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13 Resources for

securities exchange act

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Stora Enso intends to delist from the New York Stock Exchange and to deregister and terminate its U.S. reporting obligations under the Securities Exchange Act of 1934
Stora Enso Oyj News Release December 7, 2007 at 07.00 GMT
Tags: Securities Exchange Act, NYSE Euronext
Research articles 2007-12-07
Trulite, Inc. Files with SEC to Cease to be a Reporting Company Under the Securities Exchange Act of 1934
Company's Common Stock No Longer Eligible for Trading on OTCBB
Tags: Company, SEC, Securities Exchange Act
Research articles 2008-06-05
SEC's Commission Guidance.(Securities Exchange Act)
Commission dollars can be spent on research, but they must be restricted to advice, analyses and reports within the meaning of the Section 28e(3) of the Securities Exchange Act. Market, financial and similar data are eligible for a safe harbor. Tha Commission dollars can be spent...
Tags: commission, SEC, Securities Exchange Act
Research articles 2005-11-01
Madison Bancshares Intends to Deregister under the Securities Exchange Act, Delist Its Common Stock from Nasdaq and Commence Trading Through the 'Pink Sheets'
Business Editors
Tags: Nasdaq Stock Market Inc., Securities Exchange Act
Research articles 2003-02-28
Lottery & Wagering Solutions Inc. Announces the Suspension of Duty to File Reports under the Securities Exchange Act of 1934
PEMBROKE PINES, Fla. -- Lottery & Wagering Solutions Inc. (OTCBB:LWSL) announced today that it had filed a Form 15 with the Securities and Exchange Commission giving notice of the suspension of its duty to file reports under Sections 13 and 15d of the Securities Exchange Act of 1934.
Tags: Securities Exchange Act
Research articles 2005-05-03
Atlantis Plastics, Inc. Announces Intention to Voluntarily Delist from NASDAQ and Withdraw its Class A Common Stock from Registration under the Securities Exchange Act
ATLANTA -- Atlantis Plastics, Inc. (NASDAQ:ATPL) (the "Company"), today announced that its Board of Directors has determined to voluntarily delist its common shares from the NASDAQ Capital Market. In connection with the delisting of its shares, the Company intends to file a Form 25, Notification of Removal from Listing and/or...
Tags: Company, Nasdaq Stock Market Inc., SEC, Securities Exchange Act
Research articles 2008-03-07
IRTN announced today that it has filed form 10-SB under Section 12-G- of the Securities Exchange Act of 1934 with the Securities and Exchange Commission, Washington, D.C. 20549
Business Editors
Tags: SEC, Securities Exchange Act
Research articles 2000-02-11
View Systems Filing to Register Its Stock Under Section 12G Of the Securities Exchange Act of 1934 Now Available On SEC Edgar Electronic Database
ENGLEWOOD, Colo.--BUSINESS WIRE--August 23, 1999--
Tags: SEC, Securities Exchange Act, stock
Research articles 1999-08-23
GENESYS CONFERENCING intends to Voluntarily Delist its American Depositary Shares (ADSs) from the Nasdaq Global Market and to Deregister under the US Securities Exchange Act of 1934
- Genesys Conferencing (Euronext Eurolist C: FR0004270270) (NASDAQ: GNSY), a global multimedia conferencing and collaboration services leader, today announced that it intends to apply for the voluntary delisting of its American Depositary Shares ADSs from the Nasdaq Global Market and voluntarily terminate the registration of its securities under the U.S....
Tags: Genesys Telecommunications Laboratories, Nasdaq Stock Market Inc., Securities Exchange Act
Research articles 2007-05-11
Amended Reporting Obligation
From the executive summary: ‘‘The recently enacted Sarbanes-Oxley Act amended the reporting obligations under Section 16a of the Securities Exchange Act that are applicable to officers, directors and 10% beneficial owners of U.S. companies. The Sarbanes-Oxley Act shortens, the time period in which certain Section 16a reports must be filed...
Tags: Sarbanes-Oxley Act, Securities Exchange Act, White & Case, Sarbanes-Oxley, Regulatory Compliance, Regulations, Government, Financial Accounting, Finance, Human Resources, Policies And Procedures
White papers 2002-08-13
Amendments To Rule 10b-18 Under The Securities Exchange Act Of 1934
Rule 10b-18 (the "Rule") under the Securities Exchange Act of 1934 (the "Exchange Act"), provides issuers with a "safe harbor" from liability for stock market price manipulation under Sections 9a(2) and 10b of the Exchange Act and Rule 10b-5 under the Exchange Act, solely by reason of the manner, timing,...
Tags: Securities Exchange Act, Amendment, Stradley Ronon Stevens & Young, Rule, Regulations, Mergers & Acquisitions, Government, Investment, Finance
White papers 2003-10-20
Accelerated Under Section 16(a)
The recently enacted Sarbanes-Oxley Act of 2002 amended the reporting obligations under Section 16a of the Securities Exchange Act of 1934 that are applicable to officers, directors and 10% beneficial owners of equity securities of U.S. companies with a class of equity securities registered under Section 12 of the Securities...
Tags: Equity Security, Sarbanes-Oxley Act, Officer, Equity, Securities Exchange Act, White & Case, Sarbanes-Oxley, Regulations, Regulatory Compliance, Investment, Financial Services, Government, Financial Accounting, Finance, Human Resources, Policies And Procedures
White papers 2002-08-13
Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 (the "Act") (SEC Release No. 33-8177
On January 15, 2003, the SEC adopted rules requiring companies, other than registered investment companies, to include two new types of disclosures in their annual reports filed pursuant to the Securities Exchange Act of 1934. To accommodate the filing requirements of the new rules, the SEC also amended Form 8-K,...
Tags: Sarbanes-Oxley Act, SEC, Securities Exchange Act, Hinshaw & Culbertson, Regulations, Financial Statements, Government, Financial Accounting, Finance
White papers 2003-01-30

