sec Resources on BNET
On CHOW: Does drinking ice water burn calories?

Resources

481 Resources for

sec

  • Subscribe to this listing via:
  • RSS
  • Email
Show All Related Tags Did you mean security (1,597 results), homeland security (450 results), business security (323 results), PricewaterhouseCoopers Consulting (321 results), Social Security (135 results)more...
Show Fewer Related Tags Did you mean security (1,597 results), homeland security (450 results), business security (323 results), PricewaterhouseCoopers Consulting (321 results), Social Security (135 results), sector (93 results), U.S. Department of Homeland Security (71 results), section (61 results), network security (47 results), Securities Industry Association (46 results), Section 404 (40 results), information security (31 results), securitization (29 results), border security (16 results), Transportation Security Administration (16 results), cyber security (14 results), asset based security (14 results), secretary (13 results), transportation security (9 results), IT security (8 results), SSH (8 results), secret (7 results), security management (7 results), Second Life (6 results), RSA Security Inc. (6 results), cargo security (6 results), data security (5 results), security strategy (5 results), prosecutor (5 results), Internet security (5 results), securities litigation (5 results), national security (5 results), SSL (5 results), Securities Exchange Act (4 results), trade secret (4 results), computer security (4 results), corporate security (4 results), cybersecurity (4 results), securities company (4 results), equity security (3 results), security administration (3 results), security technology (3 results), intersection (3 results), enterprise security (2 results), technology sector (2 results), social security number (2 results), SD card (2 results), security risk (2 results), Cyber Security Industry Alliance (2 results), security breach (2 results)fewer...

BNET Business Dictionary

SEC
Securities and Exchange Commission
SEC definition on BNET »

