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- Understanding The Implications For Information And Records Management
- SOX will likely have a substantial on-going impact as public companies seek to build and maintain compliant systems. SOX has and will continue to have a direct impact on the role and profile of information and records management within public corporations and beyond. Executives need to view their records management...
- White papers 2003-01-01
- The Sarbanes-Oxley Act: Understanding the Implications for Information and Records Management
- Compliance with SOX relies on a foundation of information and records management practices that ensure the trustworthiness and accuracy of business. It is critical then, that companies understand how SOX impacts information and records management practices. This report examines the impact of SOX on this area and explores ways that...
- White papers 2004-09-01
- Records Management and the Sarbanes-Oxley Act
- This white paper reviews the reforms SOX makes to existing laws and its new compliance requirements as they pertain to record management. Certain provisions of SOX specifically address or refer to recordkeeping requirements; as a result, the implications of SOX in the area of records management are expected to be...
- White papers 2005-02-01
- Sarbanes-Oxley: A Review of Its Records Management Implications
- Public companies are now intimately familiar with Sarbanes-Oxley and its mandates for clear financial controls and better corporate governance. Sarbanes-Oxley also implicitly mandates that public companies have consistent, credible records management processes. But what specifically are the record management implications of the act? This paper presents a review of both...
- White papers
- Sarbanes-Oxley: Records Management Implications for Public Companies and Their Auditors
- The Sarbanes-Oxley Act was passed by Congress on July 30, 2002 to implement changes in federal securities regulation, corporate governance, and the regulation of auditors. This far-reaching legislation was in response to the flurry of accounting scandals beginning, most notably, with the Enron/Andersen debacle. This paper is intended as a...
- White papers
- What Does Sarbanes-Oxley Mean for Records Management?
- An enterprise-wide records management program - for paper, e-mail and electronic records - is an essential part of the sound financial controls and internal policies and procedures a company needs to prove compliance with Sarbanes-Oxley. Failure to produce requested records can lead to senior executives being held personally accountable for...
- White papers 2004-08-20
Additional Resources
- University of Alberta Increases Timely Access to Information with Stellent Universal Content Management
- EDEN PRAIRIE, Minn. -- Leading Canadian public university leverages Stellent technology to manage policies and procedures, and more than 32,000 building drawings and related infrastructure records
- Research articles 2004-07-19
- Observing Health and Safety at Work
- Regardless of size, all businesses have a legal responsibility to protect the health and safety of their employees and visitors to their workplaces and offices, and a range of federal and state laws exist to ensure that responsibility is met. This article explains the main steps you must take for...
- Articles 2007-06-26
- The State Of Quality Auditing
- From the executive summary: ‘Management is responsible for maintaining a system of internal accounting controls to provide reasonable assurance that the records reflect the transactions of a company and that the established policies and procedures are carefully followed. Perhaps, the most important feature in the system of control is that...
- White papers 2001-03-01
- The Purpose Of Human Resources
- Human Resource concepts and techniques can be valuable to all managers as long as they are structured and implemented correctly. HR is responsible for a variety of activities such as staffing needs, hiring employees, employment verification, recruiting, guiding managers with performance issues, and ensuring personnel and management practices conform to...
- White papers 2008-03-28
- Why Businesses Need "Non-Market Strategies"
- Stanford's Neil Malhotra focuses on business ethics and non-market strategies. In the last two weeks, we've discussed the origin and structure of Stanford's ethics course as well as Malhotra's view that ethics needs to be viewed as an integral part of corporate strategy. Today, we'll hear...
- Blog posts 2009-07-08
- Self-Regulation or Government Mandates? Darden Green Guru Weighs In
- Darden's Michael Lenox is an authority on innovation strategies. Â He heads the school's Batten Institute, which examines the impact of innovation in improving key sectors of the economy. Today and next week, we'll hear Lenox's views on business and the environment. BNET: You've examined how firms "self-regulate"...
- Blog posts 2009-07-29
- SEC Adopts Internal Control Rules
- The Securities and Exchange Commission SEC voted to adopt rules implementing the requirements of Section 404 of the Sarbanes-Oxley Act SOX of 2002,which requires management to report on internal control over financial reporting. The SEC has defined the term "internal control over financial reporting" to mean: "a process . ....
- White papers 2003-01-01
- Registered Nurse
- The Registered Nurse job description template includes the following job summary: Under general supervision, plans, directs, and evaluates total nursing care and functions in one unit on a particular shift, in accordance with established philosophy .Responsible for orientation, training, and management of personnel. Relates effectively with other shifts for continuity...
- Tools & templates 2009-11-01
- How to Get Started with Getting Things Done
- David Allen's Getting Things Done time-management system is based on some pretty esoteric concepts ("knowledge work," "distributed cognition," the "ready state" of martial arts, and so on), but in actual practice it's cheap and very much do-it-yourself. Clear the Decks GOAL: Record all your...
- Articles 2007-02-08
- Disaster Recovery Guidelines
- A business recovery plan has many descriptive names: disaster management plan, disaster recovery plan, emergency preparedness plan, contingency plan, business resumption plan, or disaster contingency plan. For simplicity -- and because it is the term that regulations use -- the term "contingency plan" is used throughout this material. Developing a...
- White papers 2003-02-18
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