BNET Industries

Pequot Capital Management Inc.

is in the Financial Services Industry

Last Fiscal Year Sales:$50.0M
  • Private
  • US
Dow Jones Description

Investment Advisor

Chief Executive Officer
Arthur J. Samberg
Number of Employees 170
Contact Information

500 Nyala Farms Rd Ste 2

Westport, Connecticut 06880-6270

www.pequotcap.c...

(203) 429-2200

NAICS Code Portfolio Management: 523920

Recent Events

  • Terex settles SEC investigation

    8/24/09 - Lawsuit Filed - View Story

  • Sources: Fried Frank Defends Pequot in Coming SEC Case

    8/13/09 - Financial Announcement - View Story

  • SEC Is Ready to File Case Against Pequot

    8/17/09 - Lawsuit Filed - View Story

News & Analysis

pequot capital management inc. - All News and Analysis

  • Wien to leave Pequot for Blackstone

    BNET - 2009-08-12

    Byron Wien, Morgan Stanley???s former investment strategist, is leaving Pequot Capital Management and joining Blackstone Group in a move that underscores how rapidly private equity companies are remaking themselves into more diverse financial companies. Mr Wien, who will have the title of vice-chairman of Blackstone???s advisory business, will produce a...

    Tags: investment strategist, Morgan Stanley, Pequot Capital Management Inc., advisory business

  • Pequot referred to SEC 45 times in four years

    BNET - 2009-08-12

    Stock exchange monitors referred Pequot Capital Management to the Securities and Exchange Commission for possible securities violations, including insider trading, at least 45 times between 2005 and this year, the commission has revealed in a letter to the US Congress. The SEC is probing allegations that Arthur Samberg, the hedge...

    Tags: SEC, Pequot Capital Management Inc.

  • Offspring funds keep Pequot's legacy alive

    - 2009-06-08

    A few years ago, Pequot Capital Management Inc. Chairman Art Samberg told a financial magazine his goal was to run a hedge fund that would survive its founder. If he did not quite achieve that vision, at the very least his company's legacy goes forward through two offspring funds--even as...

    Tags: Pequot Capital Management Inc.

  • Byron Wien Announces Ten Surprises for 2009

    - 2009-01-05

    Pequot Capital Chief Investment Strategist Compiles 24th Annual List WESTPORT, Conn. -- Byron R. Wien, Chief Investment Strategist of Pequot Capital Management, Inc., today issued his list of Ten Surprises for 2009. Mr. Wien has issued his economic, financial market and political surprises annually since 1986. The 2009 list...

    Tags: Pequot Capital Management Inc.

  • Lumos Labs Raises $3 Million to Further Brain Research and Game Development

    - 2008-06-03

    Pequot Ventures and Norwest Venture Partners Investment Will Advance Brain Researchers' Quest to Improve Brain Fitness SAN FRANCISCO -- Lumos Labs, developer of Lumosity.com, the leading web-based provider of scientifically-tested brain training games, today announced that it has raised $3 million of equity financing from Pequot Ventures, Norwest Venture...

    Tags: Pequot Capital Management Inc.

Decision Makers

Name (plus bio) Position
Arthur J. Samberg Chief Executive Officer
Aryeh Davis Chief Operating Officer
Carlos Rodrigues Chief Financial Officer
Amish Jani Senior Vice President
Marc-Henri Galletti Senior Vice President
Rick Heitzmann Senior Vice President
Sean Carroll Senior Vice President of Human Capital
Dan O'Keefe Vice President
David Hirsch Vice President
Doug Foster Vice President
George Childs Vice President
Manali Doshi Vice President
Gerald A. Poch Managing Director
Gregory J. Rossmann Managing Director
Juliet Bakker Managing Director
Lawrence Lenihan Senior Managing Directors
Mark Broach Managing Director
Martin Hale Jr. Managing Director
Patrick G. Enright Managing Director
Paul Farrell Managing Director
Barry Bycoff Venture Partner
Sheila J. Clancy Director, Marketing
Brandon Dutt Associate
Carolyn Trabuco Principal
Deborah Bernstein Principal
Doug Carlson Associate
James P McNiel Principal
Kevin E. Obrien General Counsel
Mike Cardullo Senior Associate
Mike Katz Associate
Nick Kapur Senior Associate

Board of Directors

Name (plus bio) Position
Peter Dartley Vice Chairman & Director, Business Development

