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securities exchange act

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Amendments To Rule 10b-18 Under The Securities Exchange Act Of 1934
Rule 10b-18 (the “Rule”) under the Securities Exchange Act of 1934 (the “Exchange Act”), provides issuers with a “safe harbor” from liability for stock market price manipulation under Sections 9a(2) and 10b of the Exchange Act and Rule 10b-5 under the Exchange Act, solely by reason of the manner, timing,...
Tags: Regulations, Mergers & Acquisitions, Securities Exchange Act, Safe Harbor, commission, merger, acquisition, security
White papers 2003-10-20
Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 (the “Act”) (SEC Release No. 33-8177
On January 15, 2003, the SEC adopted rules requiring companies, other than registered investment companies, to include two new types of disclosures in their annual reports filed pursuant to the Securities Exchange Act of 1934. To accommodate the filing requirements of the new rules, the SEC also amended Form 8-K,...
Tags: Regulations, Securities Exchange Act, SEC, annual reports, Sarbanes-Oxley Act
White papers 2003-01-30
Amended Reporting Obligation
From the executive summary: ‘‘The recently enacted Sarbanes-Oxley Act amended the reporting obligations under Section 16a of the Securities Exchange Act that are applicable to officers, directors and 10% beneficial owners of U.S. companies. The Sarbanes-Oxley Act shortens, the time period in which certain Section 16a reports must be filed...
Tags: Sarbanes-Oxley, Regulatory compliance, Regulations, Securities Exchange Act, Sarbanes-Oxley Act, security
White papers 2002-08-13
Accelerated Under Section 16(a)
The recently enacted Sarbanes-Oxley Act of 2002 amended the reporting obligations under Section 16a of the Securities Exchange Act of 1934 that are applicable to officers, directors and 10% beneficial owners of equity securities of U.S. companies with a class of equity securities registered under Section 12 of the Securities...
Tags: Sarbanes-Oxley, Regulations, Regulatory compliance, equity security, Securities Exchange Act, Sarbanes-Oxley Act, equity, officer
White papers 2002-08-13