Additional Resources

Stora Enso seeks to terminate registration of its securities under Section 12(g) of the US Securities Exchange Act of 1934 (the "Exchange Act") and terminate its reporting obligations under Section 13(a) and Section 15(d) of the Exchange Act
Stora Enso Oyj News Release January 7, 2008 at 12.30 GMT HELSINKI, Finland - Stora Enso (OTC: SEOAY) today announced that Pursuant to the decision of Stora Enso's Board of Directors on 7 December 2007 to delist Stora Enso's American Depositary Receipts ADRs from the New York...
Tags: FINANCE, Government, Regulations, SEC, security
Research articles 2008-01-07
Russel Metals to Terminate Its Reporting Obligations Under the U.S. Securities Exchange Act of 1934
Russel Metals Inc. (TSX: RUS) today announced that it intends to terminate its reporting obligations under section 15d of the Securities Exchange Act of 1934 ("Exchange Act") with respect to its 6.375% Senior Notes due March 1, 2014. Pursuant to the newly-adopted Rule 12h-6 under the Exchange Act, the...
Tags: Groupware, SEC, SOFTWARE
Research articles 2007-09-10
Russel Metals to Terminate Its Reporting Obligations Under the U.S. Securities Exchange Act of 1934.
TORONTO, ONTARIO, Sep 10, 2007 CCNMatthews via COMTEX -- Russel Metals Inc. (TSX:RUS) today announced that it intends to terminate its reporting obligations under section 15d of the Securities Exchange Act of 1934 ("Exchange Act") with respect to its 6.375% Senior Notes due March 1, 2014....
Tags: Government, Groupware, Regulations, SEC, SOFTWARE
Research articles 2007-09-10
PCCW Limited Intention to File Form 15F to Deregister under the United States Securities Exchange Act
HONG KONG -- On March 28, 2007, the Board of PCCW approved the delisting of its American Depositary Shares ("ADSs") from the New York Stock Exchange, Inc. ("NYSE") and the deregistration of these ADSs and the underlying ordinary shares under the Securities Exchange Act of 1934 (the "Exchange Act") due...
Tags: ADS, PCCW Ltd.
Research articles 2007-06-04
Textualist statutory interpretation kills section 10(b) "aiding and abetting" liability. (Securities Exchange Act of 1934)
The U.S. Supreme Court decided in First Central Bank of Denver v. First Interstate Bank of Denver that securities professionals cannot be held liable for private damages except if they engage in manipulative acts. The Court strictly interpreted Section 10b by not allowing the private aiding and abetting liability implied...
Tags: bank, Cir, investor, judge, SEC, security, statute, theory, U.S. Congress
Research articles 1996-01-01
Securities Exchange Act: Review of Reporting Under Section 10A.
GAO-03-982R September 3, 2003 This report responds to Representative John Dingell's request that GAO update our February 4, 2000, report on reporting under Section 10A of the Securities Exchange Act of 1934. Section 10A requires reporting to the Securities and Exchange Commission SEC when, during the course of...
Tags: audit, FINANCE, financial, fraud, SEC
Research articles 2003-10-01
The Sports Club Company, Inc. Deregisters Common Stock Under Section 12G of the Securities Exchange Act of 1934
LOS ANGELES -- The Sports Club Company, Inc. (Pink Sheets:SCYL) announced today that it had filed a Form 15 with the Securities and Exchange Commission to deregister its common stock and suspend its reporting obligations under the Securities Exchange Act of 1934. As a result of filing the Form 15...
Tags: Company, FINANCE, financial, Government, Regulations, SEC
Research articles 2006-08-11
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