Organization Position Status
Pequot Capital Management Inc. Chief Executive Officer Current
College Summit Chairman and Chief Executive Officer, Pequot Capital Management Current
Jacob Burns Film Center, Inc Chairman Current
Pequot Capital Management Inc. Chairman Current
Weiss, Peck & Greer Partner Former
Columbia University M.B.A. Former
Stanford University M.S. Former

Organization Position Status
Pequot Capital Management Inc. Chief Operating Officer Current
Pequot Capital Management Inc. Managing Director Current
Pequot Capital Management Inc. General Counsel Current
Exxon Mobil Corporation Financial Positions Former
Rutgers University J.D Former
Northeastern University M.B.A. in Finance Former
University of Maryland B.S. in Accounting Former

Organization Position Status
Pequot Capital Management Inc. Chief Financial Officer Current
Pequot Ventures Chief Financial Officer Current
Pequot Capital Management Inc. Senior Vice President Former
Pequot Ventures Senior Vice President of Pequot Capital Former
PricewaterhouseCoopers Alternative Investment Advisory Service Practice Former
Pequot Ventures Principal Former
University of Connecticut B.S. In Accounting Former

Organization Position Status
Pequot Capital Management Inc. Senior Vice President Current
Copan Systems, Inc. Board Observer Current
Rsoft Design Group, Inc. Board Observer Current
J.P. Morgan & Co. Mergers and Acquisitions Former
Wharton School, University of Pennsylvania M.B.A Former

Organization Position Status
Pequot Capital Management Inc. Senior Vice President Current
Sanarus Medical, Inc. Board Observer Current
Map Pharmaceuticals, Inc. Board Observer Current
Kellogg School of Management at Northwestern University Advisory Board Member Current
APM, Inc. Engagement Manager Former
Amerindo Investment Advisors, Inc. Healthcare Private Equity Team Former
Threshold Pharmaceuticals, Inc. Investor Former
Theravance, Inc. Investor Former
Micromet, Inc. Investor Former
Align Technology, Inc. Investor Former
Osi Eyetech Investor Former
Kellogg School of Management at Northwestern University M.B.A. Former
Princeton University A.B Former

Organization Position Status
Pequot Capital Management Inc. Senior Vice President Current
Pequot Ventures Principal Current
eWork, Inc. Director Current
Clickable Inc. Board of Directors Current
First Advantage Corporation Vice President of Corporate Development Former
MTM Technologies Inc. Director and Chairman of Our Compensation Committee Former
Houlihan Lokey Howard & Zukin Financial Analyst Former
First Advantage Corporation Senior Management Team Former
NationsBanc Montgomery Securities Executive Former
MTM Technologies Inc. Board of Directors Former
Harvard Business School M.B.A Former
Georgetown University B.S. In Business Administration Former

Organization Position Status
Pequot Capital Management Inc. Senior Vice President of Human Capital Current
Barlow Group Managing Partner Current
Pequot Ventures Human Capital Advisor Current
Howard Fischer Associates International Consultant Former
Heidrick & Struggles International, Inc. Executive Recruiter Former
United States Naval Academy B.S. In Oceanography and Was A Pilot Former

Organization Position Status
Pequot Capital Management Inc. Vice President Current
Haley Systems, Inc. Board Observer Current
Outlooksoft Corporation Board Observer Current
Duck Creek Technologies, Inc. Board Observer Current
Swingtide, Inc. Board Member Current
Patricof & Co. Ventures, Inc. Associate Former
CIBC World Markets Inc. Investment Banking Team Former
Apple Inc. Strategic Marketing Former
Harvard Business School M.B.A Former
Brown University B.A. in Business Economics and Business Management Former

Organization Position Status
Pequot Capital Management Inc. Vice President Current
Longitude Capital Management Co., LLC. Founder Current
Horizon Therapeutics, Inc. Observer Current
Pequot Ventures Vice President Former
McKinsey & Company, Inc. Engagement Manager Former
Longitude Capital Management Co., LLC. Principal Former
Whitehead Institute for Biomedical Research Research Scientist Former
Massachusetts Institute of Technology Ph.D Former
Harvard Medical School M.D. Former
The Johns Hopkins University B.A. In Biology Former

Organization Position Status
Pequot Capital Management Inc. Vice President Current
Robertson, Stephens & Company Equity Research Former
Stanford Graduate School of Business M.B.A Former
Yale University B.A. in History Former

