Current
Actron Manufacturing, Inc. Director Current
Molded Fiber Glass Companies Advisory Board member Current
RPM International Inc. Board of Directors Current
Developers Diversified Realty Corporation Committee Member Current
McDonald Investments Inc. Chief Executive Officer Former
McDonald Investments Inc. President Former
McDonald & Company President Former
McDonald & Company General Partner Former
McDonald & Company Intern Former
Key Capital Partners Chairman Former
McDonald Investments Inc. Chairman Former
Young Presidents' Organization Board of Directors Former
Baldwin-Wallace College B.A. In Finance Former
Penton Media, Inc. member Former
NASDAQ OMX Group, Inc. member Former
NYSE Group, Inc. member Former
Molded Fiber Glass Companies member Former

M. William Macey, Jr. is a member of the board of directors of our general partner and has been a director of United States Shipping Master LLC since July 2002 and is a co-founder and managing partner of Sterling Investment Partners, L.P. and Sterling Investment Partners II, L.P., private equity funds investing in middle-market companies. Prior to co-founding Sterling Investment Partners, L.P. in December 1999, Mr. Macey was a partner and co-founder of Sterling Ventures Limited, or SVL, a company formed in 1991 to sponsor private equity investments. Prior to co-founding SVL, Mr. Macey was a managing director of Asian Oceanic Group, an international merchant bank headquartered in Hong Kong, from 1990 to 1991. Previously, Mr. Macey was a managing director in the mergers and acquisitions group of Smith Barney, Harris Upham & Co. Mr. Macey is a director of GPX International Tire Company.

Organization Position Status
Sterling Investment Partners, L.P. Founder Current
Sterling Investment Partners, L.P. Managing Partner Current
U.S. Shipping Partners L.P. Member of the Board of Directors Current
NYSE Group, Inc. Board of Directors Current
USS Co., Ltd. Board of Directors Current
Smith Barney Managing Director in the Mergers & Acquisitions Group Former
U.S. Shipping Partners L.P. General Partner Former
Cravath, Swaine & Moore LLP Corporate Law Former
The CBORD Group Inc. Board Member Former
Aavid Thermal Technologies, Inc. Board Member Former
The Kenan Advantage Group, Inc. Board Member Former
Yale Law School J.D Former
Dartmouth College B.A Former
Organization Position Status
Morgan Keegan Mortgage Company, Inc. President & CEO Current
Regions Financial Corporation Member Current
NYSE Group, Inc. Member Current
Morgan Keegan & Company Chairman Emeritus Current
AmSouth Chairman, Morgan Keegan & Company, Inc. Vice Chairman, Regions Financial Corporation Current
Morgan Keegan Funding Corp. CEO Former
Morgan Keegan & Company Founder Former
Regions Financial Corporation Director Former
The University of North Carolina Former

Barry M. Goldwater, Jr., 66, has been a Director American environmental, Inc. since April, 2005. Mr. Goldwater is President of B2 Solutions, which represents client companies before Congress and various branches of the United States Government, as well as the California and Ari zona state legislatures. Prior to joining B2 Solutions, Mr. Goldwater served as a General Partner for 13 equipment leasing partnerships. Mr. Goldwater's background includes 14 years as a United States Congressman and 8 years as a Series 7 Registered Representative in the securities brokerage industry and a member of the New York Stock Exchange. While in Congress, Mr. Goldwater served on committees that had juris diction over Energy, Aviation, Space, Defense and Public Works. Mr. Goldwater served on the Joint Committee on Energy, which responded to the oil crisis on 1974.

Organization Position Status
NYSE Group, Inc. Member Current
American Environmental Corporation Director Current
Organization Position Status
Telefonos de Mexico S.A. de C.V. Chairman Current
Carso Global Telecom, S.A. de C.V. Chairman Current
America Movil, S.A. de C.V. Chairman Emeritus Current
Grupo Financiero Inbursa, S.A. de C.V. Chairman Emeritus Current
Museo Soumaya Chairman Current
Fundacion Unam A.C. Board of Directors Current
Philip Morris International Management S.A. Board of Directors Current
NYSE Group, Inc. Member, Advisory Council for Latin America Current
Grupo Carso S.A. de C.V. Chairman Former
America Telecom, S.A. de C.V. Chairman Former
Altria Group, Inc. Board of Directors Former

Christopher W. Roser graduated from the University of Colorado in 1981 with a BA in Economics. He received an MBA in Finance from New York University s Graduate School of Business Administration in 1984. He was employed with Main Hurdman KMG from 1982 to 1984 as a staff public accountant providing auditing and consulting services for small businesses. Mr. Roser worked as a securities analyst in emerging growth stocks from 1985-1986 for Equity Research Associates, a subsidiary of Ladenburg, Thalmann & Co., a Member of the New York Stock Exchange. From 1986 to 1987, Chris was an associate with Ladenburg in the corporate finance department. Since 1987 Mr. Roser has been a principal of the general partner of The Roser Partnership, Ltd., The Roser Partnership II, Ltd., The Roser Partnership III, Ltd and the Roser Partnership III SBIC. Mr. Roser participated in the early stage financing of Carrier Access Corporation in 1996, (CACS - OTC), Hauser Inc. in 1988, (HAUS - OTC), Confertech International in 1989, recently acquired by Frontier Corp., (FRO - NYSE), and Advanced Forming Technology in 1988, since purchased by Precision Castparts Corp., (PCP - NYSE). He serves on the board of five portfolio companies.

