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registered investment company

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Certification of registered investment company Annual and Semi-Annual Reports: The implementation of Section 302 of the Act is to registered investment companies by adopting new Investment Company Act Rule 30a-2. This rule requires a registered investment company that files periodic reports under Section 13(a) or 15(d) of the Exchange Act (that is, Form N-SAR) to include the certification specified...; Tags: Quality, Financial services, registered investment company, investment company, certification, Sarbanes-Oxley Act; White papers 2002-11-13
What The Sarbanes-Oxley Act Means For Registered Investment Companies: From the executive summary: ‘Many provisions of the Sarbanes-Oxley Act affect the operations of registered investment companies. The Act also imposes additional responsibilities upon investment company officers and directors. However, the provisions of the Act will be determined by interpretation of the courts and regulators. Key provisions of the Act...; Tags: Financial services, Regulations, Pepper Hamilton LLP, registered investment company, investment company, Sarbanes-Oxley Act, director; White papers 2002-11-01

Additional Resources

Cincinnati Financial Corporation Holds Shareholders' and Directors' Meetings: - Directors elected and board committees reaffirmed - Hollenbeck elevated to corporate officer CINCINNATI, May 5 /PRNewswire-FirstCall/ -- Cincinnati Financial Corporation today announced that at the company's annual meeting on May 3, 2008, shareholders elected one director for a term of two years and...; Articles 2008-05-05
Muhlenkamp & Company, Inc. Hosts Investment Seminar: WEXFORD, Pa. -- Ron Muhlenkamp, President of Muhlenkamp & Company, Inc. and Portfolio Manager of Muhlenkamp Fund (MUHLX), will host a free investment seminar on Thursday, May 8, at the Senator John Heinz Pittsburgh Regional History Center at 1212 Smallman Street in Pittsburgh. Mr. Muhlenkamp will present "Recessions: What Do...; Articles 2008-05-02
Mines Management to Present at New York and Las Vegas Investment Conferences: SPOKANE, Wash. -- MINES MANAGEMENT, INC. (AMEX:MGN) (TSX:MGT) is pleased to announce its participation in two upcoming investment conferences. The New York Hard Assets Conference, sponsored by International Investment Conferences, will be held on Monday, May 12th and Tuesday, May 13th, at the Marriott Marquis Hotel in midtown...; Articles 2008-05-02