BNET Resources

sec Settles False Rumor Charge With Trader
NEW YORK (Reuters) - U.S. securities regulators said on Thursday they settled with a Wall Street trader accused of intentionally spreading false rumors about the planned acquisition of Alliance Data Systems Corp (ADS) while selling the stock short. Paul Berliner, 32,...
Tags: Advertising & Promotion, Investment, SEC, Blackstone Group LP, planned acquisition, trader, agency, regulator, wall, IM, stock, hedge fund, New York, Thomson Reuters Corp., alliance, e-mail
News items 2008-04-24
sec Refuses to Say Why Bear Enquiry Dropped: Report
NEW YORK (Reuters) - Regulatory officials turned down a congressional request to reveal why they aborted an inquiry into whether Bear Stearns Cos (BSC) improperly valued complex debt securities, hurting investors in the process, the Wall Street Journal reported on Wednesday....
Tags: Bear Stearns & Co. Inc., SEC, commission, investor, New York, bankruptcy, Thomson Reuters Corp.
News items 2008-04-23
Google Board Member Targeted by sec
Google director Ann Mather is facing civil charges by the Securities and Exchange Commission in connection to an options backdating scandal at Pixar, where Mather used to be CFO from 1999 to 2004. In Google's filing, the company disclosed: On April 23, 2008, Ann was advised...
Tags: Google Inc., Board, SEC, Pixar Animation Studios Inc., Director, Stock Options, Corporate Governance, Investment, Benefits, Financial Accounting, Human Resources, Stock Options & Grants, Business Operations, Corporate Law, Finance, Larry Dignan
Blog posts 2008-04-29
CEOs: Don't Sweat New sec Commissioners
CEOs probably don't have much to fear from the two new Democratic nominees to the U.S Securities & Exchange Commission. While both individuals have solid records, they are not seen to be boat rockers and are unlikely to do much to push the agenda of shareholder rights advocates. ...
Tags: Mutual funds, Retirement plans, Investment, Financial accounting, Peter Galuszka, SEC
Blog posts 2008-04-11
U.S. Senator Asks sec to Step Up Ratings Scrutiny: Report
NEW YORK (Reuters) - Sen. Charles Schumer met the SEC chairman to urge the regulatory agency to step up its scrutiny of conflicts of interest that may have played a role in bond rating companies' misses on the U.S. housing market, the Wall...
Tags: Financial accounting, Charles Schumer, SEC, Sen., miss, bond, chairman, New York, agency, Thomson Reuters Corp., monitor, financial, security
News items 2008-04-16
Slow-starting E-Proxies Help Governance, Ecology
Voting via electronic proxies could be be a way to both encourage shareholder democracy and save the environment. The process seems to be off to a slow start, however. This is the first proxy season since the U.S. Securities & Exchange Commission put rules into effect last...
Tags: Financial accounting, Peter Galuszka, Environmental Groups, shareholder, SEC, filing
Blog posts 2008-04-23
No Freedom of Speech for Executives
Champions of corporate transparency believe that dialog between shareholders, executives and directors is essential. Yet a big hurdle remains. Regulations at the U.S. Securities & Exchange Commission strictly regulate not just what can be said, but where and to whom it can be said. Known as Regulation...
Tags: Blogging, Corporate governance, Financial accounting, Peter Galuszka, Reg FD, blog
Blog posts 2008-04-21
sec's Christopher Cox Wants to Globalize Regulation
Executives are getting washed over with media coverage about the new financial regulatory blueprint spearheaded by Treasury Secretary Henry Paulson. Cries may be loud about the need for new oversight but one Paulson message stands clear: U.S. business must remain competitive in an increasingly global economy. Executives...
Tags: Regulations, Financial accounting, Cox, Peter Galuszka, Indian Stock Market, SEC, Henry Paulson
Blog posts 2008-04-07
JPMorgan May Face sec Civil Charges
NEW YORK (Reuters) - JPMorgan Chase & Co (JPM) said on Monday that it received a notice from federal regulators indicating that one of its units may face an enforcement action related to "the bidding of various financial instruments associated with...
Tags: J.P. Morgan Chase & Co., SEC, Financial Accounting, Security, Finance, Jpmorgan, xxBear Stearns Co.xx
News items 2008-05-12
Schering-Plough Now in the Feds' Crosshairs
The Vytorin scandal just got serious. Well, heck, it was already serious. Make this really serious: Investigation and Inquiries.  Through the date of filing this 10-Q, Schering-Plough, the joint venture and/or its ...
Tags: SEC, Merck & Co. Inc., Schering-Plough Corp., Attorney, Vytorin, Sales Strategy, Healthcare, Sales Force Management, Sales, David P. Hamilton
Blog posts 2008-05-07
Parsing Financial Statements Efficiently And Accurately Using C And Prolog
All public U.S. corporations are required by law to file a variety of financial documents with the U.S. Securities and Exchange Commission (the SEC). These documents describe the financial state of an organization, and are therefore of great interest to investors, and other members of the financial community. While the...
Tags: Financial accounting, PricewaterhouseCoopers Consulting, SEC, financial, financial analysis, financial statement
White papers
The Knock on From Enron
The Sarbanes-Oxley Act of 2002 (SOX) represents the biggest change to federal securities laws in recent history. As a result of the large corporate financial scandals involving Enron, WorldCom, Global Crossing and Arthur Andersen, the Act was passed to combat future reprisals. Since 2004, all publicly traded companies are required...
Tags: Sarbanes-Oxley, Regulatory compliance, Regulations, Enron Corp., Sarbanes-Oxley Act, SEC, accounting, financial
White papers
sec Adds Flexibility to Audit Committee "Financial Expert" Definition
Many companies already scrambling to understand and comply with the myriad provisions of Sarbanes-Oxley might be able to breathe a little easier now that the Securities and Exchange Commission has broadened its definition on audit committee financial experts. In response to complaints that the proposed definition of "financial expert" was...
Tags: Financial accounting, Protiviti, SEC, financial, Sarbanes-Oxley Act, audit
White papers
COSO back in the limelight
"The Sarbanes-Oxley Act of 2002, enacted by the US Congress and had a major impact not just in the US, but on the financial services industry globally. One consequence has been a new focus on internal controls. Companies listed on the US Securities and Exchange Commission (SEC) must comply...
Tags: Sarbanes-Oxley, Regulatory compliance, Regulations, SEC, Sarbanes-Oxley Act, financial service, industry
White papers
Sorting Out Best Practices in Disclosure Committee Charters
The paper depicts that in response to Section 302 of the Sarbanes-Oxley Act, the Securities and Exchange Commission (SEC) recommended in its August 29 release that companies create a committee with responsibility for considering the materiality of information and determining disclosure requirements on a timely basis. This committee, commonly called...
Tags: Protiviti, charter, SEC, Sarbanes-Oxley Act, best practice
White papers
Park Street Capital
Park Street Capital spun out of Tucker Anthony, the early leader in private equity investing nationwide. As one of Boston's most storied investment institutions readied itself to close shop after more than a century of success, a small group of its core investment staff prepared to take on a new...
Tags: restraint, public relations, SEC, private equity, leader
Case studies
Taking Stock of Equity Analysts
The SEC's settlement concerning equity research attempts to remove inappropriate influences on equity analysts who work for investment banks. But it doesn't fix the structural problems that these research groups face: they are now far too expensive given the lower margins in the equity business. The paper depicts that analysts...
Tags: Investment, Financial services, McKinsey & Co., equity, analyst
White papers
U.S. Hedge Fund Oversight Needs Teeth, Say Critics
By Rachelle Younglai WASHINGTON (Reuters) - Critics blasted a Treasury Department call for the $1.8 trillion hedge fund industry to better police itself, saying voluntary guidelines did little to protect investors and regulate the pools of capital. Instead, the guidelines should be mandatory...
Tags: Investment, Financial services, hedge fund, U.S. Department of Treasury, SEC, best practice, investor, asset, mortgage-backed security, annual reports, regulation, Washington, financial statement, agency, pension fund, mutual fund, standards, Thomson Reuters Corp., risk ma
News items 2008-04-15
Siemens Says sec Probe to Take Time: Paper
FRANKFURT (Reuters) - Siemens AG's (SIEGn) compliance chief expects an investigation by U.S. authorities into corruption at the company will some take time, though he is confident about the outcome, Tagesspiegel newspaper reported. "It can take a long time yet," Peter Solmssen told...
Tags: bribe, Siemens AG, Frankfurt, payment, CEO, knowledge, Thomson Reuters Corp., finance, telecommunications
News items 2008-04-13
Four Reasons to Love Sarbanes-Oxley
Not a fan of Sarbanes Oxley compliance? The regulations are better for your company than you might think. #1: It Bursts the IPO Bubble The dot-com boom and subsequent bust a decade ago was largely the result of...
Tags: Geoffrey James, Sarbanes Oxley, Sarbox, SOX, SEC, Financial, Regulation, Financial Control, Ernst & Young Partner Narain, Financial Accounting, Finance
Articles 2008-02-26
advertisement

