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Lund Announces Intention to Terminate SEC Reporting: Lund Gold Ltd. (TSX VENTURE: LGD) ("Lund") today announced its intention to file a Form 15F with the United States Securities and Exchange Commission ("SEC"), in order to voluntarily terminate the registration of its common shares under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Lund expects...; Tags: Government, Readers, Regulations, SEC, SECURITY; Research articles 2008-10-20
Hybrid Fuels Inc. Files SEC Form 15: Hybrid Fuels Inc. HRID ("the Company") (OTCBB: HRID) announced that the Company filed a Form 15 with the Securities and Exchange Commission ("SEC") on October 14, 2008, thereby, voluntarily suspending its reporting obligations under the Securities Exchange Act of 1934. As a result of filing the Form 15, the...; Tags: Company, FINANCE, Government, Regulations, Sarbanes-Oxley, SEC; Research articles 2008-10-16
Physicians Formula Terminates 10b5-1 Repurchase Instruction: AZUSA, Calif. -- Physicians Formula Holdings, Inc. (NASDAQ: FACE) ("Physicians Formula" or the "Company") today announced that in light of the unanticipated change in the volume limitation under Rule 10b-18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Company has terminated its Rule 10b5-1 trading...; Tags: Company, Government, physician, Regulations, SEC; Research articles 2008-10-10
JayHawk Energy Increases Cherokee Basin Daily Production Rate by over 50%: POST FALLS, Idaho -- JayHawk Energy, Inc. (OTCBB: JYHW) ("JayHawk") announced today it has seen a 58% daily production increase on its Southeast Kansas Cherokee Basin Project since tying in the first 8 wells to its wholly-owned gathering system and doubling the size of the compression infrastructure used to deliver...; Tags: Company, FINANCE, Government, Investment, Jayhawk Energy Inc., Regulations, SEC; Research articles 2008-09-24
Southwestern to Voluntarily Terminate Its U.S. Registration and SEC Reporting Obligations: Southwestern Resources Corp. (TSX: SWG) ("Southwestern" or the "Company") announces that it has filed today a Form 15F with the U.S. Securities and Exchange Commission (the "SEC") to voluntarily terminate the registration of its common shares under section 12g of the Securities Exchange Act of 1934 (the "Exchange Act"). Southwestern...; Tags: Company, FINANCE, GAAP, Government, Regulations, SEC, U.S.; Research articles 2008-09-19

SCANA and Subsidiary File Form 8-K/A Regarding Engineering Procurement and Construction Contract: COLUMBIA, S.C. -- Today, SCANA Corporation (NYSE: SCG) and its principal subsidiary, South Carolina Electric & Gas Company (SCE&G) (combined, the Company), filed a joint Form 8-K/A with the Securities and Exchange Commission which provided additional information related to the Engineering, Procurement and Construction EPC contract with Westinghouse Electric Company,...; Tags: Company, FINANCE, Government, procurement, READERS, regulation, Regulations, SEC; Research articles 2008-08-28
Freedom Environmental Services, Inc. Files SEC Form 10 to Become Fully Reporting Under SEC Guidelines: ORLANDO, Fla. -- Michael Borish, Chairman and Chief Executive Officer of Freedom Environmental Services, Inc. (Pink Sheets:FESI) confirmed that the Company has completed and filed a Form 10 Registration Statement with the Securities and Exchange Commission SEC in order that the Company may become a fully reporting company under the...; Tags: Company, FINANCE, Government, INTERNET, Regulations, SEC; Research articles 2008-08-27
JayHawk Energy Provides Construction Update: POST FALLS, Idaho -- JayHawk Energy, Inc. (OTCBB: JYHW) ("JayHawk") announced today it has connected an additional 4 wells to its wholly-owned gathering system, which brings the total number of connected wells to 6 of 20 wells drilled to completion. These 20 wells comprise the first phase of JayHawk's targeted...; Tags: Company, FINANCE, Government, Investment, Regulations, SEC; Research articles 2008-08-25
Blaze Energy Corporation Files Form 10: Blaze Energy Corp. (PINKSHEETS: BLZE), a majority-owned subsidiary of Environmental Energy Services, Inc. (PINKSHEETS: EESV), announced today that it has filed its Form 10 registration statement with the United States Securities and Exchange Commission SEC to become a fully reporting entity. By virtue of filing the registration statement, the...; Tags: Government, Regulations, SEC; Research articles 2008-08-07
Fined Scottrade Looking Hard at Execution Quality: Scottrade is taking best execution seriously these days. The discount brokerage, which was recently fined about $1 million by the Securities and Exchange Commission for lapses in the oversight of its routing practices, informs customers on its website that it conducts a "regular and rigorous review of execution quality" in...; Tags: Government, INTERNET, Nasdaq Stock Market Inc., Regulations, SEC; Research articles 2008-08-01