Organization Position Status
Roser Ventures, LLC Partner Current
NYSE Group, Inc. Member Current
QualMark Corporation Chairman of the Board of Directors Current
Equity Research Associates Inc Analyst Former
Ladenburg Thalmann & Co., Inc. Securities Analyst Former
Smith Barney Former
QualMark Corporation Board of Directors Former
Carrier Access Corporation Investor Former
Hauser, Inc. Investor Former
NYU Stern School of Business MBA in Finance Former
Harvard University Mba Former
Bucknell University Bachelor's Degree In Economics Former
University of Colorado BA In Economics Former
Organization Position Status
The Goldman Sachs Group, Inc. Senior Director Current
The Goldman Sachs Group, Inc. Consultant Current
Maveron LLC Senior Advisor Current
University of Pennsylvania Trustee Current
Cebiz, LLC Board of Directors Current
Global Brand Leadership Board of Directors Current
NYSE Group, Inc. Member Current
The Goldman Sachs Group, Inc. Partner Former
Columbia Business School Board Member of Overseers Former
Columbia Business School MBA Former
Columbia University MBA Former
Columbia University member Former
NYSE Group, Inc. member Former

David Schlecker is a litigator and trial lawyer who has represented clients in a broad variety of matters involving complex commercial litigation, insurance coverage, securities fraud, breach of contract, professional liability, ERISA, and products liability litigation. Mr. Schlecker has been a stockholder at Anderson Kill since 1985 and is Co-Chair of the Financial Institutions Insurance Coverage Group. He has litigated in courts throughout the United States and also serves as a panel member for the New York Stock Exchange. Mr. Schlecker's representations include commercial banks, financing companies, investment funds, restaurant chains, pharmaceutical companies, water companies, electronic manufacturers and pension funds. Mr. Schlecker is Chair of the firm's Banking Institutions Committee.

Organization Position Status
NYSE Group, Inc. Member Current

Jerome Eppler has spent his entire career in the securities industry, forming his own firm, Eppler & Company in 1961. From 1953 to 1961, he was a general partner of Cyrus J. Lawrence Sons, New York, a member of the New York Stock Exchange. Also, from 1967 to 1978, Eppler served as chairman and chief executive of Insurance Securities, Inc.

Organization Position Status
Tessco Technologies, Inc. Board of Directors Current
NYSE Group, Inc. Member Current
NYSE Group, Inc. member Former

Executive News

  • Axis Capital Promotes William Fischer to CEO, Axis Re

    TradingMarkets - 6/24/09 - View Story

  • Fischer Named to Head AXIS Re

    Insurance Journal - 6/23/09 - View Story

  • Krispy Kreme Announces Results of its 2009 Annual Shareholder Meeting

    PR Newswire - 6/16/09 - View Story

  • UPDATE 1-Manitowoc says amended $2.63 bln credit facility

    Forbes.com - 6/15/09 - View Story

  • Manitowoc Successfully Amends Credit Agreement

    Reuters - 6/15/09 - View Story

  • Manitowoc Successfully Amends Credit Agreement

    PR Newswire - 6/15/09 - View Story

  • Manitowoc Co. amends credit agreement

    The Business Journal of Milwaukee - 6/15/09 - View Story

  • Former Kraft CFO joins Schwans

    The Minneapolis/St. Paul Business Journal - 6/08/09 - View Story

  • 1-Star Stocks Poised to Plunge: Krispy Kreme?

    Motley Fool - 6/05/09 - View Story

  • Krispy Kreme shows quarterly profit

    Winston-Salem Journal - 6/05/09 - View Story

  • Krispy Kreme Reports Operating and Net Income for the First Quarter of Fiscal 2010

    Biz Journals - 6/04/09 - View Story

  • Krispy Kreme Reports Operating and Net Income for the First Quarter of Fiscal 2010

    Stockwatch - 6/04/09 - View Story

  • Krispy Kreme reports $1.9M profit in 1Q

    Triangle Business Journal - 6/04/09 - View Story

  • Krispy Kreme Profit Drops 53%

    The Wall Street Journal Interactive Edition - 6/04/09 - View Story

  • Krispy Kreme reports $1.9M profit in 1Q

    The Business Journal of the Greater Triad Area - 6/04/09 - View Story

  • West Pharmaceutical Services to Present at the 2009 UBS Global Specialty Pharmaceuticals Conference

    Pharma Live - 6/03/09 - View Story

  • Hospitality Properties Trust to Present at the NAREIT Institutional Investor Forum on June 3rd

    Reuters - 6/01/09 - View Story

  • West Pharmaceutical Services to Present at the 2009 UBS Global Specialty Pharmaceuticals...

    Reuters - 5/29/09 - View Story

  • West Pharmaceutical Services to Present at the 2009 UBS Global Specialty Pharmaceuticals Conference

    PR Newswire - 5/29/09 - View Story

  • FINRA and NYSE Reg Eye Merging OATS and OTS

    Traders Magazine - 5/28/09 - View Story

advertisement
NYX $27.10 +0.62 (2.34% )
Volume 2,552,087
Shares Outstanding 260.0M
Market Cap 7.0B
Year High 58.19
Year Low 14.52
Earnings Per Share -3.27
P/E Ratio N/A
Dividend 1.20
Yield 4.4280
Glass Door

Financial Services Industry Companies

Company Employer Rating
Wells Fargo 3.3
advertisement