Content Types

Articles (5 results)
Blog posts (13 results)
Case studies (3 results)
Discussion threads (1 results)
News items (6 results)
Presentations (8 results)
Webcasts (7 results)
White papers (438 results)

Refining Tags

Finance (408 results)
Financial Accounting (340 results)
Government (186 results)
Regulations (184 results)
Human Resources (182 results)
Sarbanes-Oxley (170 results)
Policies And Procedures (157 results)
Regulatory Compliance (149 results)
Sarbanes-Oxley Act (137 results)
Business Operations (103 results)
Financial (100 results)
Financial Services (77 results)
Audit (76 results)
Investment (71 results)
Financial Statements (56 results)
Corporate Governance (53 results)
Corporate Law (53 results)
Financial Planning (48 results)
Article (38 results)
Quality (37 results)
GAAP (34 results)
Benefits (33 results)
Accounting (33 results)
Operational Accounting (31 results)
Management (30 results)
CFO Publishing Corp. (26 results)
Rule (26 results)
Standards (26 results)
Security (25 results)
Act (24 results)
Sales (23 results)
Sales Force Management (22 results)
Audit Committee (22 results)
non-GAAP (21 results)
Certification (21 results)
Financial Reporting (20 results)
Attorney (17 results)
Mutual Funds (16 results)
Retirement Plans (16 results)
Commission (16 results)
Director (16 results)
Leadership (16 results)
MD&A (13 results)
Shareholder (13 results)
Financial Statement (13 results)
Software (12 results)
Equity (12 results)
New York Stock Exchange (12 results)
Business Ethics (12 results)
Board (12 results)
advertisement