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- Schering-Plough Now in the Feds' Crosshairs
- The Vytorin scandal just got serious. Well, heck, it was already serious. Make this really serious: Investigation and Inquiries.  Through the date of filing this 10-Q, Schering-Plough, the joint venture and/or its ...
- Blog posts 2008-05-07
- Securities and Exchange Commission’s Final Rule Implementing Standards of Professional Conduct for Attorneys
- The article define the act provision for investor relations, It explains about the Securities and Exchange Commission issued final regulations to implement provisions of Section 307 of the Sarbanes-Oxley Act of 2002 (H.R. 3763), prescribing minimum standards of professional conduct for attorneys appearing and practicing before the Commission in any...
- White papers 2003-09-12
- Implementation of Standards of Professional Conduct for Attorneys
- The Securities and Exchange Commission is adopting a final rule establishing standards of professional conduct for attorneys who appear and practice before the Commission on behalf of issuers. The article is about guidelines for investor relationship. It explains that the standards must include a rule requiring an attorney to...
- White papers 2003-08-05
- SEC Adopts Final Attorney Conduct Rules
- On January 29, 2003, the Securities and Exchange Commission ("SEC") adopted final rules implementing standards of professional conduct for attorneys pursuant to Section 307 of the Sarbanes- Oxley Act of 2002 ("SOX"). The final rules require that if an attorney, appearing and practicing before the SEC in the representation of...
- White papers 2003-05-01
- Final SEC Rules Concerning Standards of Professional Conduct for Attorneys
- On January 29, 2003, the Securities and Exchange Commission (“SEC”) issued new rules concerning standards of professional conduct for attorneys, as required by Section 307 of the Sarbanes-Oxley Act of 2002 (the “Act”). On January 29, 2003, the SEC also issued a proposed rule that extended the comment period on...
- White papers 2003-03-27
- SEC Issues (Near) Final Rules On Standards Of Professional Conduct For Attorneys
- The Securities and Exchange Commission SEC seeks to streamline professional conduct for attorneys. It has issued rules governing professional responsibilities for attorneys. It also lays down ‘minimum standards’ of professional conduct for attorneys appearing or practicing before the SEC. The paper examines these rules and standards.
- White papers 2003-03-10
- Sec Adopts Final Rules Regarding Minimum Standards Of Professional Conduct For Attorneys
- The Securities and Exchange Commission SEC seeks to streamline professional conduct for attorneys. It has issued rules governing professional responsibilities for attorneys. It also lays down ‘minimum standards’ of professional conduct for attorneys appearing or practicing before the SEC. The paper presents a summary of the final rules as well...
- White papers 2003-02-20
- SEC Adopts Final Rules Implementing Section 307 Of The Sarbanes-Oxley Act Of 2002
- A recent Act adopted by Securities and Exchange Commission SEC seeks to streamline professional conduct for attorneys. It contains rules governing professional responsibilities for attorneys. It also lays down ‘minimum standards’ of professional conduct for attorneys appearing or practicing before the SEC. The paper examines these issues contained in the...
- White papers 2003-02-14
- SEC Rules Under Sarbanes-Oxley Section 307
- The Securities and Exchange Commission SEC seeks to streamline professional conduct for attorneys. It has issued rules governing professional responsibilities for attorneys. It also lays down ‘minimum standards’ of professional conduct for attorneys appearing or practicing before the SEC. These rules are contained in a recently passed Act. The paper...
- Presentations 2003-02-14
- SEC Adopts Final Rules of Conduct for Attorneys Under the Sarbanes-Oxley Act
- This article contains that after receiving 167 timely filed comment letters to its controversial proposed rules, the SEC adopted final rules implementing Section 307 of the Sarbanes-Oxley Act. This report discusses some of the major components of the final SEC rules. It also contains features such as scope of the...
