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regulations and attorney

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SEC Adopts Final Attorney Conduct Rules: On January 29, 2003, the Securities and Exchange Commission ("SEC") adopted final rules implementing standards of professional conduct for attorneys pursuant to Section 307 of the Sarbanes- Oxley Act of 2002 ("SOX"). The final rules require that if an attorney, appearing and practicing before the SEC in the representation of...; Tags: Sarbanes-Oxley, Buchanan Ingersoll Professional Corp., SEC, attorney, Sarbanes-Oxley compliance, U.S., Sarbanes-Oxley Act, agent; White papers 2003-05-01
SEC Adopts Final Rules Implementing Section 307 Of The Sarbanes-Oxley Act Of 2002: A recent Act adopted by Securities and Exchange Commission SEC seeks to streamline professional conduct for attorneys. It contains rules governing professional responsibilities for attorneys. It also lays down ‘minimum standards’ of professional conduct for attorneys appearing or practicing before the SEC. The paper examines these issues contained in the...; Tags: Sarbanes-Oxley, Regulatory compliance, Regulations, SEC, attorney, Sarbanes-Oxley Act; White papers 2003-02-14
SEC Rules Under Sarbanes-Oxley Section 307: The Securities and Exchange Commission SEC seeks to streamline professional conduct for attorneys. It has issued rules governing professional responsibilities for attorneys. It also lays down ‘minimum standards’ of professional conduct for attorneys appearing or practicing before the SEC. These rules are contained in a recently passed Act. The paper...; Tags: Sarbanes-Oxley, Regulatory compliance, SEC, attorney, Sarbanes-Oxley Act; Presentations 2003-02-14
SEC Adopts Final Rules of Conduct for Attorneys Under the Sarbanes-Oxley Act: This article contains that after receiving 167 timely filed comment letters to its controversial proposed rules, the SEC adopted final rules implementing Section 307 of the Sarbanes-Oxley Act. This report discusses some of the major components of the final SEC rules. It also contains features such as scope of the...; Tags: Sarbanes-Oxley, Regulatory compliance, SEC, attorney, Sarbanes-Oxley Act; White papers 2003-02-13
SEC Adopts Standards of Professional Conduct for Attorneys Under Sarbanes-Oxley Act: Securities and Exchange Commission SEC has adopted standards of professional conduct for attorneys appearing and practicing before the SEC. In adopting these rules, as mandated by Section 307 of the Sarbanes-Oxley Act of 2002 the Act, the SEC recognized the important and expanding role of attorneys in their representation of...; Tags: Sarbanes-Oxley, Regulatory compliance, Regulations, SEC, attorney, Sarbanes-Oxley Act, corporate governance, compliance; White papers 2003-02-05

SEC Final Rules Under Sarbanes-Oxley: This article highlights the provisions and the dates for compliance that boards and executives need to know about Sarbanes-Oxley Act. The focus is on issues such as: Audit committee financial expert, under section 407 rules mandates that public companies are required to disclose whether or not they have an audit...; Tags: Financial accounting, Sarbanes-Oxley, Bricker & Eckler LLP, audit committee, audit, attorney, Sarbanes-Oxley Act, external auditor, financial, compliance, board; White papers 2003-02-01
Attorneys Don't Get A Pass From Sarbanes-Oxley: From the executive summary: ‘As a part of sweeping corporate governance reforms mandated by the Sarbanes-Oxley Act of 2002, the Securities and Exchange Commission SEC adopted ethical rules for attorneys who represent public companies and their non-public subsidiaries. The SEC rules make it clear that “attorneys cannot get a pass”...; Tags: Sarbanes-Oxley, Regulatory compliance, Regulations, Reed Elsevier Inc., attorney, SEC, Sarbanes-Oxley Act, corporate governance, financial; White papers 2003-01-01
SEC Adopts Final Rules Related to Professional Conduct for Attorneys: The SEC adopted final rules pursuant to Section 307 of the Sarbanes-Oxley Act, establishing standards of professional conduct for attorneys who appear and practice before the SEC on behalf of public companies. The new rules are contained in SEC Release No. 33-8185. Article explains the attorneys covered by the rules....; Tags: SEC, attorney, Sarbanes-Oxley Act; White papers 2003-01-01
The Sarbanes-Oxley Act of 2002 - Implications For Corporate Officers and directors: The Sarbanes-Oxley Act of 2002 (also known as the Public Company Accounting Reform and Investor Protection Act of 2002) (the “Act”) was signed into law on July 30, 2002 ostensibly in response to the recent financial debacles of certain public companies. The Act was designed primarily as a prophylactic measure...; Tags: Sarbanes-Oxley, Regulatory compliance, Litigation, Regulations, Financial accounting, fraud, Sarbanes-Oxley Act, SEC, attorney, financial reporting, internal control, board of directors, audit, financial, accounting, board; White papers 2003-01-01
Implementation Of Standards of Professional Conduct For Attorneys Required By Section 307 Of The Sarbanes-Oxley Act: Article focuses on the proposed rule of implementing the standards of professional conduct for attorneys required by section 307 of the Sarbanes-Oxley Act. It provides the information related to different section considered under the Act such as : Section 205.3: Issuer as Client Section, 205.4: Responsibilities of Supervisory Attorneys, ...; Tags: Sarbanes-Oxley, Regulatory compliance, attorney, Sarbanes-Oxley Act, commission; White papers 2002-12-06