Organization Position Status
Pequot Capital Management Inc. Vice President Current
Pequot Ventures Vice President & Senior Counsel Current
Pequot Capital Management Inc. Senior Counsel Former
O'Melveny & Myers LLP Counsel Former
Georgetown University J.D Former
Georgetown University A.B. Former

Organization Position Status
Pequot Capital Management Inc. Vice President Current
Apax Partners Ltd. Senior Associate Former
University of Bombay M.D Former
University of California M.P.H. in Health Management Former
Stanford Graduate School of Business M.B.A Former

Organization Position Status
Andrew Corporation Managing Director Current
Firstmark Capital, LLC Managing Director Current
Reflexis Systems, Inc. Chairman and Managing Director, Firstmark Capital, L.L.C. Current
Pequot Capital Management Inc. Managing Director Current
Mtmc General Counsel Current
MTM Technologies Inc. General Counsel Current
Firstmark Capital, LLC Chairman Current
MTM Technologies Inc. Non-Executive Chairman of The Board of Directors Current
MTM Technologies Inc. Board of Directors Current
Massachusetts, Inc. Board of Directors Current
Digital, Inc. Board of Directors Current
Andrew Corporation Director Current
SPADAC Inc. Board of Directors Current
Reflexis Systems, Inc. Board of Directors Current
Tectura, Inc. Board of Directors Current
New River Inc. Board of Directors Current
Mtmc Board of Directors Current
iBiquity Digital Corporation Director Current
BSML Inc. Board of Directors Current
Analex Corporation Director Current
Pequot Capital Management Inc. Board of Directors Current
Massachusetts, Inc. Member Current
Tie Communications Inc President Former
Technicom Corporation President Former
SBC Technologies, Inc. President Former
Technicominc.Com President Former
Tie Communications Inc Senior Vice President Former
Pequot Ventures Managing Director Former
Pequot Capital Management Inc. Senior Managing General Partner Former
Pequot Ventures Senior Member Former
ITT Corporation General Counsel Former
Pequot Capital Management Inc. Principal Former
Pequot Ventures Chairman Former
BSML Inc. Director Former
NETGEAR, Inc. Board of Directors Former
Boston University School of Law J.D. Former
Boston University J.D. Former
University of Connecticut J.D. Former
Boston University School of Law Bachelor of Science In Chemistry Former
University of Connecticut B.S. Former

Organization Position Status
Pequot Capital Management Inc. Managing Director Current
Pequot Ventures Managing Director Current
Securify, Inc. Managing Director and Member of Pequot Ventures' Investment Committee Current
Securify, Inc. Director Current
NETGEAR, Inc. Director Current
Copan Systems, Inc. Director Current
Gct Semiconductor, Inc. Director Current
Touchdown Technologies Board of Directors Current
Summit Microelectronics Inc Board of Directors Current
Hammerhead Systems Inc Board of Directors Current
Telemaster Ltd Coo Former
Broadview International LLC Managing Director Former
Telemaster Ltd Co-Founder Former
Pequot Capital Management Inc. General Partner Former
Advanced Micro Devices, Inc. Product Manager and Development Engineer Former
Acterna Corporation Manager of New Business Development Former
Dynatech LLC Manager Former
Siemens Corporation Hardware and Communications Equipment, Former
Nokia Corporation Hardware and Communications Equipment, Former
Intel Corporation Hardware and Communications Equipment, Former
Santa Clara University M.B.A. Former
University of Santa Clara M.B.A. Former
University of Cincinnati B.S. In Electrical Engineering Former

Organization Position Status
Pequot Capital Management Inc. Managing Director Current
Longitude Capital Management Co., LLC. Managing Director Current
Disc Dynamics, Inc. Board of Directors Current
Ablation Frontiers Inc. Board of Directors Current
Aptus Endosystems Inc. Board of Directors Current
The Livingston Ripley Waterfowl Sanctuary Board of Directors Current
Altiva Corporation Board of Directors Current
Acufocus Board of Directors Current
Sanarus Medical, Inc. Director Current
Sadra Medical Board Member Current
The National Audubon Society, Inc Board of Directors Current
Insulet Corp Director Current
Facet Solutions, Inc. Board Member Current
Pequot Ventures Managing Director Former
Longitude Capital Management Co., LLC. Founder Former
PaineWebber, Inc. Investment Banker Former
BNP Paribas SA Equity Research Analyst Former
Cornell University B.S. in Biological Sciences Former

