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- SEC Adopts Safe Harbor for Research and Development
- The Securities and Exchange Commission SEC recently adopted a new rule under the Investment Company Act of 1940 Act to provide a nonexclusive safe harbor from the definition of investment company for certain research and development companies (R The Securities and Exchange Commission SEC recently...
- Research articles 2003-08-05
- SEC Rule Provides Safe Harbor Under Investment Company Act for Research and Development Companies
- Article by Gordon H. Hayes, Jr., Jocelyn M. Arel, Mitchell S. Bloom, Jeffrey M. Held Article by Gordon H. Hayes, Jr., Jocelyn M. Arel, Mitchell S. Bloom, Jeffrey M. Held
- Research articles 2003-09-18
- SEC Adopts Safe Harbor for Research and Development Companies Under The Investment Company Act
- The article provides information about Rule 3a-8 which is particularly relevant for many biotechnology and other technology companies given it offers those companies qualifying as R&D Companies a new nonexclusive safe harbor from the regulatory requirements of the Act. Companies that raise significant amounts of capital invest the proceeds and...
- White papers 2003-08-01
- SEC Creates Safe Harbor for R&D Companies Under the Investment Company Act
- By David S. Rosenthal, Martin Nussbaum and Catherine Schultz By David S. Rosenthal, Martin Nussbaum and Catherine Schultz
- Research articles 2003-07-29
Additional Resources
- SEC Implements Internal Control Provisions Of Sarbanes-Oxley Act; Adopts Investment Company R&D Safe Harbor
- The Securities and Exchange Commission's has voted to adopt rules concerning management's report on internal control over financial reporting and certification of disclosures in Exchange Act periodic reports. The Commission also consider to adopt new Rule 3a-8 under the Investment Company Act to provide a nonexclusive safe harbor from the...
- White papers 2003-01-22
- Sepracor Inc. Q2 2006 Earnings Conference Call Transcript (SEPR)
- Earnings Call Excerpt Sepracor, Inc., SEPR Q2 2006 Earnings Conference Call July 21, 2006, 8:30 a.m. EST Executives: Timothy Barberich, Chairman of the Board, Chief Executive Officer William Jim O’Shea, President, Chief Operating Officer Mark Corrigan, Executive Vice President of Research and...
- Earnings calls 2006-07-21
- Sepracor Q4 2005 Earnings Conference Call Transcript (SEPR)
- Earnings Call Excerpt Sepracor SEPR Q4 and Year End 2005 Earnings Conference Call January 31st 2006, 8:30 AM Executives: Timothy Barberich, Chairman, Chief Executive Officer Jonae Barnes, Vice President, Investor Relations and Corporate Communications David Southwell, EVP, Chief Financial Officer W....
- Earnings calls 2006-02-04
- Albemarle Corp. Q3 2007 Earnings Call Transcript
- Question-and-Answer SessionOperator [Operator Instructions]. Your first question comes from the line of P.J. Juvekar from Citi please proceed. P.J. Juvekar - Citigroup Yes, Hi good morning. Richard J. Diemer, Jr. - Senior Vice President and Chief Financial Officer Hi good morning P.J. ...
- Earnings calls 2007-10-24
- Biogen Idec Inc., Q2 2009 Earnings Call Transcript
- Earnings Call ExcerptBiogen Idec Inc. BIIB Q2 2009 Earnings Call July 16, 2009 8:30 am ET Executives James C. Mullen - Chief Executive Officer Dr. Al Sandrock - Senior Vice President, Neurology R&D Robert Hamm - Chief Operating Officer Paul J. Clancy - Chief Financial Officer and Executive Vice...
- Earnings calls 2009-07-16
- Phoenix Footwear Group, Inc. Q2 2008 Earnings Call Transcript
- Earnings Call ExcerptPhoenix Footwear Group, Inc. PXG Q2 2008 Earnings Call August 12, 2008 4:30 pm ET Executives Andrew Greenbaum – Investor Relations – ICR, Inc. James R. Riedman – Chairman Cathy B. Taylor – President and Chief Executive Officer Scott Sporrer – Interim Chief Financial Officer...
- Earnings calls 2008-08-18
- Waste Services Inc., 3rd Quarter 2008 Earnings Call Transcript
- Earnings Call ExcerptWaste Services Inc. WSII Q3 2008 Earnings Call October 22, 2008 10:00 a.m. ET Executives Ivan R. Cairns – Executive Vice President & General Counsel David Sutherland-Yoest – President, Chief Executive Officer, Director Edwin D. Johnson – Chief Financial Officer & Executive Vice President William P....
