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- Four in 10 become customers after one version of simulated online trading; Reality bites funny-money investors.
- If investors can make a bundle in the stock market playing with funny money, will they trade just as much using their own dough? Companies such as E*Trade Group Inc. in Menlo Park, Calif., and Ameritrade Holding Corp. in Omaha, Neb., will be among ...
- Research articles 2001-02-26
- SEC chair warns investors to use caution with online trading
- WASHINGTON AP -- In a rare public statement to individual investors, the government's top securities regulator warned people to use as much caution trading over the Internet as when going through a broker.
- Research articles 1999-01-28
- SEC Online Trading Complaints Continue Their Sharp Rise - Industry Trend or Event - Brief Article
- SEC Online Trading Complaints Continue Their Sharp Rise SEC Online Trading Complaints 1997 467 1998 1,478 1999 3,355 2000 4,271 Note: Table made...
- Research articles 2001-05-21
Additional Resources
- Online Trading Highlights the Pitfalls of E-Commerce - Internet/Web/Online Service Information
- As Internet commerce has exploded, a number of vendors have recently experienced "hiccups," interruptions in e-commerce service or availability. These hiccups are always undesirable, but in the frenetic world of online trading, periods of downtime and unavailability can result in a first-class ticket to a probe by the Securities and...
- Research articles 1999-06-23
- SEC wimps out on executions.
- The Securities and Exchange Commission has proposed a rule to try to address the vexing problem of stock trading executions. But it seems to be offering up only halfa loaf. With the proliferation of online trading and growing competition amon ...
- Research articles 2000-07-31
- Sec To Revise Online Trading Framework
- The Securities and Exchange Commission is to publish new rules relating to electronic stock trading, and will release its proposals for public comment before making them law. Under the proposed laws, companies operating broker-dealer systems with high transaction volumes will have to follow rules requiring them to link with registered...
- Research articles 1998-04-21
- Global Online India Seeks SEC Probe Into Market Maker Fraud
- Global Online India, trading under the symbol: GOLX on the OTC: BB, who launched its Indian internet portal and started trading on the over-the-counter bulletin board market only weeks ago, today asked the United States Securities and Exchange Commission SEC to immediately start an investigation into the possible market manipulation...
- Research articles 1970-01-01
- Global Online India Seeks SEC Probe Into Market Maker Fraud
- Business Editors FAIRFIELD, Iowa--BUSINESS WIRE--Sept. 13, 2000 Global Online India, trading under the symbol: GOLX on the OTC: BB, who launched its Indian internet portal and started trading on the over-the-counter bulletin board market only weeks ago, today asked the United States Securities and Exchange Commission SEC to...
- Research articles 2000-09-13
- No such thing as a free trade; American stockbrokers; Brokers' costs revealed.(Finance and Economics)(The SEC wants greater transparency in the prices of share trading. A new study shows how far "cheap" online dealing is from being a free-trade
- THE online brokers and electronic share-trading systems ECN s that have shaken up America's stockmarkets over the past few years have one big selling point: they claim to make trading cheaper than Wall Street's old firms and exchanges ever did. Th THE online brokers and...
- Research articles 2000-12-09
- New Capacity Rule for Online Brokers?
- A new Securities and Exchange Commission report offers online broker dealers a checklist designed to educate investors about conventional trading practices. There is nothing controversial and no apparent smoking guns. In fact, the report is practically boring. "Examinations of Broker Dealers Offering Online Trading: Summary of Findings and...
- Research articles 2001-03-01
- New Capacity Rule for Online Brokers?
- A new Securities and Exchange Commission report offers online broker dealers a checklist designed to educate investors about conventional trading practices. There is nothing controversial and no apparent smoking guns. In fact, the report is practically boring. "Examinations of Broker Dealers...
- Research articles 2001-03-01
- Blackwood Trading, LLC to Host the Financial Services Industry's First Direct Access Roundtable On February 20
- Business Editors NEW YORK--BUSINESS WIRE--Feb. 5, 2001 Industry Leaders to Discuss How Recent Changes in Technology and New SEC Rules Will Impact Online Trading Blackwood Trading, LLC, a premier financial software development and leading direct access provider, today announced that it will host the first direct...
- Research articles 2001-02-05
- Investor education online from TD Waterhouse.
- TD Waterhouse Group Inc. in New York has launched an investor education center at www.waterhouse.com. The center comprises six main sections: what you need to know -- information on the risks of trading and a link to the SEC's education ... TD Waterhouse...
- Research articles 1999-10-18
- Washington Watch: No New Regs for Online Broker Dealers.
- SEC Commissioner Laura Unger's report on online trading does not propose new regulations for one of the hottest phenomena on Wall Street. But that suits some online pros just fine. "Our view is positive," said Michael Hogan, general counsel at online...
- Research articles 2000-01-01
- Track Data Announces the Addition of Futures Trading to Its myTrack Service
- Business Editors NEW YORK--BUSINESS WIRE--Nov. 12, 2001 Track Data Corporation (Nasdaq-NMS: TRAC) today announced that it has added futures trading to its myTrack online trading service. Initially, the stock index futures contracts myTrack members will be able to trade are the ones traded electronically -- the E-Mini...
- Research articles 2001-11-12
- Ad strategies differ in IPO quiet period;Suppliermarket.com continues ad campaign; others scale back to avoid Sec troubles.(Brief Article)
- Shhhhhhhhhh. Last month, SupplierMarket.com, Burlington, Mass., filed with the Securities and Exchange Commission for an initial public offering. Since then, the b-to-b online trading exchange, which processes requests for quotes for items such as 250,000 stainless steel o-rings, has been in what's known...
- Research articles 2000-04-24
- How Day Traders Can Avoid Censure
- All-Tech will not be the last day trading firm to run afoul of SEC regulators, who recently examined the practices of firms offering online trading. Day trading firms must do a better job of informing those who want to use online trading services, according to the SEC's Office of...
- Research articles 2001-07-01
- How Day Traders Can Avoid Censure.
- All-Tech will not be the last day trading firm to run afoul of SEC regulators, who recently examined the practices of firms offering online trading. Day trading firms must do a better job of informing those who want to use online trading services, according...
- Research articles 2001-07-01
- How Day Traders Can Avoid Censure.
- All-Tech will not be the last day trading firm to run afoul of SEC regulators, who recently examined the practices of firms offering online trading. Day trading firms must do a better job of informing those who want to use online trading services, according...
- Research articles 2001-07-01
- For E*Trade, $34M Illegal-Trading Fine May Be the Least of Its Troubles
- Fourteen firms had to settle charges of illegal trading with the SEC at the beginning of the month. Charged with so-called trading ahead between 1999 and 2005, they had to pay a collective $70 million. Trading ahead occurs when a firm places its own trade orders before those of its...
- Blog posts 2009-03-16
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