- White papers 2003-02-13
- SEC Adopts Standards of Professional Conduct for Attorneys Under Sarbanes-Oxley Act
- Securities and Exchange Commission SEC has adopted standards of professional conduct for attorneys appearing and practicing before the SEC. In adopting these rules, as mandated by Section 307 of the Sarbanes-Oxley Act of 2002 the Act, the SEC recognized the important and expanding role of attorneys in their representation of...
- White papers 2003-02-05
- SEC Final Rules Under Sarbanes-Oxley
- This article highlights the provisions and the dates for compliance that boards and executives need to know about Sarbanes-Oxley Act. The focus is on issues such as: Audit committee financial expert, under section 407 rules mandates that public companies are required to disclose whether or not they have an audit...
- White papers 2003-02-01
- SEC Adopts Final Rules Related to Professional Conduct for Attorneys
- The SEC adopted final rules pursuant to Section 307 of the Sarbanes-Oxley Act, establishing standards of professional conduct for attorneys who appear and practice before the SEC on behalf of public companies. The new rules are contained in SEC Release No. 33-8185. Article explains the attorneys covered by the rules....
- White papers 2003-01-01
- Attorneys Don't Get A Pass From Sarbanes-Oxley
- From the executive summary: ‘As a part of sweeping corporate governance reforms mandated by the Sarbanes-Oxley Act of 2002, the Securities and Exchange Commission SEC adopted ethical rules for attorneys who represent public companies and their non-public subsidiaries. The SEC rules make it clear that “attorneys cannot get a pass”...
- White papers 2003-01-01
- The Sarbanes-Oxley Act of 2002 - Implications For Corporate Officers and directors
- The Sarbanes-Oxley Act of 2002 (also known as the Public Company Accounting Reform and Investor Protection Act of 2002) (the “Act”) was signed into law on July 30, 2002 ostensibly in response to the recent financial debacles of certain public companies. The Act was designed primarily as a prophylactic measure...
- White papers 2003-01-01
- Sec Adopts Attorney Conduct Rule Under Sarbanex-Oxley Act
- Article talks about the Securities and Exchange Commission, adopted final rules to implement Section 307 of the Sarbanes-Oxley Act by setting "standards of professional conduct for attorneys appearing and practicing before the Commission in any way in the representation of issuers." In addition, the Commission approved an extension of the...
- White papers 2003-01-01
- Congress Mandates Code Of Conduct For Attorneys Representing Public Companies Before The SEC
- In enacting the Sarbanes-Oxley Act of 2002, Congress mandated that the Securities and Exchange Commission the SEC issue rules that would require private attorneys who represent public companies in any manner before the SEC to report violations of the securities laws or breaches of fiduciary duties or “similar violations” to...
- White papers 2002-09-10
Additional Resources
- ER Urgent Care Centers Announces the Posting of Its Disclosure Statement
- ER Urgent Care Centers (PINKSHEETS: ERUC) ERUC isproud to announce that John Forhling, Esq., SEC counsel for the company,has posted the ERUC Disclosure Statement, first quarter financials as wellas the Attorney letter on Pink Sheets. ERUC has worked diligently to befully disclosed and transparent and will soon show on Pink...
- Articles 2008-06-20
- Law Firm Gersten Savage Outlines Regulatory Relief and Raising Capital for Small Companies at Recent Conference
- NEW YORK, June 18 /PRNewswire/ -- Law firm Gersten Savage LLP briefed small-cap companies on new regulatory changes and tips on raising capital at a recent conference the firm held in Canada. More than 60 executives and finance professionals attended Recent Developments in Regulation and Access to...
- Articles 2008-06-18
- EastBridge Investment Group Begins Legal and Auditing Process for HuanWai Pharmaceutical Co. to Go Public
- EastBridge Investment Group EBIG (OTCBB: EBIG) today announced that it has completed the necessary preparation forHuanWai Pharmaceutical in order for EBIG's SEC attorney and auditors tobegin the SEC registration process. EBIG anticipates that HuanWai willbegin trading on the OTCBB six months after their audit is completed andfiled with the...
- Articles 2008-06-05
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