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online trading and sec

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Four in 10 become customers after one version of simulated online trading; Reality bites funny-money investors.
If investors can make a bundle in the stock market playing with funny money, will they trade just as much using their own dough? Companies such as E*Trade Group Inc. in Menlo Park, Calif., and Ameritrade Holding Corp. in Omaha, Neb., will be among ...
Tags: Ameritrade Inc., investor, online trading, SEC
Research articles 2001-02-26
SEC chair warns investors to use caution with online trading
WASHINGTON AP -- In a rare public statement to individual investors, the government's top securities regulator warned people to use as much caution trading over the Internet as when going through a broker.
Tags: online trading, SEC
Research articles 1999-01-28
SEC Online Trading Complaints Continue Their Sharp Rise - Industry Trend or Event - Brief Article
SEC Online Trading Complaints Continue Their Sharp Rise SEC Online Trading Complaints 1997 467 1998 1,478 1999 3,355 2000 4,271 Note: Table made...
Tags: industry, online trading, SEC, Sharp Corp.
Research articles 2001-05-21

Additional Resources

Tamarac Broadens Portfolio Rebalancing and Trading Platform Features, Automating More Back-Office Processes for Financial Advisors
Web-based software adds post-trade reconciliation, trade approvals and account notes SEATTLE, Sept. 24 /PRNewswire/ -- Tamarac Inc., the market leader in portfolio rebalancing and trading software, today announced three new portfolio management features to broaden its offering and continue its charter of delivering process efficiency and profitability...
Articles 2008-09-24
SSCNet Granted 10b-10 No Action Letter
Electronic Trade Confirmations Eliminate Need for Paper Disclosures WINDSOR, Conn. -- SS&C Technologies, Inc. (www.ssctech.com), a global provider of financial services software and software-enabled services, today announced it has received a no-action letter from the Securities and Exchange Commission SEC that will let broker-dealer clients of SSCNet provide...
Articles 2008-09-09
MacroSolve Inc. Goes Public
Registration Statement Declared Effective by the Securities & Exchange Commission TULSA, Okla. -- MacroSolve, Inc. (OTC: MCVE), parent company of Anyware Mobile Solutions, announced today that the company's S-1 registration statement has been declared effective by the Securities and Exchange Commission ("SEC"). The company is now trading under...
Articles 2008-08-27
Teekay Offshore Partners L.P. 2007 Annual Report Available Online
Teekay Offshore Partners L.P. Teekay Offshore or the Partnership (NYSE: TOO) today announced that its 2007 Annual Report on Form 20-F, including complete 2007 audited financial statements, was filed with the U.S. Securities and Exchange Commission SEC on April 11, 2008 and simultaneously made available on the Partnership's website, ...
Articles 2008-07-25
Teekay LNG Partners L.P. 2007 Annual Report Available Online
Teekay LNG Partners L.P. Teekay LNG or the Partnership (NYSE: TGP) today announced that its 2007 Annual Report on Form 20-F, including complete 2007 audited financial statements, was filed with the U.S. Securities and Exchange Commission SEC on April 11, 2008 and simultaneously made available on the Partnership's website, ...
Articles 2008-07-25
Farm Show Council meets
[ILLUSTRATION OMITTED] The North American Farm Show Council held its annual meeting this spring in Louisville, KY. Gathered are its officers followed by their organization, including: Doug Wagner, 2nd VP, Canada's Outdoor Show; Curt Kleoppel, 1st VP, Western Farm Show; Scott Grigor, Past-Pres, New York Farm...
Articles 2008-07-01
ValueRich, Inc. Announces a Consulting Agreement with Xi'an Qinba Pharmaceutical Co., Ltd
WEST PALM BEACH, Fla. -- ValueRich, Inc. (AMEX:IVA) a finance and media company that operates online and offline properties for public and private companies announced today a consulting agreement with Xi'an Qinba Pharmaceutical Co., Ltd. of China. Under the terms of the agreement, ValueRich will act as a...
