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- Pacific Mercantile Bancorp is Pleased to Announce the Hiring of a New President and CEO for PMB Securities Corp
- COSTA MESA, Calif. -- Pacific Mercantile Bancorp ("Bancorp") (NASDAQ:PMBC) is pleased to announce that Gary D. Cohee has joined its subsidiary, PMB Securities Corp. ("the Securities Company") as its new president and chief executive officer. "As the Securities Company continues to grow and expand into the Los Angeles and San...
- Research articles 2004-10-27
- New Money Laundering Regs.(issued by the New York Stock Exchange and the National Association of Securities Dealers)(Brief Article)
- Securities firms should be given some lee- way in improving standards for detecting money laundering, according to one industry group. Securities firms should be given some lee- way in improving standards for detecting money laundering, according to one industry group.
- Research articles 2002-04-01
- COOPERATION BETWEEN CHINA AND OVERSEAS SECURITIES FIRMS IS OF GREAT
- AsiaInfo Services 05-17-2001 Cooperation Between China And Overseas Securities Firms Is of Great BEIJING, May 17, 2001 AsiaPort via COMTEX -- National Association of Securities Dealers NASD vice President and American Stock Exchange AMEX AsiaInfo Services ...
- Research articles 2001-05-17
- SECURITIES JV TALKS UNDERWAY
- AsiaInfo Services 12-27-2000 Securities JV talks underway CHINA, Jan 03, 2001 AsiaPort via COMTEX -- Talks are underway for the establishment of a number of joint venture securities companies in China, marking another strategic move by the ...
- Research articles 2000-12-27
- Back to basics: Merrill Lynch.
- Securities giant Merrill Lynch controls most of the US retail asset management market, with over $400 billion in funds. The success of such products as the Cash Management Account CMA has made the retail sector the largest revenue source for the firm.Securities giant Merrill Lynch controls most of the US...
- Research articles 1991-09-21
- Wall Street leaps into riskier trades; Firms use own money to find profits.(News)(Goldman Sachs Group Inc.'s earnings)
- Byline: stephen gandel When Goldman Sachs Group Inc.'s earnings rose in its most recent quarter, in the midst of the worst environment for Wall Street since the Great Depression, analysts pointed to an unlikely business as the savior: proprietary Byline: stephen gandel...
- Research articles 2002-11-04
- Securities Industry Outlook '05
- Fitch believes that financial performance of the securities firms and universal banks was quite good for 2004 given the overall economic and geo political environment. The continued strength of the mortgage market in the first half of 2004 and continued expansion of credit derivatives allowed generation of revenues from the...
- White papers 2004-12-01
- Driving Bottom Line Results With Business Intelligence
- The competitive threat in the insurance industry has never been greater. The Financial Services Modernization Act of 1999 significantly changed the business landscape for the financial services industry which includes banks, securities firms and insurance companies. The Act eliminates many state and federal law barriers imposed by the Glass-Steagall Act...
- White papers 2002-10-01
- Uncovering the Securities Firm
- Despite their importance to the investment industry and the economy at large, securities firms are still somewhat of a mystery to the average investor. Many retail investors interact with only their personal financial advisor or broker, and therefore lack insight into the larger set of roles within the firm. It...
- White papers 2004-06-11
- Financial Overhaul
- The Gramm-Leach-Bliley Act repeals the restrictions on banks affiliating with securities firms contained in sections 20 and 32 of the Depression era Glass-Steagall Act. The Act creates a new "Financial Holding Company" ("FHC") under which affiliations between banks, securities firms, insurance companies, and other financial services organizations may occur. Read...
- White papers 2000-06-01
Additional Resources
- SOUTHWEST SECURITIES TO REGROUP ITSELF
- AsiaInfo Services 03-23-2006 Southwest Securities to Regroup Itself CHONGQING, Mar 23, 2006 SinoCast via COMTEX -- The regrouping scheme of Southwest Securities Inc. has won approval from the State Council of China, the nation's cabinet. Southwest Securities, currently...