- Earnings calls 2008-10-22
- Monsanto Company Q2 2006 Earnings Conference Call Transcript (MON)
- Earnings Call Excerpt Monsanto Company MON Q2 2006 Earnings Conference Call April 5th 2006, 9:00 AM Executives: Hugh Grant, Chairman and CEO Terrell K. Crews, CFO Carl M. Casale, Executive Vice President of North American Commercial Operation Scarlett Lee Foster, Vice...
- Earnings calls 2006-04-06
- Teva Pharmaceutical Industries Ltd. Q1 2006 Earnings Conference Call Transcript (TEVA)
- Earnings Call Excerpt Teva Pharmaceutical Industries Ltd. TEVA Q1 2006 Earnings Conference Call May 10, 2006, 8:30am Eastern Executives Israel Makov, President and Chief Executive Officer Moshe Manor, Group vice President, Global Innovative Resources Dan Suesskind, CFO William Marth,...
- Earnings calls 2006-05-10
- WMS Industries Inc. F3Q08 (Qtr End 03/31/08) Earnings Call Transcript
- Earnings Call ExcerptWMS Industries Inc. WMS F3Q08 Earnings Call May 7, 2008 8:45 am ET Executives William Pfund – Vice President, Investor Relations Brian R. Gamache – President and Chief Executive Officer Orrin J. Edidin – Executive Vice President and Chief Operating Officer Scott D. Schweinfurth – Executive Vice...
- Earnings calls 2008-05-27
- RF Monolithics, Inc. F2Q08 Update Call Transcript
- Earnings Call ExcerptRF Monolithics, Inc. RFMI F2Q08 Update Call March 20, 2008 5:00 pm ET Executives Carol Bivings-Investor Relations Director Michael R. Bernique-Chairman of the Board David M. Kirk – President and CEO James P. Farley- Vice President and Controller Harley E. "Buddy?...
- Earnings calls 2008-03-20
- Sanmina-SCI Corp F4Q07 (Qtr End 9/29/07) Earnings Call Transcript
- Earnings Call Excerpt Sanmina-SCI Corporation SANM Q4 2007 Earnings Call October 30, 2007 5:00 pm ET Executives Jure Sola – Chairman & Chief Executive Officer Joseph R. Bronson – President & Chief Operating Officer David L. White – Chief Financial Officer & Executive Vice President - Finance Analysts Steven...
- Earnings calls 2007-10-30
- Full Transcript of Fiserv’s 3Q05 Conference Call — Prepared Remarks (FISV)
- Earnings Call ExcerptHere’s the entire text of the prepared remarks from Fiserv’s (ticker: FISV) Q3 2005 conference call. The Q&A is here. We recognize that this transcript may contain inaccuracies - if you find any, please post a comment below and we’ll incorporate your corrections. And please note: this...
- Earnings calls 2005-11-09
- EnPro Industries Inc. Q3 2008 Earnings Call Transcript
- Earnings Call ExcerptEnPro Industries Inc. NPO Q3 2008 Earnings Call October 30, 2008 9:00 am ET Executives William Dries - Chief Financial Officer and Sr. VP Stephen Macadam - Chief Operating Officer Richard L. Magee - Sr. VP, Sec. and Gen. Counsel Donald G. Pomeroy II - Principal...
- Earnings calls 2008-10-30
- Sanmina-SCI Corporation F3Q08 (Qtr End 06/28/08) Earnings Call Transcript
- Earnings Call ExcerptSanmina-SCI Corporation F3Q08 Earnings Call July 23, 2008 8:00 pm ET Executives Jure Sola – Chairman of the Board & Chief Executive Officer David L. White – Executive Vice President – Finance & Chief Financial Officer Joseph R. Bronson – President & Chief Operating Officer ...
- Earnings calls 2008-07-29
- Capstone Turbine Corporation F4Q08 (Qtr End 03/31/08) Earnings Call Transcript
- Earnings Call Excerpt Capstone Turbine Corporation CPST F4Q08 Earnings Call June 12, 2008 4:45 pm ET Executives Darren R. Jamison - President and Chief Executive Officer Ed Reich - Executive Vice-President and Chief Financial Officer Mark Gilbreth - Executive Vice President and Chief Technology Officer James D....
- Earnings calls 2008-06-12
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