Additional Resources

CaseDigests: U.S. Supreme Court Federal Preemption NLRA Chamber of Commerce of the U.S. v. Brown No. 06-939 Certiorari to the Ninth Circuit Background: Organizations whose members...; Articles 2008-06-24
U.S. Supreme Court Case Summaries: June 24, 2008: U.S. Supreme Court Federal Preemption NLRA Chamber of Commerce of the U.S. v. Brown No. 06-939 Certiorari to the Ninth Circuit Background: Organizations whose members do business with California sued the California...; Articles 2008-06-24
Law Firm Gersten Savage Outlines Regulatory Relief and Raising Capital for Small Companies at Recent Conference: NEW YORK, June 18 /PRNewswire/ -- Law firm Gersten Savage LLP briefed small-cap companies on new regulatory changes and tips on raising capital at a recent conference the firm held in Canada. More than 60 executives and finance professionals attended Recent Developments in Regulation and Access to...; Articles 2008-06-18
Editorial: Trampling the Shield Law: If the attorneys for slots-parlor-owner and felon Louis DeNaples want to go on a fishing expedition, they should rent a boat and head to the Jersey Shore. Instead, DeNaples' attorneys are trolling for alleged leaks to the news media stemming from a grand jury investigation involving DeNaples. Earlier this year,...; Articles 2008-06-17
Orthofix International Appoints Chief Compliance and Government Affairs Officer: BOSTON -- Orthofix International N.V. (NASDAQ: OFIX) announced today that Denise Pedulla has been appointed to the position of Senior Vice President and Chief Compliance Officer effective as of June 9, 2008. Ms. Pedulla was formerly Vice President, Compliance, Regulatory and Government Affairs and Associate General Counsel for...; Articles 2008-06-10
'Low bono' case offers a change of pace: Shortly after joining Brown & Sheehan LLP in fall 2006, Rommel B. Loria took advantage of the Baltimore firm's pro bono requirement not only to change pace from his usual product liability and employment litigation defense work but also to explore a current events- and family-rooted interest: immigration law. ...; Articles 2008-06-09
Suffolk County lowers fine, may settle illegal immigrant case: Suffolk County has once again reduced the fine against North Star Concrete, the only company caught in County Executive Steve Levy's controversial 2006 crackdown on companies hiring illegal immigrants. North Star employed one undocumented worker. The county last week reduced the fine, for a...; Articles 2008-06-09
Utah Medicaid to get $42K in Walgreens billing lawsuit: The Utah Medicaid Program is getting $42,000 from Walgreens in a settlement of a lawsuit that accused the company of improper billing. Utah's payment is part of a $35 million settlement between the company and the United States and 42 states. "This settlement is...; Articles 2008-06-06
State of Okla. to receive part of settlement: Oklahoma will receive almost $247,000 of a $35 million agreement among 42 states, the federal government and Walgreens. The deal settled allegations that company drugstores switched dosages on certain drugs and improperly billed state Medicaid programs. Oklahoma Attorney General Drew Edmondson said that Walgreens'...; Articles 2008-06-06
Big 3 credit rating firms agree to reform practices: WASHINGTON AFP — The big three credit rating agencies have agreed to reform their practices relating to complex mortgage-backed securities, New York attorney general Andrew Cuomo announced Thursday. Standard & Poor's, Moody's Investors Service and Fitch agreed to overhaul their practices following criticism of their roles in the...; Articles 2008-06-05

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