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- Records Management and the Sarbanes-Oxley Act
- This white paper reviews the reforms SOX makes to existing laws and its new compliance requirements as they pertain to record management. Certain provisions of SOX specifically address or refer to recordkeeping requirements; as a result, the implications of SOX in the area of records management are expected to be...
- White papers 2005-02-01
- The Sarbanes-Oxley Act: Understanding the Implications for Information and Records Management
- Compliance with SOX relies on a foundation of information and records management practices that ensure the trustworthiness and accuracy of business. It is critical then, that companies understand how SOX impacts information and records management practices. This report examines the impact of SOX on this area and explores ways that...
- White papers 2004-09-01
- Understanding The Implications For Information And Records Management
- SOX will likely have a substantial on-going impact as public companies seek to build and maintain compliant systems. SOX has and will continue to have a direct impact on the role and profile of information and records management within public corporations and beyond. Executives need to view their records management...
- White papers 2003-01-01
- Sarbanes-Oxley: A Review of Its Records Management Implications
- Public companies are now intimately familiar with Sarbanes-Oxley and its mandates for clear financial controls and better corporate governance. Sarbanes-Oxley also implicitly mandates that public companies have consistent, credible records management processes. But what specifically are the record management implications of the act? This paper presents a review of both...
- White papers
- Sarbanes-Oxley: Records Management Implications for Public Companies and Their Auditors
- The Sarbanes-Oxley Act was passed by Congress on July 30, 2002 to implement changes in federal securities regulation, corporate governance, and the regulation of auditors. This far-reaching legislation was in response to the flurry of accounting scandals beginning, most notably, with the Enron/Andersen debacle. This paper is intended as a...
- White papers
- What Does Sarbanes-Oxley Mean for Records Management?
- An enterprise-wide records management program - for paper, e-mail and electronic records - is an essential part of the sound financial controls and internal policies and procedures a company needs to prove compliance with Sarbanes-Oxley. Failure to produce requested records can lead to senior executives being held personally accountable for...
- White papers 2004-08-20
Additional Resources
- Regulatory Compliance and the Role of Today's CIO
- With a growing body of legislation dictating how enterprises may create, use, share, and retain electronic records, CIOs must develop data storage and management strategies that meet regulatory compliance and support their organizations' overall business goals. Fortunately, these objectives are not mutually exclusive. Download this Special Report from Kahn Consulting...
- White papers 2005-02-01
- Navigating the Regulatory Straits of Records Management in the Financial Markets Industry: Creating and Implementing an Effective Records Management Strategy
- Financial markets firms are obliged to capture and store records for each business transaction. Market pressures are growing for effective solutions. Although seemingly simple, records management and preservation is affected by countless - sometimes conflicting - internal, external and regulatory requirements. Firms relying on traditional methods may fall behind competitors...
- White papers 2005-07-01
- BISYS® Regulatory Consulting and Feith Systems Partner for Regulatory Compliance and Records Management Solution; Consulting and Technology Alliance Enables Broker/Dealer and Advisory Firms to Comply With Regulatory and Legislative Mandates
- ROSELAND, N.J. -- BISYS, a leading provider of outsourcing solutions for the financial services sector, today announced a partnership with Feith Systems to provide broker / dealer and advisory firms with a total regulatory compliance and records management solution. "BISYS Regulatory and Consulting Services provides our clients with the...
- Research articles 2006-03-28
- CA Receives `Strong Positive' Rating in Leading Analyst Firm's Records Management MarketScope Report
- ISLANDIA, N.Y. -- CA, Inc. (NASDAQ: CA) today announced that CA Records Manager received a "Strong Positive"--the highest possible rating--in Gartner's 2008 "MarketScope for Records Management."* CA was one of 11 vendors evaluated in the report. CA Records Manager, part of CA's comprehensive Information Governance solution, automates record-keeping processes to...
- Research articles 2008-05-27
- White Paper Outlines How LTO Ultrium WORM Tape Technology Can Help Address Regulatory Compliance
- PALO ALTO, Calif. -- HP, IBM Corporation and Quantum Corporation, the three technology provider companies for the Linear Tape-Open LTO Program, today announced the availability of a white paper, authored by Cohasset Associates that assessed the functionality of the LTO Ultrium WORM (Write Once, Read Many) magnetic tape technology relative...