- Research articles 2006-03-23
- Irvine, Calif., Investment Banker and Seattle Securities Firm Might Merge.(Originated from The Orange County Register, Calif.)
- IRVINE, Calif.--Jan. 28--Regional investment banker L.H. Friend, Weinress, Frankson & Presson Inc. is once again in merger talks, this time with Seattle securities company National Securities Corp. IRVINE, Calif.--Jan. 28--Regional investment banker L.H. Friend, Weinress, Frankson & Presson Inc. is once...
- Research articles 1997-01-28
- BNP PARIBAS TO ESTABLISH SECURITIES JOINT VENTURE IN CHINA.
- BEIJING, March 8 Asia Pulse - French banking group BNP Paribas and Chinese securities firm Changjiang Securities will set up a Sino-foreign securities joint venture in China. According to an agreement, the joint venture securities company will provide financial services under Chinese laws and regulations, covering the distribution,...
- Research articles 2002-03-08
- Dallas-Based Securities Company Plans Spinoff of Management, Trust Division.
- By Crayton Harrison, The Dallas Morning News Knight Ridder/Tribune Business News Dec. 16--Southwest Securities Group Inc. said Friday it will spin off its Westwood Management and Westwood Trust units into a separate, public company. Dallas-based Southwest Securities said it has already...
- Research articles 2001-12-16
- CHANGJIANG SECURITIES MAKES A DEBUT ON SZSE
- AsiaInfo Services 12-28-2007 Changjiang Securities Makes a Debut on SZSE SHENZHEN, Dec 28, 2007 SinoCast via COMTEX -- Chinese securities company Changjiang Securities Co., Ltd. listed on the Shenzhen Stock Exchange on December 27, 2007, via a backdoor listing with Shijiazhuang...
- Research articles 2007-12-28
- HONG KONG: SECURITIES COMPANY FINED FOR CONTROL FAILINGS.
- According to news.gov.hk: The Securities & Futures Commission has reprimanded and fined Sun Growth Securities $120,000, and its responsible officers Stephen Ng and Kao Wing-lun $221,000 and $64,000, for internal control failings. The commission r According to news.gov.hk: The Securities & Futures Commission has reprimanded...
- Research articles 2006-04-24
- Pru to Take Stake in Korean Firm.(Prudential Insurance Company invests in South Korean company)(Brief Article)
- Prudential Insurance Company of America has agreed to invest up to $500 million in a South Korean mutual fund and securities company, broadening its operations in a country where it already has a well-established life insurance subsidiary. Prudential Insurance Company of America has agreed...
- Research articles 2000-09-01
- Kaupthing Bank acquires Norwegian securities firm A Sundvall ASA
- NORDIC BUSINESS REPORT-27 February 2004-Kaupthing Bank acquires Norwegian securities firm A Sundvall ASAC1994-2004 M2 COMMUNICATIONS LTD http://www.m2.com The Icelandic financial group Kaupthing Bank said on Thursday (26 February) that it had acquired the Norwegian securities company A Sundvall ASA. The company was sold by its founders Audar Sundvall...
- Research articles 2004-02-27
- Panel clears N.O. securities dealer of political bribery
- The head of a New Orleans municipal securities company has been cleared of bribing public officials. The National Association of Securities Dealers filed a complaint against Lawrence Sisung Jr., president of Sisung Securities Corp., in July 2003 claiming he benefited illegally by contributions to state Sens. Paulette Irons and Jon...
- Research articles 2004-11-29
- Securities week adds to momentum for change. (Stock market watch: Mezfin).
- LAST week's giant securities promotion proved a major hit with hundreds of securities company and listed firm representatives and university students participating. The Securities Week was designed to breathe fresh life into the stock market and serve as an impetus for the market's stable and efficient development. The...
- Research articles 2003-05-19
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