Raymond James Financial Inc. (RJF) is in the Financial Services Industry

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• State Officials Probing Auction-rate Market

  By Karen Pierog CHICAGO (Reuters) - New York's attorney general and securities regulators in several U.S. states are probing auction-rate securities and the role Wall Street firms had in enticing investors into the troubled $330 billion market. New York Attorney General Andrew Cuomo's...

  News items 2008-04-17

  Tags: subpoena, attorney general, UBS AG, Massachusetts, investor, Merrill Lynch & Co. Inc., Chicago, New York, security, bank, Thomson Reuters Corp., C, phone

• New York AG Probes Auction Rate Markets: Sources

  By Joseph A. Giannone NEW YORK (Reuters) - New York Attorney General Andrew Cuomo this week launched a sweeping investigation of the $330 billion auction rate securities market, sending subpoenas to 18 banks and brokerages, people familiar with the investigation said on ...

  News items 2008-04-17

  Tags: Financial services, Financial accounting, subpoena, auction, UBS AG, brokerage, Bank of America Corp., Citigroup Inc., attorney general, Merrill Lynch & Co. Inc., bank, investor, New York, investment, interest rate, security, bond, financing, Thomson Reuters Corp., C, tax, ag

• Raymond James Financial Experiences Growth, Agility Using Family Of HP Servers

  The financial services industry is among the most intensely scrutinized and heavily regulated sectors of the American economy. At Raymond James Financial, IT has long played a critical role in the company's performance. The challenge for the company was to: Provide high-availability systems for trade processing; Integrate legacy applications to...

  Case studies 2005-07-01

  Tags: Servers, Utility computing, Raymond James Financial Inc., HP Server, HP Compaq ProLiant, Hewlett-Packard Co., back-office, financial service, server, 64-bit, hardware, performance, information technology, industry

• Take My Advice

  From the executive summary: ‘Investment advisors are becoming important players in the 401(k) marketplace. They may be Registered Investment Advisors (RIAs), who often work under a fee-for-service arrangement, or brokers marketed as investment advisors, who typically receive a commission based on sales of investment products. The fee-for-service charge often ranges...

  White papers 2003-08-20

  Tags: 401(k), Retirement plans, Sales force management, Raymond James Financial Inc., 401(k) plan, commission, sales

• Raymond James Financial, Inc.: Annual Meeting 2003

  The Board of Directors of Raymond James Financial, Inc. for the Annual Meeting of Shareholders to be held on February 13, 2003 at 4:30 p.m. the agenda for the meeting includes to ratify Incentive Compensation Criteria for certain of the Company's executive officer, to adopt the Raymond James Financial and...

  White papers 2003-02-01

  Tags: Sales force management, Raymond James Financial Inc., incentive based compensation, payroll, incentive, shareholder

• Annual Report of Raymond James Financial for the Year 2002

  This annual report is of Raymond James Financial for the year 2002. Raymond James Financial is a diversified financial services holding company whose subsidiaries engage primarily in investment and financial planning. The major points that are mentioned in the report are: revenues for the 2002 fiscal year declined 9% from...

  White papers 2003-01-01

  Tags: Financial accounting, Financial services, Investment, Raymond James Financial Inc., fixed income, financial planning, financial service, financial, commission, equity

• Meeting Of Shareholders: Raymond James Financial, Inc.

  "This proxy statement is furnished in connection with the solicitation of proxies on behalf of the Board of Directors of Raymond James Financial, Inc. (the ""Company"") for the Annual Meeting of Shareholders to be held on February 13, 2003 at 4:30 p.m., or any adjournment thereof. The Proxy Statement...

  White papers 2003-01-01

  Tags: Sales force management, Raymond James Financial Inc., incentive based compensation, shareholder, incentive, payroll, compensation

Additional Resources

• Raymond James Financial Services moves to new location in Norman

  B.J. Cowan, branch manager of Raymond James Financial Services in Norman moved his office from Brookhaven Village to 3101 W. Tecumseh, Ste. 201, Norman. Cowan specializes in holistic financial planning strategies for high net worth families...

  Articles 2008-05-05

• BellwetherReport.com Initiates Analyst Coverage on SAF, RJF, KGC and IFX

  BellwetherReport.com is the leading onlinefinancial newsletter for investors seeking top independent and unbiasedresearch. Investors seeking free and unbiased analyst opinions on thecompanies mentioned in this release are encouraged to sign up to www.bellwetherreport.com for a free subscription to access these reports.Today, we have scheduled interviews with a number of...