Additional Resources

Stull, Stull & Brody Announces Class Action Lawsuit on Behalf of Investors in Fifth Third Bancorp
Attorney Advertising. Notice is hereby giventhat a class action has been commenced in the United States District Courtfor the Southern District of Ohio, on behalf of all persons who purchasedthe securities of Fifth Third Bancorp ("FITB" or the "Company") (NASDAQ: FITB) (NYSE: FTB-PA) (NYSE: FTB/PA) (NYSE: FTB-PC) (NYSE: FTB/PC) fromOctober...
Articles 2008-07-16
Longview Capital Partners Acquires Additional Shares of Pacific Coast Nickel Corp.
Longview Capital Partners Incorporated("Longview") (TSX: LV) issues this press release pursuant to Section 111 ofthe Securities Act British Columbia, Section 141 of the Securities ActAlberta and Section 101 of the Securities Act Ontario with respect toPacific Coast Nickel Corp. ("NKL") Pursuant to a single trade conducted on the TSX Venture...
Articles 2008-07-16
Holzer Holzer & Fistel, LLC Reminds Purchasers of Healthways, Inc. Common Stock That the Deadline to Petition the Court for Lead Plaintiff Appointment Is August 4, 2008
Holzer Holzer & Fistel, LLC has filed a classaction lawsuit in the United States District Court for the Middle Districtof Tennessee on behalf of purchasers of Healthways, Inc. ("Healthways" orthe "Company") (NASDAQ: HWAY) common stock during the period betweenOctober 17, 2007 and February 26, 2008, inclusive (the "Class Period"), andthe...
Articles 2008-07-16
Peerless Systems Announces the Adoption of a Share Buyback Program
Peerless Systems Corporation (NASDAQ: PRLS)today announced that the Company's Board of Directors authorized therepurchase of up to 2.0 million shares of common stock, in accordance witha written plan adopted pursuant to Rule 10b5-1 under the SecuritiesExchange Act of 1934, as amended. Chairman of the Board Timothy E. Brog said, "This...
Articles 2008-07-16
Milberg LLP Announces the Filing of Class Action Lawsuit Against MRV Communications, Inc. -- MRVC
Attorney Advertising. Prior Results Do NotGuarantee a Similar Outcome. The law firm of Milberg LLP ("Milberg")announced today that it has filed a lawsuit in the United States DistrictCourt for the Central District of California against MRV Communications,Inc. ("MRV" or the "Company") (NASDAQ: MRVC) and certain of MRV's officersand directors...
Articles 2008-07-16
Shalov Stone Bonner & Rocco LLP Reminds Franklin Bank Corp. Investors That the Lead Plaintiff Deadline Is August 5, 2008, and That the Expanded Class Period Is April 26, 2007, Through May 1, 2008
The law firm of Shalov Stone Bonner & RoccoLLP, which has filed a securities fraud class action on behalf of allinvestors who purchased or otherwise acquired the common or preferred stockof Franklin Bank Corp. (NASDAQ: FBTX) (AMEX: FBK-P) ("Franklin" or the"Company"), in the period between April 26, 2007, and May...
Articles 2008-07-15
Landmark Land Company, Inc. Declares $.025 Dividend
The Board of Directors of Landmark LandCompany, Inc. (PINKSHEETS: LLND) on July 14, 2008 declared a dividend of$.025 per share of the company's common stock to shareholders of record atthe close of business on August 22, 2008. The dividend payment shall bepayable on September 2, 2008. Landmark Land Company,...
Articles 2008-07-15
US acts to curb speculative sales in financial firms
WASHINGTON AFP — US stock market regulators will move to curb speculative share sales of big financial firms including Fannie Mae and Freddie Mac in an effort to stabilize the marketplace, the top regulatory official said Tuesday. Securities and Exchange Commission chairman Christopher Cox told the Senate Banking...
Articles 2008-07-15
Maxus Realty Trust, Inc. Announces Intent to Delist Voluntarily From the Nasdaq Capital Market, Shares to be Traded in the Pink Sheets
NORTH KANSAS CITY, Mo., July 15 /PRNewswire-FirstCall/ -- The Board of Trustees of Maxus Realty Trust, Inc. , a real estate investment trust (the "Trust") has decided to voluntarily delist the Trust's common stock from quotation on the Nasdaq Capital Market ("Nasdaq"). The Trust provided notice to Nasdaq...
Articles 2008-07-15
Cohen, Milstein, Hausfeld & Toll, P.L.L.C. Announces Class Action Lawsuit on Behalf of Investors in Franklin Bank Corp
WASHINGTON -- The law firm Cohen, Milstein, Hausfeld & Toll, P.L.L.C. has filed a lawsuit in the United States District Court for the Southern District of Texas on behalf of all purchasers of the common stock and preferred shares of Franklin Bank Corp. ("Franklin") (NASDAQ:FBTX) between April 26, 2007 and...
Articles 2008-07-15
Digitiliti, Inc. Announces Filing of Form 10/A-2 Registration Statement with the SEC and Availability of First Quarter 2008 Unaudited Condensed Consolidated Financial Statements
ST. PAUL, Minn. -- Digitiliti, Inc. (the "Company")(Pink Sheets: DIGI), announced today that it had filed its Form 10/A-2 Registration Statement with the Securities and Exchange Commission (the "SEC") and had released its unaudited condensed consolidated financial statements for the first quarter 2008. Form 10/A-2 Registration Statement ...
Articles 2008-07-15
Blackhawk Capital Group BDC, Inc. Announces Sale of Additional Shares in Its Regulation E Offering
NEW YORK, July 14 /PRNewswire-FirstCall/ -- Blackhawk Capital Group BDC, Inc. (BULLETIN BOARD: BHCG) , a business development company registered under the Investment Company Act of 1940 ("Blackhawk"), announced on July 14, 2008 that it has sold an additional $600,000 (600,000 shares at $1.00 per share) bringing the...
Articles 2008-07-14
Handbook of Energy Engineering, 6th Edition Available Now
DUBLIN, Ireland -- Research and Markets (http://www.researchandmarkets.com/research/80ab4e/handbook_of_energy) has announced the addition of the "Handbook Of Energy Engineering, 6th Edition" report to their offering. Authors: Albert Thumann, P.E., C.E.M., and D. Paul Mehta, Ph.D. Covering the latest codes and standards and the Energy Independence and...
Articles 2008-07-14
Stull, Stull & Brody Announces Class Action on Behalf of Shareholders of MRV Communications, Inc.
Attorney Advertising. Notice is hereby giventhat a class action has been commenced in the United States District Courtfor the Central District of California on behalf of all purchasers of thecommon stock of MRV Communications, Inc. ("MRV" or the "Company") (NASDAQ: MRVC) between March 31, 2003 and June 5,...
Articles 2008-07-11
Holzer Holzer & Fistel, LLC Announces That It Has Filed a Shareholder Class Action Against MRV Communications, Inc. (NASDAQ: MRVC)
A shareholder class action lawsuit has beenfiled in the United States District Court for the Central District ofCalifornia on behalf of purchasers of MRV Communications, Inc. ("MRV" orthe "Company") (NASDAQ: MRVC) common stock during the period between March31, 2003 and June 5, 2008 (the "Class Period"). The complaint charges...
Articles 2008-07-11
Norfolk Southern Extends Registered Exchange Offer
NORFOLK, Va., July 11 /PRNewswire-FirstCall/ -- Norfolk Southern Corporation announced that it has extended the expiration date of its offer to exchange up to $600 million aggregate principal amount of its 5.75% Senior Notes due 2018 (the "Exchange Notes") registered under the Securities Act of 1933, as amended, for...
Articles 2008-07-11
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