New Barbarians at the Gate: Traders enjoy complaining about regulation and are justified in doing so. There is hardly any action that a trader can take during the day, no matter how basic, that is not the subject of some regulation. And, with every regulation, there is a cost. We lawyers may commiserate with our...; Tags: Government, lawyer, regulation, Regulations, SEC, U.S.; Research articles 2008-08-01
Labels Under Fire: To the North American Securities Administrators Association NASAA, there are plenty of modern-day Willie Suttons eager to go "where the money is." Today, "the money" is largely held by seniors. Hence, regulators say, seniors are the targets of unscrupulous salespeople armed not with pistols, but with professional designations that exaggerate...; Tags: advisor, financial, Government, Regulations, regulator, SEC; Research articles 2008-08-01
SEC extends small business deadline for SOX audit requirement: The Securities and Exchange Commission has approved a one-year extension of the compliance date for smaller public companies to meet the Section 404b auditor attestation requirement of the Sarbanes-Oxley Act.; Tags: audit, FINANCE, Government, Regulations, Sarbanes-Oxley, SEC; Research articles 2008-08-01
Prepare yourself; IRS proposes regulations on new prepare penalties: The 2007 Small Business and Work Opportunity Tax Act. (P.L. 110-28) expanded and increased preparer penalties. On June 17, 2008, the IRS published proposed regulations (REG-129243-07) to implement that new law. It is proposed that these regulations would apply to returns and refund claims filed, and advice provided, after the...; Tags: FINANCE, Government, Internal Revenue Service, regulation, Regulations, Sec, Taxes; Research articles 2008-08-01
Vertical Announces Plans to Voluntarily Deregister its Common Stock: CAMBRIDGE, Mass. -- Vertical Communications, Inc. (OTCBB:VRCC.OB), a leading provider of next-generation, IP-based phone systems and voice applications, announced today that it intends to voluntarily deregister its common stock on or about July 29, 2008. Vertical intends to suspend its reporting obligations under the Securities Exchange Act of 1934 by...; Tags: FINANCE, Government, INTERNET, Regulations, SEC, Vertical Communications Inc.; Research articles 2008-07-29
Ainsworth Lumber Co. Ltd. to Terminate Its Reporting Obligations Under the U.S. Securities Exchange Act of 1934: Ainsworth Lumber Co. Ltd. (TSX: ANS) (the "Company") announced today that it intends to terminate its reporting obligations under Section 15d of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), with respect to its Senior Unsecured Floating Rate Notes Due 2010, 7.25% Senior Unsecured Notes Due 2012,...; Tags: Fax, Government, Regulations, SEC, SOFTWARE; Research articles 2008-07-28
Signature Devices, Inc. Files Form 10 With SEC to Become Fully Reporting: Signature Devices, Inc. (PINKSHEETS: SDVI) is pleased to announce that the Company has filed its Form 10 registration statement with the Securities and Exchange Commission SEC to become a fully reporting company. The filing of the form 10 is a necessary step that any company must take to uplist to...; Tags: Company, entertainment, Government, INTERNET, MARKETING, READERS, Regulations, SEC; Research articles 2008-07-24
Small Companies Get Break on SOX Reports: Small companies can breathe a sigh of relief after receiving a reprieve from a Sarbanes-Oxley auditing provision widely considered complicated and costly. The Securities and Exchange Commission announced late last month that it has approved a one-year extension of the date by which small public companies must comply with Section...; Tags: compliance, FINANCE, Government, Regulations, Sarbanes-Oxley, SEC; Research articles 2008-07-21
SEC Study on Sarbanes-Oxley Expected Soon, Small Businesses Affected: When it comes to the Sarbanes-Oxley Act, one thing is clear: Smaller businesses will be hit by more of its provisions soon. What's not so clear is exactly what they're going to be hit with. Earlier this year the securities and Exchange Commission launched a study of the compliance costs...; Tags: audit, FINANCE, Government, Regulations, Sarbanes-Oxley, SEC; Research articles 2008-07-21
Regulation Watch: Employer groups are expressing concern about new federal regulations under the Americans With Disabilities Act proposed last month by the Department of Justice. The rules implement guidelines enacted three years ago to update the disabilities act, which passed in 1990. They are meant to address ambiguities in the original law...; Tags: FINANCE, Government, phone, Regulations, Sarbanes-Oxley, SEC; Research articles 2008-07-07