  Articles 2008-04-23

• Aaron Werner Joins Stonnington Group

  Wealth Advisor Builds Team of Expert Advisors LOS ANGELES -- The Stonnington Group LLC, a premier wealth management firm, today announced that Aaron Werner has joined the firm as an Investment Advisor. Werner provides general investment advice and portfolio strategy for individual investors. He also performs ongoing due...

  Articles 2008-04-10

• Girard Gibbs LLP Announces Class Action Lawsuit Filed Against Raymond James Financial Inc

  SAN FRANCISCO -- The law firm of Girard Gibbs LLP (http://www.girardgibbs.com) announces that it is has filed a class action lawsuit on behalf of persons who purchased Auction Rate Securities from Raymond James Financial Inc. (NYSE:RJF), Raymond James & Associates, Inc., and Raymond James Financial Services, Inc., between April 8,...

  Articles 2008-04-08

• First Farmers Bank & Trust Wealth Management Division Receives Award

  CONVERSE, Ind., March 7 /PRNewswire/ -- First Farmers Bank & Trust is pleased to announce that its Wealth Management Division was the recipient of the 2007 Raymond James Achievement Award. The group was recognized by Raymond James Financial Services of St. Petersburg, FL for portfolio percentage increases in "Average...

  Articles 2008-03-07

• Raymond James Financial Taps BlueThread Technologies for Automation of Key Business Processes on SharePoint Platform

  ANN ARBOR, Mich., Feb. 27 /PRNewswire-FirstCall/ -- Raymond James Financial, Inc. recently selected BlueThread Technologies, Inc., a rapidly growing provider of Microsoft SharePoint-based Enterprise Content Management (ECM) solutions for the financial services industry, for a key project to enhance several paper-based processes including opening new accounts. Raymond James...

  Articles 2008-02-27

• QNB Corp. Increases Dividend for Thirteenth Consecutive Year

  QUAKERTOWN, Pa., Feb. 19 /PRNewswire-FirstCall/ -- The Board of Directors of QNB Corp. (BULLETIN BOARD: QNBC) , parent company of QNB Bank, at their meeting on February 19, 2008 declared a quarterly cash dividend of $.23 per share. The dividend represents a 4.5% increase over the same period...

  Articles 2008-02-19

• H. William Habermeyer and William J. Madia Join USEC Inc. Board of Directors

  BETHESDA, Md. -- USEC Inc.'s (NYSE:USU) board of directors today elected former Progress Energy executive H. William Habermeyer and former Battelle Memorial Institute executive William J. Madia to the board effective immediately. The addition of Habermeyer and Madia increases the size of the board from eight to 10 members. ...

  Articles 2008-02-08

• HONORS

  Sue Dukeman, financial adviser with Raymond James Financial Services Inc., located at Monroe Bank, Bloomington, has successfully completed certification in long-term care...

  Articles 2008-02-01

• Raymond James Deploys Orchestria to Maintain Compliance Objectives and Prevent Data Loss

  Lowers compliance burden, mitigates risk for Raymond James Branch Managers and Financial Advisors NEW YORK -- Orchestria, the leader in the rapidly growing Electronic Control software category, today announced that financial services firm Raymond James Financial, Inc. (NYSE: RJF) has purchased and deployed the Orchestria Intelligent Compliance(TM) suite....

  Articles 2008-01-29

• Boston, MA -- Form4Oracle: Insider Trading Report: Raymond James Financial Inc (RJF).

  M2 PRESSWIRE-29 January 2008-Form 4 Oracle: Boston, MA -- Form4Oracle: Insider Trading Report: Raymond James Financial Inc (RJF)(C)1994-2008 M2 COMMUNICATIONS LTD RDATE:29012008 Several insiders at Raymond James Financial Inc (RJF) have reported buying more than $2.71M today as the...

  Articles 2008-01-29

• Finance firm takes 40,000 s/f in 2 Vornado towers

  Raymond James Financial, Inc., a financial services firm headquartered in St. Petersburg, Fla., is relocating and expanding its New York-based capital markets and fixed income groups into 39,488 s/f in two Midtown towers. The firm's New York capital markets group will occupy 32,522 s/f on the 4th floor...

  Articles 2007-10-31

• RJFS TO ROLL OUT ITS OWN DEFERRED-COMP PACKAGE

  Raymond James' INDEPENDENT-contracting division has launched what appears to be the first company-funded, deferred-compensation package for independent reps. The bonus-expected to go live in November-will pay them 1% to 10% of their annual revenues. Raymond James' board of directors is slated to vote on the plan later this...

  Articles 2007-08-01