Previously, we asked you: Has the SEC's reputation been hurt by recent rulings finding fault with its interpretation of its own rules or rulemaking process? Yes - 86.4% No - 13.6% ...
If you made a movie about the recent spree of SECrulemaking, it would have to be called 'Too Fast, Too Furious.' --Steve Poss, senior partner at the law firm of Goodwin Procter LLP
State securities regulators are focused on fighting efforts to limit their use of conduct remedies in enforcement actions. That was the main concern voiced by the state cops at the annual North American Securities Administrators Association meeting held Sept. 9-14 in Chicago. Meanwhile, industry lawyers at the conference...
M2 PRESSWIRE-5 February 2003-PHLX: The Philadelphia Stock Exchange submits petition for rulemaking with Securities and Exchange Commission calling for SEC to ban exchange-sponsored options payment for order flow programsC1994-2003 M2 COMMUNICATIONS LTD RDATE:02042003 PHILADELPHIA -- The Philadelphia Stock Exchange submitted a...
CPAs: Foundation for Transparent Financial Reporting In the interim between Chairman Arthur Levitt's retirement from the SE(: and the appointment of new Chair Harvey Pitt, SEC Chief Accountant Lynn Turner sat down with Cion .itt Iha! Editor-in-Chief Bob (:olson for it far-ranging discussion about recent SEC activities and the...
The SEC held additional public hearings on its auditor independence rule proposal in New York City on September 13 and Washington, D.C., on September 20. (At press time, the names of those scheduled to testify and their comments were not available.) The SEC's proposed rulemaking would address the following...
The FDIC has announced it is notifying FDIC-supervised banks of a joint proposed rulemaking by the Securities and Exchange Commission and the Federal Reserve Board that would implement the statutory exceptions from the definition of "broker" conThe FDIC has announced it is notifying FDIC-supervised banks of a joint proposed rulemaking...
The U.S. Securities and Exchange Commission SEC is busier now than it's been since its inception in the 1930s, with much of its increased activities due to stepped-up rulemaking and enforcement. Commissioner Harvey J. Goldschmid spoke recently with The U.S. Securities and Exchange Commission SEC is...
CCH, Inc. (Riverwoods, IL) has published Sarbanes-Oxley Manual: A Handbook for the Act and SEC Rules, a desk reference designed to explain the Sarbanes-Oxley Act and all related SECrulemaking to date. It carries SEC and judicial interpretations of s CCH, Inc. (Riverwoods, IL) has published...
Byline: Sara Hansard WASHINGTON - The SEC can't win for losing. As a result of judicial overrides of its major regulatory initiatives in the past year, the Securities and Exchange Commission is less likely to try...
IMA member Roger Martin, CMA, has been named an Academic Accounting Fellow in the Office of the Chief Accountant of the Securities & Exchange Commission SEC. His term begins in August and runs through December 2008. In this position he will serve as a research resource for SEC staff and...
Access to foreign stock exchanges by U.S. trading houses is likely to get easier under a new Securities and Exchange Commission initiative, but only if the agency is satisfied with the standards of the regulatory regime under which the exchange operates. Based...
Access to foreign stock exchanges by U.S. trading houses is likely to get easier under a new Securities and Exchange Commission initiative, but only if the agency is satisfied with the standards of the regulatory regime under which the exchange operates. Based on recent comments by senior SEC...
On March 19, 2007, new regulations were issued to control the use of losses generated in a foreign jurisdiction and included in a U.S. tax filing; see TD 9315. These final regulations apply to dual consolidated losses DCLs incurred in tax years beginning after April 17, 2007....
The U.S. Seventh Circuit Court of Appeals has affirmed that sec 1692f of the Fair Debt Collection Practices Act, 15 USC sections 1692-1692o, will not serve, absent additional rulemaking on the part of the FTC, to alter Illinois state courts' right to decide how their judgments are to be collected....
Previously, we asked you: Has the SEC's reputation been hurt by recent rulings finding fault with its interpretation of its own rules or rulemaking process? Yes - 86.4% No - 13.6% Respondents: 396...
Previously, we asked you: Should CBS Radio have canceled Don Imus' show after he made a racially disparaging remark about members of the Rutgers women's basketball team? Yes - 31.5% No - 64% ...
Current Guidance for Public Company Auditors In 2005, the Public Company Accounting Oversight Board PCAOB adopted Ethics and Independence Rules Concerning Independence, Tax Services and Contingent Fees (PCAOB Release 2005-014, July 26, 2005). This omnibus release, the PCAOB's first independence and ethics rulemaking document, addressed tax services,...
NEW YORK -- Fitch Ratings believes that The Credit Rating Agency Reform Act of 2006 introduced on Friday in the United States Senate represents a significant step forward to prudently enhance competition in the rating agency industry. If Reform Act becomes law, Fitch expects that the U.S. Securities and Exchange...
CCH (Riverwoods, IL) Securities Law analyst Jim Hamilton has launched a new blog, Jim Hamilton's World of Securities Regulation (jimhamiltonblog. blogspot.com), to cover every level of securities regulation as it relates to public companies, accountants and auditors, broker-dealers, foreign issuers, hedge funds and others conducting a...
Articles 2006-07-01
<< Previous
page 1 of 1
Next >>
Premier Vendor Content
Whitepapers, webcasts & resources from our Power Center Sponsors
Beat the crowds and save big on their favorite sports gear! Shop today
