Resources
BNET Resources
- sort by:
- Relevance
- Date
- Popularity
- NYSE Suspends $1 Stock Price Minimum
- Ray Pellecchia submits: As I'm sure you have seen by now, the NYSE has decided to temporarily suspend the $1 price minimum requirement and extend the temporary change in market cap minimum from $25M to $15M for listed companies. We received approval from the SEC yesterday and both will be...
- External links 2009-02-28
- Spin-Offs and When-Issued Trading
- Ray Pellecchia submits: From Scott Cutler: Yesterday marked the first day of “when issued” trading for Time Warner Inc.’s TWX spin-off distribution of its ownership interest of Time Warner Cable Inc. TWC. Unlike an initial public offering, a spin is unique because the market has the ability to get an...
- External links 2009-03-11
- Recent IPOs and a Changing Market
- Ray Pellecchia submits: Everybody was watching this week to see if the IPO market could get some legs again. The successful debuts of Bridgepoint Education BPI and Rosetta Stone RST on NYSE Euronext effectively doubled the number of IPOs we have seen in the market this year and will...
- External links 2009-04-17
- Inching Toward Dark Pool Reporting
- Ray Pellecchia submits: Both Traders Magazine and the Wall Street Journal's MarketBeat blog reported Friday afternoon that Goldman Sachs GS Electronic Trading will begin reporting volume executed on its dark pool based on single-counted matched executions. So there is some movement concerning one of the SEC's expressed concerns, namely the...
- External links 2009-06-28
- NYSE Euronext on Its Trading Floor Upgrades
- Ray Pellecchia submits: In the above video, CNBC's Bob Pisani speaks with Jonathan Corpina, senior managing partner of Meridien Equity Partners Inc., and Lou Pastina, NYSE Euronext's executive VP in charge of NYSE Operations. by Ray Pellecchia
- External links 2009-07-28
- How the NYSE Trading Floor Prevented a Big, Erroneous Trade Today
- Ray Pellecchia submits: Now and then, I talk about how having market professionals interact on a physical trading floor as well as interacting electronically not only helps price discovery but also provides a needed check against trading errors. A perfect example of this occurred this morning. My...
- External links 2009-08-18
- Regulation Needs to Be Smarter, Not More Heavy-Handed - Niederauer
- Ray Pellecchia submits: "In June, the Obama Administration proposed a new regulatory framework for financial markets that should have kicked off a vigorous debate over the future of financial regulation. Yet, until the President's recent Wall Street speech, the sense of urgency to pursue reform seemed to...
- External links 2009-09-28
Additional Resources
- Should the SROs Do More?
- The SEC wants self-regulatory organi zations to implement most trading rule changes, a move that drew mixed reactions from some industry groups. "We commend the SEC for addressing this important issue," said New York Stock Exchange spokesman Ray Pellecchia. He declined further comment because the NYSE is drafting a...
- Research articles 2001-04-01
- The Two IPOs of the Century?
- The New York Stock Exchange is looking to go public, a move that comes just a few weeks after Nasdaq said it might do the same thing. Asked about these reports, a Big Board spokesman Ray Pellecchia said the exchange had no comment. ...
- Research articles 1999-08-01
- Should the SROs Do More?
- The SEC wants self-regulatory organi zations to implement most trading rule changes, a move that drew mixed reactions from some industry groups. "We commend the SEC for addressing this important issue," said New York Stock Exchange spokesman Ray Pellecchia. He declined further comment...
- Research articles 2001-04-01
- US poised to bring more insider trading cases
- By Svea Herbst-Bayliss and Rachelle Younglai of Reuters BOSTON/WASHINGTON - Fresh from laying charges in the largest hedge fund insider trading case in history, US federal investigators are poised to bring further "significant" cases. The targets will include financial professionals also involved in insider trading, a source familiar with the...
- News items 2009-10-19
- U.S. Eyes More Insider Trading Cases
- By Svea Herbst-Bayliss and Rachelle Younglai BOSTON/WASHINGTON (Reuters UK) - Fresh from laying charges in the largest hedge fund insider trading case in history, U.S. federal investigators are poised to bring further "significant" cases. The targets will include financial professionals also involved in insider trading, a source familiar with the...
- News items 2009-10-20
- << Previous
- page 1 of 1
- Next >>
Presented by American Express