U.S. Global Investors Announces 3Q08 Earnings Webcast: SAN ANTONIO -- U.S. Global Investors, Inc. (NASDAQ: GROW) will host a webcast on Friday, May 9, 2008, at 10 a.m. Central time to discuss the company's earnings for the quarter ended March 31, 2008. Financial data for the quarter will be released prior to the webcast. ...; Articles 2008-05-02
MFS Announces Closed-End Fund Distributions: BOSTON -- MFS Investment Management([R]) (MFS([R])) announced today monthly distributions of the following closed-end funds, all with declaration dates of May 1, 2008, ex-dividend dates of May 9, 2008, record dates of May 13, 2008, and payable dates of May 30, 2008: [TABLE OMITTED] Investors who want to...; Articles 2008-05-01
Dividend Dates and Distribution Amounts Announced for Certain BlackRock Closed-End Funds: NEW YORK -- Today, the following BlackRock closed-end funds announced distributions. Details are as follows: [TABLE OMITTED][TABLE OMITTED][TABLE OMITTED][TABLE OMITTED][TABLE OMITTED][TABLE OMITTED][TABLE OMITTED] (*)In order to comply with the requirements of Section 19 of the Investment Company Act of 1940, as amended, the funds noted posted...; Articles 2008-05-01
Archway Technology Partners Adds Sales Leadership: Archway Technology Partners, a globalprivate capital market software and operations outsourcing company,announced today that Michael Gull has joined the firm as a Senior VicePresident, Head of North American Sales. As a Senior Vice President, Mr. Gull's responsibilities will be to expandArchway's presence and market share across the private capital industries,and...; Articles 2008-05-01
Canal-Front Home Sells for $1.3 Million in Albert Burney Auction: HALLANDALE BEACH, Fla. -- A canal-front home with its own deep-water dock sold for $1.3 million Tuesday in an auction that attracted 21 registered bidders, some of whom came from as far away as Russia, Canada and Venezuela. The auction had drawn widespread attention, with 76 prospective buyers...; Articles 2008-04-30
Taiwan Greater China Fund Announces Annual Meeting Date: The Taiwan Greater China Fund (NYSE: TFC), adiversified closed-end registered investment company listed on the New YorkStock Exchange (the "Fund"), announced today that its Board of Trustees hasestablished the date for the Fund's annual meeting of shareholders asTuesday, June 24, 2008, and set the record date for the annual meeting...; Articles 2008-04-30
AtheroGenics to Present at the 2008 Morgan Stanley Global Healthcare Unplugged Conference on May 2, 2008: AtheroGenics, Inc. (NASDAQ: AGIX), apharmaceutical company focused on the treatment of chronic inflammatorydiseases, today announced its participation in the 2008 Morgan StanleyGlobal Healthcare Unplugged Conference on Friday, May 2, 2008 at 11:20 a.m.EDT. The conference will feature its "Unplugged" presentation format with MorganStanley analysts hosting company management in an informal...; Articles 2008-04-30
Commentary: Closed-end municipal bond funds and failed auctions: Closed-end municipal bond funds are registered investment companies under The Investment Company Act of 1940. According to studies by Martin Cherkes of Princeton University, closed-end municipal bond funds outperform open-end municipal bond funds by about one-quarter of 1 percent per year. It is my opinion that the...; Articles 2008-04-30
The Spain Fund, Inc. Reports First Quarter Earnings: NEW YORK, April 29 /PRNewswire-FirstCall/ -- The Spain Fund, Inc. , a registered closed-end investment company, today announced earnings for the first quarter ended February 29, 2008. Total net assets of the Fund on February 29, 2008 were $101,243,107 compared with $135,680,568 on November 30, 2007 and...; Articles 2008-04-29
LifePoint Hospitals to Participate in Deutsche Bank Securities, Inc. 33rd Annual Health Care Conference: BRENTWOOD, Tenn. -- LifePoint Hospitals, Inc. (NASDAQ: LPNT) today announced that its management will give a presentation on the Company, followed by a question and answer session, at the Deutsche Bank Securities, Inc. 33rd Annual Health Care Conference to be held May 5 - 7, 2008, in Boston, Massachusetts. ...; Articles 2008-04-29
American Equity to Host 2008 Investor Day: WEST DES MOINES, Iowa -- American Equity Investment Life Holding Company (NYSE: AEL) today announced that it will host an Investor Day on Tuesday, May 20, 2008 in New York City. Lunch will begin at 12:00 p.m. (EDT) and management presentations will begin at 1:15 p.m. Management will provide information...; Articles 2008-04-28
Double Hull Tankers to Offer Common Shares: ST. HELIER, Channel Islands -- Double Hull Tankers, Inc. (NYSE:DHT) announced today that it plans to offer approximately 7,000,000 common shares in a registered public offering, subject to market conditions. In connection with the offering, the company expects to grant the underwriters an option to purchase up to 1,050,000 additional...; Articles 2008-04-28
CompuCom Systems Provides Unique Insight on How to Drive More "IT Value" from the Alphabet Soup of Quality Frameworks: New White Paper Identifies Ways to Reduce Costs, Increase Quality and Align IT with Business Strategies DALLAS -- CompuCom Systems, Inc., a leading IT outsourcing company, today announced the availability of a new white paper that shows businesses how to leverage quality frameworks to align IT services with...; Articles 2008-04-25
Macquarie Infrastructure Company to Present at Macquarie Global Infrastructure Conference: NEW YORK -- Macquarie Infrastructure Company (NYSE: MIC) Chief Executive Officer, Peter Stokes, will address attendees at the Macquarie Global Infrastructure Conference in New York next month. Mr. Stokes will deliver his remarks at 2:20pm EDT, Thursday, May 15th, 2008. Slides of Mr. Stokes' presentation will be available...; Articles 2008-04-25
Revised Articles of Association as Approved at the AGM on 22.04.08 and Registered in the Danish Commerce and Companies Agency: Articles of Association of A/S Dampskibsselskabet TORM Article 1 1.1. The Company's name is Aktieselskabet Dampskibsselskabet TORM. 1.2. The Company also carries out business under the secondary names Aktieselskabet af 3. November 1986 (A/S Dampskibsselskabet TORM) and BWT 3 ApS (A/S Dampskibsselskabet TORM). 1.3....; Articles 2008-04-25

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