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NMS Communications (290 results)
BNET Business Dictionary
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- National Market System
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- Reg NMS Is a Winner, SEC Says
- The Securities and Exchange Commission, despite trader complaints about market fragmentation, pronounced Regulation NMS a triumph. According to an analysis conducted by SEC economists, key market metrics such as speed, width of spreads and depth have all improved since Reg NMS went into effect. On top of that,...
- Research articles 2008-03-01
- SIFMA's NMS Trade-Through Victory.
- The Securities Industry and Financial Markets Association got the exemptions it sought to the Securities and Exchange Commission's new trade-through rule. The organization's trading committee had petitioned the SEC in a letter on May 1 for the right to trade through those public quotes...
- Research articles 2007-07-01
- TAT Confirms Limco-Piedmonts Amendment to Its Registration Statement with the SEC.
- M2 PRESSWIRE-6 June 2007-EIExplorationInvestor: TAT Confirms Limco-Piedmonts Amendment to Its Registration Statement with the SECC1994-2007 M2 COMMUNICATIONS LTD RDATE:06062007 Exploration Investor strives to provide you with outstanding market results. We will be your number one resource for all your small and...
- Research articles 2007-06-06
- Trade Throughs Unlikely to Disappear under Reg NMS
- Best-ex trumps Reg NMS. Traders are vowing to place best execution ahead of the dictates of the Securities and Exchange Commission's Regulation NMS Order Protection Rule despite any possible consequences. The new rule goes into effect for broker-dealers on July 9. It could leave traders faced with a...
- Research articles 2007-06-01
- The ADF Moves into the Reg NMS Era.(Alternative Display Facility)(Regulation NMS)
- NASD's sometimes-maligned Alternative Display Facility ADF is pushing to become a more formidable competitor to Nasdaq's and NSX's trading platforms. That's because ADF will be transacting American Stock Exchange and New York Stock Exchange-listed securities early next year as part of a package...
- Research articles 2006-11-01
- Reg NMS To Drive Tighter Markets?(Regulation NMS)(self-regulatory organizations)
- Tighter spreads and more size at the inside-that's what many are predicting once new rules governing the sharing of market data fees by self-regulatory organizations kick in next April. Regulation NMS will shift the current methodology of allocating market data revenues to SROs based solely on...
- Research articles 2006-11-01
- As Deadline for Reg. NMS' Order Protection Rule Looms, OES Remains 'On or Ahead of Schedule' With Solutions
- PRINCETON, N.J. -- As the implementation dates for the Order Protection Rule of Reg. NMS draw closer, Order Execution Services Holdings, Inc. OES reports that it is "on or ahead of schedule" to help its clients meet many of the considerable requirements of the regulatory mandate from the SEC. ...
- Research articles 2006-05-11
- Industry Hopes for NMS Delay
- Rumors persist among trading executives and securities attorneys that the Securities and Exchange Commission's Reg NMS will not be implemented on time this summer because the rules are said to be confusing. "It is a foregone conclusion that NMS will be delayed," said a trading executive who conducts business...
- Research articles 2006-03-01
- Wall St. Execs Plead for Reg NMS Delay; Questions on Trade Throughs & Fast Markets
- Trading officials are putting pressure on the Securities and Exchange Commission to delay implementation of the trade-through rule. The new rule, part of Reg NMS, is scheduled to go into effect next June, but some market participants want more time. They say its complexity has stymied them. What is...
- Research articles 2005-10-01
- DMA Brokers Prep for Trade Through
- Broker-dealers engaged in direct market access trading are asking the Securities and Exchange Commission for help as they try to adapt their systems to the regulator's new trade-through mandate. "We still need some guidance on the interpretation," said Tal Cohen, an Instinet executive and member of the Security Industry...
- Research articles 2005-10-01
- Wall St. Execs Plead for Reg NMS Delay; Questions on Trade Throughs & Fast Markets.
- Trading officials are putting pressure on the Securities and Exchange Commission to delay implementation of the trade-through rule. The new rule, part of Reg NMS, is scheduled to go into effect next June, but some market participants want more time. They say its complexity has stymied...
- Research articles 2005-10-01
- DMA Brokers Prep for Trade Through.(direct market access)
- Broker-dealers engaged in direct market access trading are asking the Securities and Exchange Commission for help as they try to adapt their systems to the regulator's new trade-through mandate. "We still need some guidance on the interpretation," said Tal Cohen, an Instinet executive and...
- Research articles 2005-10-01
- The Reg NMS Debate Goes On: NMS Decision "Unwarranted".(Interview)
- Representative Richard Baker, the chairman of the House Subcommittee on Capital Markets Insurance & Government Enterprises, opposed the recently passed Reg NMS plan. He was critical of the extension of the trade-through rule, or what the SEC calls the order protection rule. Baker...
- Research articles 2005-07-01
- NMS "Misrepresentations".(Brief Article)
- Although his official dissent hasn't been published yet, SEC Commissioner Paul Atkins recently railed against the approved Reg NMS market structure reforms. Atkins complained that the SEC approved Reg NMS without regard for cost or how it will disrupt trading firms. He said NMS,...
- Research articles 2005-06-01
- Reg NMS Mystery: Where Is It?(Brief Article)
- The devil is in the details." This is a common phrase one hears when a complicated piece of legislation passes Congress or when a commission or agency has passed a controversial measure. As Traders Magazine was going to press, the landmark four part Reg ...
- Research articles 2005-06-01
- NMS "Misrepresentations"
- Although his official dissent hasn't been published yet, SEC Commissioner Paul Atkins recently railed against the approved Reg NMS market structure reforms. Atkins complained that the SEC approved Reg NMS without regard for cost or how it will disrupt trading firms. He said NMS, "although clothed in noble-sounding objectives,...
- Research articles 2005-06-01
- -ST_BY-.
- Trade Throughs *Knight Trading Group told Congress it opposes the Securities and Exchange Commission's plan to extend the trade-through rule beyond the listed market. Tom Joyce, Knight's president and CEO, testified that an extension was unnecessary. Electronic linkages between market centers would solve...
- Research articles 2005-03-01
- Merrin: NMS Rule Change Unrealistic.(Seth Merrin)(Brief Article)
- Block traders may be on the verge of losing a key rule that gives them an advantage. A current rule now prevents aggressive traders from knowing too much about the orders of rivals. But the Securities and Exchange Commission wants to change the rule,...
- Research articles 2004-10-01
- Merrin
- Block traders may be on the verge of losing a key rule that gives them an advantage. A current rule now prevents aggressive traders from knowing too much about the orders of rivals. But the Securities and Exchange Commission wants to change the rule, which requires alternative trading systems...
- Research articles 2004-10-01
- Will Reg NMS Go Up in Flames?(National Market System regulations)(Brief Article)
- The trade-through rule reform proposal is dead for the year as is much of the other Reg NMS proposals. That's the opinion of several trading industry officials who spoke privately to Traders Magazine. They also say that any action on access fees "is dead" at least ...
- Research articles 2004-09-01
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