Byline: Frederick P. Gabriel Jr. And you think your cellphone bills are high? American International Group Inc., the New York insurer, agreed Thursday to pay $10 million to settle fraud charges for its role in alleged...
The SEC, in a statement following the resignation of Richard Grasso as chairman of the NYSE, affirmed that it is going to push for basic structural changes in how the Big Board is run. But even before the statement, SEC Chairman William Donaldson last mo The SEC, in a statement...
Byline: Frederick P. Gabriel Jr. Imagine Dorothy, the Tin Man and the Scarecrow crashing the bachelor party of a former Fidelity Investments trader. First, they'd be whisked away to trendy South Beach in Miami Beach, Fla., and taken aboard a ...
The SEC, in a statement following the resignation of Richard Grasso as chairman of the NYSE, affirmed that it is going to push for basic structural changes in how the Big Board is run. But even before the statement, SEC Chairman William Donaldson las The SEC,...
The furor over Richard Grasso's $140 million compensation calls into question not just corporate governance at the New York Stock Exchange, but also the whole concept of self-regulatory organizations in the financial services sector. The issue isn The furor over Richard Grasso's $140...
Competition between rivals can be a good thing -- at least, that's what Securities and Exchange Commission Chairman Arthur Levitt hopes. The Blue Ribbon Committee on Improving the Effectiveness of Corporate Audit Committees, which was formed at Competition between rivals...
Byline: Joel Chernoff When Santa reviews his lists of who's been naughty and who's been nice in money management this year, it's going to be really embarrassing. Managers who engaged in or permitted market timing in their mutual funds alone cou...
Richard A. Grasso, former head of the New York Stock Exchange, invoked the Fifth Amendment last year in declining to answer questions from Securities and Exchange Commission investigators about his knowledge of illegal trading by specialists, according to a lawyer in the office of New York...
WASHINGTON AFP — The Securities and Exchange Commission approved sweeping reforms of the New York Stock Exchange aimed at improving governance and eliminating conflicts of interest. The reforms, including a reconstituted board and new corporate governance measures, come after months of debate in the wake of the scandal...
In the wake of former NYSE chair Richard Grasso's resignation, public pension fund officials and state treasurers recently convened to urge the SEC and NYSE to restore the NYSE's credibility. California Treasurer Phil Angelides and CalPERS board president Sean Harrigan were among a group of 10 state treasurers...
More embarrassing information oozes out of the New York exchanges STRONG profits, announced this week by the likes of Merrill Lynch and Bank of America, might suggest that all is well on Wall Street. Yet America's main stock exchanges--which, unlike the headquarters of ...
Sep 09, 2003 (The Economist - ABIX via COMTEX) There are concerns about the pay given to Richard Grasso. He is the chairman of the New York Stock Exchange NYSE. In June 2003, the US Securities & Exchange Commission SEC asked for information about...
It's one thing for the Rev. Jesse Jackson to shake down Wall Street when he finds corporate officers weak or foolish enough to give in to his race-baiting tactics. It's quite another for the Bush administration to aid and abet Jackson's self-serving schemes. That's what happened a few weeks ago...
News Advisory: -- NY State Attorney General Eliot Spitzer, SEC Commissioner RoelCampos, NASDAQ President Hardwick Simmons, NYSE Chairman RichardGrasso, former HUD Secretary Henry Cisneros, to address mostprominent Latino entrepreneurs and corporate finance execs Increasing American Latino presence on the nation's corporateboards, expanding access to capital for Latino businesses,...
INSIDER TRADES NATIONWIDE DSN REPORT -- The following are major insider trades as reported to the SEC. STOCKS BOUGHT AutoZone: Andrew McKenna, director, bought 2,000 shares on Feb. 28 at $66.25, now owns 14,000 shares. Home Depot: Richard Grasso, director, bought 10,000...
NATIONWIDE DSN REPORT -- The following are major insider trades as reported to the SEC. Home Depot: Richard Grasso, director, bought 10,000 shares on Feb. 27 at $50.92 to $52.12, now owns 10,000 shares. Party City: Walter Salmon, director, bought 4,000 shares on Feb. 11 at...
M2 PRESSWIRE-18 September 2001-NASDAQ: Nasdaq CEO Simmons hosts Treasury Secretary O'Neill, SEC Chairman Harvey Pitt, NYSE Chairman Grasso, and others at Market Close; Amex Chairman Sodano, House Financial Services Committee Chairman Oxley, and Congresswoman Sue Kelly welcome back Equity Markets C1994-2001 M2...
By Joseph N. DiStefano, The Philadelphia Inquirer Knight Ridder/Tribune Business News Sep. 18--Beyond Wall Street's public celebration over the stock markets' reopening yesterday, pockets of the investment community are seething over the New York Stock Exchange's handling of the World Trade Center...
Investment firms and brokerage houses were cautious Wednesday, as U.S. stock exchanges remained closed for the second day following the New York terrorist tragedies. Wednesday afternoon New York Stock Exchange Chair Richard A. Grasso said that officials for the various markets hope to reopen by Friday, Monday...
Articles 2001-09-13
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