Articles 2008-06-12
NewMarket China, Inc. Webcast Reviewing 2007 36% Revenue Increase to $40 Million With 83% Net Income Growth Now Available Online
NewMarket China, Inc. (OTCBB: NMCH) CEO John T.Verges and CFO Philip J. Rauch conducted a Webcast yesterday to review theCompany's 2007 business operations and financial performance filed lastweek on SEC Form 10-KSB. An archive of the call can be accessed at http://www.investorcalendar.com/IC/CEPage.asp?ID=127668 . Webcast Highlights --...
Articles 2008-04-10
CHAT LIVE in the only dedicated CHAT ROOM for Levcor International Inc. (LEVC.OB) shareholders!
M2 PRESSWIRE-2 April 2008-Stockwire.com: CHAT LIVE in the only dedicated CHAT ROOM for Levcor International Inc. (LEVC.OB) shareholders!C1994-2008 M2 COMMUNICATIONS LTD RDATE:02042008 AUSTIN, TX -- STOCKWIRE.com, one of the largest investment websites on the internet, is proud to announce...
Articles 2008-04-02
CHAT LIVE in the only dedicated CHAT ROOM for BINGO.COM LTD (BNGOF.OB) shareholders!
M2 PRESSWIRE-2 April 2008-Stockwire.com: CHAT LIVE in the only dedicated CHAT ROOM for BINGO.COM LTD (BNGOF.OB) shareholders!C1994-2008 M2 COMMUNICATIONS LTD RDATE:02042008 AUSTIN, TX -- STOCKWIRE.com, one of the largest investment websites on the internet, is proud to announce the...
Articles 2008-04-02
Bonds.com Announces Appointment of New Chief Financial Officer Rodger E. Rees
BOCA RATON, Fla. -- Bonds.com Group, Inc. ("Bonds.com" or the "Company") (OTCBB: BDCG), developer of BondStation, an innovative comprehensive online trading platform providing execution, liquidity and competitive pricing to the fragmented fixed income marketplace, announced the appointment of Rodger E. Rees as the Chief Financial Officer effective February 20, 2008....
Articles 2008-03-07
Money Management Q&A
How to avoid overpaying for a stock I placed an online order for 100 shares of a stock at $27 per share, but by the time the brokerage filled it, the stock's price had climbed to $35 per share. Do the rules limit the amount of time a brokerage can...
Articles 2008-01-18
Cosway Industries, Inc Appoints Transfer Online, Inc of Portland, Oregon as Company Transfer Agent
Cosway Industries, Inc, an SEC-reportingshell company, today announced that Transfer Online, Inc of Portland,Oregon has been appointed the company transfer agent. Transfer Online will facilitate the company's stock transfer activities andprovide shareholders access to many online services available through theTransfer Online website. The company believes that working with one of...
Articles 2008-01-07
XTend Medical (XMDC) Files Formal Complaint With FINRA Regarding Short Selling of Company Stock
XTend Medical Corporation (PINKSHEETS: XMDC)has learned through various channels that one of the top three onlinebrokerage firms is soliciting current shareholders to short XMDC stock. Thecompany also feels there are also additional individuals and/or brokeragefirms that are in non-compliance with Regulation SHO of the Securities andExchange Commission. According to the...
Articles 2007-11-09
Web Winners |
The volatile markets of late had us wondering how prospective stock traders might safely learn the game. We found sites to practice market skills - and some warnings against falling into the world of day trading. Virtual stock.  The online trading game from MarketWatch is one of many...
Articles 2007-08-26
Rabobank RaboPlus.
Jun 26, 2007 (The Age - ABIX via COMTEX) -- Rabobank, which has a strong brand with agricultural businesses, is offering a new internet banking product, RaboPlus. The product at www.raboplus.com.au effectively combines a high-yield savings account with an internet-based managed investment service. In Europe Rabobank...
Articles 2007-06-26
Test driving the brokers.
Byline: Helena Keers Jun 26, 2007 (AFR Smart Investor - ABIX via COMTEX) -- Using online sharebrokers is becoming increasingly popular with Australians, but choosing the right one can be hard. "AFR Smart Investor", with the help of Infochoice, has assessed some of...
Articles 2007-06-26
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