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- San Francisco Banker, Firm Fined over Alleged Threats.
- By Terri Somers, The San Diego Union-Tribune Knight Ridder/Tribune Business News Apr. 8--An investment banker and his former firm have been censured and fined over allegations that they tried to extort $1 million in banking fees from Poway-based ResMed in exchange for...
- Research articles 2004-04-08
- NASD Levies $350,000 Fine against Defunct FleetBoston Subsidiary.
- By Bradley J. Fikes, North County Times, Escondido, Calif. Knight Ridder/Tribune Business News Apr. 8--POWAY, Calif. -- An attempt to coerce $1 million from Poway-based ResMed has prompted a $350,000 fine against Robertson Stephens Inc. and its former senior investment banker, a...
- Research articles 2004-04-08
- Putnam Lovell NBF Hires Ken Fitzsimmons as Senior Advisor
- Business Editors SAN FRANCISCO--BUSINESS WIRE--Jan. 16, 2003 Putnam Lovell NBF Securities Inc., a leading investment bank to the global financial services community, announced today that Kenneth R. Fitzsimmons, Jr., formerly a senior executive of Robertson Stephens, will serve as Senior Advisor to the firm, advising clients in the...
- Research articles 2003-01-16
- Growing strong: Investec launches New York trading operations. (Sell-Side Focus).
- Niche knowledge continues to produce positive results for Investec. An international specialist banking group, sticking with what it knows best has earned the firm recognition as one of the world's top 350 banks, with total assets under management hovering around $70 billion. Keeping its research limited...
- Research articles 2002-12-22
- An OMS Survives Another Day
- Robertson Stephens may be gone, but its order management system lives on. The trading technology team from the collapsed brokerage has regrouped as Renaissance Trading Technologies LLC to market an OMS originally built for Robbie Stephen's Nasdaq desk. To ease its entry into the notoriously demanding Nasdaq space, Renaissance...
- Research articles 2002-12-01
- Rising From the Rubble
- The growth stock capital of the United States is rising again. After three years of plummeting stock prices, massive layoffs and brokerage house retrenchments, San Francisco is coming back. A slew of small and mid-sized investment banks is building up research, sales and trading in the city in a race...
- Research articles 2002-12-01
- Rising From the Rubble: New and expanding growth is sparking a trading revival in San Francisco. Peter Chapman writes from the City by the Bay.(San Francisco, California, is seeing strong growth in stock brokerage business, with new firms and newcomers se
- The growth stock capital of the United States is rising again. After three years of plummeting stock prices, massive layoffs and brokerage house retrenchments, San Francisco is coming back. A slew of small and mid-sized investment banks is building up research, sales and trading in the...
- Research articles 2002-12-01
- Fast Track.
- *Mony Rueven joined Orbitex Funds Distributor, the agency brokerage subsidiary of Orbitex Financial Services Group. He previously ran a broker dealer unit within CooperNeff, a division of BNP Paribas, that handled institutions' portfolio trades. Prior to that he was with renowned quantitative trading house D.E. Shaw....
- Research articles 2002-11-01
- One Giant Ready for The Next Bull Market
- Investec, the international investment banking giant, formed a new trading department in New York with six traders from the recently closed Robertson Stephens. "When is a good time to get ready for a bull market. During a boom or a trough? We happen to think that it is during...
- Research articles 2002-11-01
- One Giant Ready for The Next Bull Market.(Investec formed trading department)(Brief Article)
- Investec, the international investment banking giant, formed a new trading department in New York with six traders from the recently closed Robertson Stephens. "When is a good time to get ready for a bull market. During a boom or a trough? We happen to...
- Research articles 2002-11-01
- Piper Jaffray hires Robertson Stephens team.
- Byline: Yasmine Chinwala US Bancorp Piper Jaffray, the US investment bank, has hired a 14-strong convertibles team from Robertson Stephens, the boutique technology investment bank shut down by FleetBoston in July.The investment banking, sales and trading staff will join the firm's existing convertibles...
- Research articles 2002-10-17
- San Francisco Investment Firm Taps Defunct Rival's Staffers for Boston Office.
- By Beth Healy, The Boston Globe Knight Ridder/Tribune Business News Oct. 8--San Francisco investment firm, Pacific Growth Equities, has opened a Boston office and hired three former executives of Robertson Stephens, the once high-flying investment bank that FleetBoston Financial Corp. recently...
- Research articles 2002-10-08
- Fast Track.(appointments)
- *Michael E. Donoghue joined KV Execution Services LLC as an institutional floor broker. Donoghue, a New York Stock Exchange member since 1989, was previously a director at UBS PaineWebber, where he spent two years. *Mindy Barnett joined Andy Garrett at ETG, LLC in Atlanta...
- Research articles 2002-10-01
- People on the Move
- Merrill Lynch landed several high-net-worth teams and individual reps in July. Jon T. Dayton and George R. Perches, who supervised $1.3 billion in assets at Banc of America Securities in San Francisco, joined Merrill's private wealth office in that city. Perches joined Montgomery Securities in 1992. Joining the...
- Research articles 2002-09-01
- Regent Communications, Inc. Announces Equity Offering
- Business Editors COVINGTON, Ky.--BUSINESS WIRE--April 5, 2002 Regent Communications, Inc. (Nasdaq: RGCI) announced today that it intends to offer approximately 8,000,000 common shares. The Company will also grant the underwriters an option to purchase up to approximately 1,200,000 additional shares to cover over-allotments. All shares are being offered...
- Research articles 2002-04-05
- Applebee's International to Present at the RBC Dain Rauscher Wessels Restaurant and Specialty Foods Conference and the Robertson Stephens Consumer Conference
- Business Editors
- Research articles 2001-10-02
- Banana Republic President Presents at the Robertson Stephens Consumer Conference
- Business Editors
- Research articles 2001-10-03
- Cauley Geller Bowman & Coates LLP Announces Class Action Lawsuit Against Talarian Corp
- Business Editors LITTLE ROCK, Ark.--BUSINESS WIRE--Sept. 13, 2001 The Law Firm of Cauley Geller Bowman & Coates LLP announced today that a class action has been filed in the United States District Court for the Southern District of New York on behalf of purchasers of Talarian Corp. ("Talarian"...
- Research articles 2001-09-13
- Days of Reckoning - Industry Trend or Event
- IN THE WAKE OF THE TECH WIPEOUT, THE BANKERS WHO PROFITED MOST FROM THE BOOM ARE FACING THE FURY OF INVESTORS, POLITICIANS AND REGULATORS. Now that the magnitude of the great tech stock massacre of 2000-2001 has become clear -- trillions in lost wealth, hundreds of thousands of lost...
- Research articles 2001-08-20
- Milberg Weiss Announces Class Action Suit Against E-LOAN, Inc
- Business Editors & Legal Writers NEW YORK--BUSINESS WIRE--Aug. 20, 2001 The law firm of Milberg Weiss Bershad Hynes & Lerach LLP announces that a class action lawsuit was filed on August 20, 2001 on behalf of purchasers of the securities of E-LOAN, Inc. ("E-LOAN" or the "Company") (NASDAQ:EELN)...
- Research articles 2001-08-20
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