- Research articles 2006-02-02
- White Paper Outlines How LTO Ultrium Worm Tape Technology Can Help Address Regulatory Compliance
- PALO ALTO, Calif. -- HP, IBM Corporation and Quantum Corporation, the three technology provider companies for the Linear Tape-Open LTO Program, today announced the availability of a white paper, authored by Cohasset Associates, that assessed the functionality of the LTO Ultrium WORM (Write Once, Read Many) magnetic tape technology relative...
- Research articles 2006-02-02
- AXS-One Teams With MailFrontier to Offer Comprehensive, Policy-Based Security and Electronic Archiving Solution
- MailFrontierTM, the leader in e-mail security, and AXS-One (AMEX: AXO), a leading provider of high-performance records compliance management software solutions, today announced a partnership to offer an integrated policy-based email security and archiving solution. The solution has been optimized for organizations facing evolving privacy and regulatory compliance issues, rising...
- Research articles 2006-02-13
- Electronic records compliance management—not if, but when: innovative processes and systems are now required by financial institutions to ensure day-to-day records are managed in a way that satisfies all regulatory compliance issues
- Compliance issues loom large for board members and senior executives from financial institutions throughout Australia. New demands are being placed on organisations today as regulatory bodies, investors, shareholders, customers and employees demand greater accountability, responsibility, auditability and control of the organisation's information, processes and reporting. An increasing array of...
- Research articles 2007-04-30
- Leveraging Technology And Best Practices To Achieve Sarbanes-Oxley Compliance
- This webcast talks about leveraging technology and best practices to achieve Sarbanes-Oxley compliance. Rob Bradford shares the overview of the Sarbanes-Oxley act. Electronic Invoice Presentment and Payment EIPP is being touted as a potential vehicle to enable reporting and compliance. They discuss some enquiries regarding the availability of tools to...
- Webcasts 2003-06-26
- AXS-One Announces Technology Development and License Agreement With Sun Microsystems to Deliver End-to-End Solution for Global Regulatory Compliance and Governance Requirements
- AXS-One Inc. (AMEX: AXO), a leading provider of records compliance management software solutions, today announced a wide-ranging technology development and license agreement with Sun Microsystems, Inc. Under the terms of the agreement, Sun will license the AXS-One Compliance Platform and integrate it as a key component of the Sun Compliance...
- Research articles 2005-01-19
- Complete Business Process Management
- Business Process Management solutions providers come from one of three heritages. While all three categories of vendors lead with different strengths, enterprises must strongly consider a single framework that can integrate processes, bridge applications, deliver content, and ensure that regulatory compliance is supported through the final disposition of records. The...
- White papers 2004-01-01
- Former CEO Takes On Current Management at Oil-Driller Rowan
- "Nothing personal; just business, " C.R. Palmer, the former chairman and CEO of contract oil-driller Rowan Companies, Inc. writes about his successor, Daniel McNease. Nevertheless, he added, the message should be clear: "You're fired!" Palmer is waging an ugly fight to unseat current management at the company,...
- Blog posts 2008-05-23
- Establishing Global GMP Compliance With an Enterprise Calibration Management System
- Food and Drug Administration FDA itself has been working with industry to support new technologies for safe and cost effective compliance. Two such initiatives are the electronic records and signature rule, 21 CFR Part 11, and a new program titled "Pharmaceutical cGMPs for the 21st Century: A Risk Based Approach"....
- White papers 2003-12-02
- Gambro BCT Selects Camstar's Medical Device Suite for Global Deployment
- Regulatory Compliance, Quality, and Cost Reduction Key Factors for Blood Component Technology Company CHARLOTTE, N.C. -- Camstar, the leading provider of enterprise manufacturing execution and quality management solutions, announced today that Gambro BCT, a world leader in automated blood collections, therapeutic apheresis and cell therapy, has selected Camstar's Medical...
- Research articles 2006-10-05
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