Organization Position Status
Firstmark Capital, LLC CEO Current
Restricted Stock Partners CEO and Managing Director, Firstmark Capital (F, K, A Pequot Ventures) Current
Pequot Capital Management Inc. Senior Managing Directors Current
Pequot Ventures Managing Director, Information Technology Current
Restricted Securities CEO and Managing Director, Firstmark Capital (F, K, A Pequot Ventures) Current
Findcarenow, Inc. Managing Director of Pequot Capital Management Current
Firstmark Capital, LLC Managing Director Current
Firstmark Corp. Founder Current
Superior Access Insurance Services Chairman of the Board Current
Corporate Governance Board of Directors Current
Restricted Securities Board of Directors Current
Swingtide, Inc. Board of Directors Current
Findcarenow, Inc. Board of Directors Current
US Search.com Inc. Director Current
Restricted Stock Partners Board of Directors Current
Health Plan One LLC Board of Directors Current
Haley Systems, Inc. Board of Directors Current
Duck Creek Technologies, Inc. Board of Directors Current
Green Drake Capital Corp Board of Directors Current
Outlooksoft Corporation Director Current
First Advantage Corporation Director Current
Elance, Inc. Director Current
Elance Board of Directors Current
Saba Software Inc. Board of Directors Current
Restricted Stock Partners Managing Director Former
Swingtide, Inc. Chairman, Swingtide and Managing Director, Pequot Ventures Former
Firstmark Capital, LLC Founder Former
Pequot Ventures Founder Former
Pequot Capital Management Inc. Founder Former
Restricted Stock Partners Founder Former
Pequot Ventures Managing Partner Former
International Business Machines Corporation Operational Positions Former
Broadview Associates, Ltd Principal Former
Cisco Systems, Inc. Former
Superior Access Insurance Services Board of Directors Former
Wharton School, University of Pennsylvania M.B.A. Former
Duke University M.B.A. Former
Wharton Graduate School of the University of Pennsylvania MBA Former
Duke University B.S. In Electrical Engineering Former
First Advantage Corporation member Former

Organization Position Status
Pequot Capital Management Inc. Managing Director Current

Organization Position Status
Pequot Capital Management Inc. Managing Director Current
Pequot Ventures Managing Director Current
Analex Corporation Board of Directors Current
Irvine Sensors Corporation Director Current
Analex Corporation Director Current
Skyonline, Inc. Director Current
Pequot Ventures Member Former
Broadview International LLC Research Analyst Former
Geocapital Partners LLC Former
Analex Corporation Investor Former
Yale University B.A Former

Organization Position Status
Pequot Capital Management Inc. Managing Director Current
Prestwick Pharmaceuticals, Inc General Partner, Vivo Ventures Current
Tenex Greenhouse Ventures Operating Committee Current
Horizon Therapeutics, Inc. Board of Directors Current
Raven Biotechnologies, Inc. Board of Directors Current
Threshold Pharmaceuticals, Inc. Board of Directors Current
Diobex, Inc Board of Directors Current
Codexis, Inc. Board of Directors Current
Map Pharmaceuticals, Inc. Board of Directors Current
Sequenom, Inc. Board of Directors Current
Urigen Pharmaceuticals, Inc. Board of Directors Current
Corcept Therapeutics Incorporated Member of the Board of Directors Current
Biocatalytics, Inc. Board of Directors Current
Urigen Pharmaceuticals, Inc. Cfo Former
Boehringer Mannheim Corporation Senior Vice President Former
Urigen Pharmaceuticals, Inc. Senior Vice President, Corporate Development Former
PaineWebber, Inc. Vice President Former
Pequot Ventures Managing Director Former
Pequot Ventures General Partner Former
Sandoz Strategic Planning and Business Development Former
Pequot Capital Management Inc. Principal Former
Centocor, Inc. Former
Alkermes, Inc. Former
Cephalon, Inc. Former
Boehringer Mannheim Former
Amgen Inc. Former
Genentech, Inc. Former
Stanford University M.B.A. Former
Wharton School, University of Pennsylvania M.B.A Former
Stanford University B.S. In Biological Sciences Former

Organization Position Status
Pequot Capital Management Inc. Managing Director Current
Electronic Game Card, Inc. Director The Lord Steinberg, Executive Chairman Current
Aduromed Corporation Board of Directors Current
Electronic Game Card, Inc. Director Current
Goldman, Sachs & Co. Chief Investment Officer Former
WR Capital Partners, LLC Partner Former
Yale University M.A. In Economics Former
Yale University B.A. Former

