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3 Resources for

rule 10a-3

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Standards Relating to Listed Company Audit Committees (Final Exchange Act Rule 10A-3 as mandated by Sect. 301 of Sarbanes-Oxley Act)
On April 9, 2003, the Securities and Exchange Commission (the "Commission") released final Rule 10A-3, "Standards Relating to Listed Company Audit Committees" (Rel. No. 33- 8220; 34-47654; IC-26001; File No.S7-02-03) ("Rule 10A-3"). Rule 10A-3 implements the requirements of Section 301 of the Sarbanes-Oxley Act of 2002 (Section 10Am(1) of the...
Tags: Audit, Sarbanes-Oxley Act, Standards, Audit Committee, Rule 10A-3, Financial Accounting, Finance
White papers 2003-06-11
Rules to Implement Sarbanes-Oxley Requirments for Listed Company Audit Committee Standards
Section 301 of the Sarbanes-Oxley Act of 2002 (the "Act") requires the SEC to adopt regulations directing the national securities exchanges and national securities associations ("SROs") to prohibit the listing of any security of an issuer that is not in compliance with certain audit committee independence standards. To implement Section...
Tags: Audit, Sarbanes-Oxley Act, SEC, Standards, Audit Committee, Jenkens & Gilchrist, Rule 10A-3, Financial Accounting, Finance
White papers 2003-04-25
Sarbanes-Oxley Act Update: SEC Adopts New Standards For Audit Committees Of Listed Companies
The significant public comment, the U.S. Securities and Exchange Commission SEC adopted on April 9, 2003 new Rule 10A-3 under the securities Exchange Act of 1934 (the Exchange Act.), as required by Section 301 of the Sarbanes-Oxley Act (the Sarbanes-Oxley Act.). Rule 10A-3 establishes specific requirements relating to the composition...
Tags: Audit, Sarbanes-Oxley Act, SEC, Standards, Audit Committee, White & Case, Rule 10A-3, Financial Accounting, Finance
White papers 2003-05-09

Additional Resources

Section 301-1: Background And Overview Of The New Rule And Amendments
According to a recent act, a new rule has come into force. The same prohibits the listing of any security not complying with audit committee requirements of the Act. The paper discusses the new rule and amendments in the light of the tools and processes incorporated in the Act. It...
Tags: Audit, Audit Committee, Financial Accounting, Finance
White papers 2003-04-14
Middle East Project Finance - Part 10A - The Palestinian Entity
The Palestinians are facing their biggest challenge since the creation of Israel in 1948: to lay the foundation for their own state. With autonomy in the Gaza Strip and Jericho in place, the Palestinian National Authority PNA must prove it is able to govern the rest of...
Tags: autonomy, FINANCE, Israel, World Bank
Research articles 1994-08-29
Standards Related To Listed Company Audit Committees
As directed by the Sarbanes-Oxley Act of 2002, a new rule is adopted to direct the national securities exchanges and national securities associations to prohibit the listing of any security of an issuer that is not in compliance with the audit committee requirements mandated by the Sarbanes-Oxley Act of 2002....
Tags: Audit, Standards, Audit Committee, Financial Accounting, Finance
White papers 2003-01-01
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