Organization Position Status
Pequot Capital Management Inc. Venture Partner Current
Stubhub, Inc. Director Current
Software Developers CEO Former
MapInfo Corporation Chief Operating Officer Former
Prime Computer, Inc. Vice President of Marketing Former
Boston University MBA Former
University of Massachusetts at Boston BA in Political Science and Psychology Former

Organization Position Status
Pequot Capital Management Inc. Vice Chairman & Director, Business Development Current
Pequot Capital Management Inc. Vice Chairman & Director, Business Development Former

Organization Position Status
Pequot Capital Management Inc. Director, Marketing Current
Pequot Capital Management Inc. Director, Marketing Former

Organization Position Status
Pequot Capital Management Inc. Associate Current
Pequot Ventures Associate Current
Outlooksoft Corporation Vice President of Sales Former
Outlooksoft Corporation Corporate Performance Management Solutions Former
Colgate University B.A. In Political Science. Former

Carolyn Trabuco is a Principal of Pequot Capital Management responsible for covering the basic materials and Latin America sectors for the core global strategy; she joined the firm in 2002. Previously, Ms. Trabuco was a Senior Vice President at First Union Securities, responsible for analysis of the Internet, new media and wireless sectors. Prior to this role, she was a Vice President in equity research at Montgomery Securities covering wireless services. Before Montgomery, Ms. Trabuco was an analyst with Lehman Brothers and before that a Research Associate at Fidelity Investments. Ms. Trabuco graduated with a B.A. in Art History from Georgetown University.

Organization Position Status
Pequot Capital Management Inc. Principal Current
Worldfund Board of Directors Current
First Union Securities Senior Vice President Former
Montgomery Securities Vice President Former

Organization Position Status
Pequot Capital Management Inc. Principal Current
Pequot Ventures Principal, Information Technology Current
Recordant Inc. Principal Current
Blazent, Inc. Director Current
Duck Creek Technologies, Inc. Board of Directors Current
Recordant Inc. Director Current
Klocwork, Inc. Board of Directors Current
The Goldman Sachs Group, Inc. Associate Former
Goldman, Sachs & Co. Associate Former
Stanford Graduate School of Business M.B.A Former
Dartmouth College A.B. In Economics Former

Organization Position Status
Pequot Capital Management Inc. Associate Current
Sg Cowen & Co., LLC Analyst Former
Trinity College B.A Former

Jim is a Principal at Pequot Capital Management, Inc. Previously, he was a founder and Executive Vice President of Corporate Development of Cheyenne Software. Jim has served as Executive Vice President of USWeb, Director of Advanced Products for AST Research and Software Development Manager for Lucasfilm Ltd.

Organization Position Status
Pequot Capital Management Inc. Principal Current
Kyounglee Imaging Chairman of the Board Current
Cheyenne Software Executive Vice President of Corporate Development Former
US Web Incorporated Executive Vice President Former
Cheyenne Software Founder Former

Organization Position Status
Pequot Capital Management Inc. General Counsel Current

Organization Position Status
Pequot Capital Management Inc. Senior Associate Current
SG Cowen Securities Corporation Equity Research Associate Former
University of Delaware B.S. in Electrical Engineering Former

Organization Position Status
Pequot Capital Management Inc. Associate Current
Merrill Lynch & Co., Inc. Global Markets & Investment Banking group Former
Ropers Majeski Kohn Bentley Llp * Former

Organization Position Status
Pequot Capital Management Inc. Senior Associate Current
Goizueta Business School at Emory University B.B.A. Former

Executive News

  • TraceLink Inc. Acquires SupplyScape Corporation; Plans Growth in Pharmaceutical Traceability Business

    PRWeb - 9/06/09 - View Story

  • Meriwether Said to Close Hedge Fund

    New York Times - 7/08/09 - View Story

  • Wien of Pequot Speaks Out on His Firm's Closing

    New York Times - 7/07/09 - View Story

  • Pequot Strategist Defends Defunct Company's Founder-NYT

    CNN Money - 7/06/09 - View Story

  • Pequot's Wien Speaks Out on His Firm's Closure

    New York Times - 7/06/09 - View Story

  • Pacific Corp Group Endorses Cuomo Code, Partners Return $2 Million

    Morningstar.com - 7/01/09 - View Story

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