Resources

3 Resources for

securities

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BNET Resources

Is Your Company at Risk for Financial Restatements?
Financial restatements strain resources and unnerve shareholders. It's a wild, post-Sarbox world. Here's how smart companies survive. Restate and Main: Is Your Company Vulnerable? Source: CFO Publishing This column from CFO Publishing looks...
Tags: SOX, Financial Restatements, Sarbox, Sarbanes-Oxley Act, BNET Staff, Restatement, Financial, Financial Accounting, Finance, Securities, Top 5
Articles 2008-03-11
Bernanke On AIG
After taxpayers were forced to spend another $30 billion to bail out AIG, Federal Reserve chairman Ben Bernanke lashed out at the insurance giant. Katie Couric reports.
Tags: American International Group Inc., MoneyWatch, Insurance, Financial Planning, Business Operations, Corporate Insurance, Finance, Breaking News, Evening, Business, Economy, SEC, Securities, Wall Street, Loan, Mortgage, Crisis, Depression, Money, Tax, U.S., Bank
Videos 2009-04-15
Busting Market Myths
Forget what you think you know about investing. Investment strategist Rob Arnott explodes some of the most widely held myths about what really works.
Tags: Myth, MoneyWatch, Financial, Financial Market, Financial Accounting, Strategy, Finance, Management, investing, myths, risk, reward, stocks, bonds, securities, market, Eric Schurenberg, Rob Arnott
Videos 2009-03-11

Additional Resources

SEC Charges Two Former J.P. Morgan Securities Officers in Alabama Illegal Payments Scheme
« Corp Fin Staff Release New Guidance on Shareholder Proposals related to Risk and Succession Planning | Main | Three Former Symbol Technologies Settle Accounting Fraud Charges » The SEC filed fraud charges against Charles E. LeCroy and Douglas W. MacFaddin, two former directors of J.P. Morgan Securities Inc. in connection with an unlawful...
Tags: J.P. Morgan Chase & Co., SEC, Alabama
News items 2009-11-04
SUN SECURITIES, FOUNDER SECURITIES TO COMBINE IN CHANGSHA
AsiaInfo Services 01-24-2007 Sun Securities, Founder Securities to Combine in Changsha CHANGSHA, Jan 24, 2007 SinoCast via COMTEX -- Founder Securities Co., Ltd. and Sun Securities Co., Ltd. will combine to form a new securities firm. Afte ...
Tags: security, Sun Microsystems Inc.
Research articles 2007-01-24
Developments In Securities Laws
As businesses increasingly embrace partnerships, limited partnerships, and limited liability companies ("LLCs") as the business organizations of choice, an entity's principals, as well as its investors, must be aware of the securities law issues affecting such pass-through entities. It is not uncommon for these entities to be organized with scant,...
Tags: Security, Partnership, Securities Law, Business Structures, Finance
White papers 2002-07-18
FOUNDER SECURITIES, SUN SECURITIES MERGER IN FINAL STAGE
AsiaInfo Services 11-19-2007 Founder Securities, Sun Securities Merger in Final Stage ZHEJIANG, Nov 19, 2007 SinoCast via COMTEX -- The proposal that Zhejiang-based Founder Securities Co., Ltd. is to merge Hunan-headquartered Sun Securities C AsiaInfo Services 11-19-2007...
Tags: merger, security, Sun Microsystems Inc.
Research articles 2007-11-19
LAND SECURITIES GROUP PLC - LandSec reaches first close on Trillium PPP jv.
For immediate release 14 December 2007 Land Securities Group PLC ("Land Securities") Land Securities reaches first close on Trillium PPP joint venture Land Securities Group PLC has today announced the first closing of Trillium PPP I For immediate...
Tags: PPP
Research articles 2007-12-14
LAND SECURITIES GROUP PLC - Trillium fund closed.
18 March 2008 For immediate release LAND SECURITIES GROUP PLC ("Land Securities") LAND SECURITIES SUCCESSFULLY CLOSES TRILLIUM'S PPP JOINT VENTURE Land Securities Group PLC has today announced the successful closing of Trillium PP 18 March 2008...
Tags: Trillium Corp., Land Securities Group Plc.
Research articles 2008-03-18
Are Financial Instruments Issued by Agricultural Cooperatives Securities? A Framework of Analysis
The Securities Act of 19332 and the Securities Exchange Act of 1934 provide the basic framework for regulation of the issuance, distribution, and trading of securities in the United States. The basic function of the Securities Acts is to shine direct light upon financial instruments through full and complete disclosure...
Tags: Financial, Financial Instrument, Instrument, Analysis, Hinshaw & Culbertson, Financial Accounting, Security, Finance
White papers 2003-01-01
Mortgage Securities
Mortgage securities represent an ownership interest in mortgage loans made by financial institutions savings and loans, commercial banks or mortgage companies to finance the borrower's purchase of a home or other real estate. Mortgage securities are created when these loans are packaged, or "pooled," by issuers or services for sale...
Tags: Mortgage, Mortgage Security, Security
White papers 2003-01-01
MERRILL LYNCH SECURITIES TO PURCHASE HONGYUAN SECURITIES?
AsiaInfo Services 04-03-2003 Merrill Lynch Securities to Purchase Hongyuan Securities? CHINA, Apr 03, 2003 SinoCast via COMTEX -- In the trading of March 27, Hongyuan Securities Hongyuan climbed up to the limit which drove financial shares AsiaInfo Services ...
Tags: Merrill Lynch & Co. Inc., security
Research articles 2003-04-03
Securities Acts: Requirements for Accounting
SECURITIES ACTS: REQUIREMENTS FOR ACCOUNTINGCompanies issuing securities to the public are required to file registration reports and statements with the U.S. Securities and Exchange Commission SEC in accordance with the Securities Act of 1933 and the Securities Exchange Act of 1934. The 1933 act requires that a registration statement be...
Tags: accounting, FINANCE, financial, SEC, SECURITY
Research articles 1999-01-01
Kemper Securities changes name to EVEREN Securities; The nation's 20th largest employee-owned firm
CHICAGO--BUSINESS WIRE--Sept. 14, 1995--Kemper Securities, Inc., has begun operating as EVEREN Securities, Inc. -- the nation's 20th largest majority employee-owned company, James R. Boris, chairman and chief executive officer of EVEREN Securities, Inc., announced today.As previously announced, Kemper Securities changed its name following the completion of Kemper Corporation's divestiture of...
Tags: Business Wire, FINANCE, Investment
Research articles 1995-09-14
BA Securities, Inc. Changes to BancAmerica Securities, Inc
SAN FRANCISCO--BUSINESS WIRE--Jan. 16, 1997--BA Securities, Inc. has obtained approvals necessary to change its name to BancAmerica Securities, Inc. BASI. The unit is a wholly owned subsidiary and the domestic wholesale securities broker/dealer of BankAmerica Corporation, and houses its securities sales, trading, investment banking and corporate underwriting activities. ...
Tags: Business Wire, FINANCE, Investment, SECURITY
Research articles 1997-01-16
Cash & Securities Services: Scope Of Target2 In Flux - Target2-Securities, The European Central Bank's Controversial Proposal To Build A Single Settlement Platform For Euro-based Securities, Would Split Settlement From Custody. Do The Proposals Go Too
Byline: FRANCES MAGUIRE Target2-Securities would make use of, or link with, the Eurosystem Target2 platform, which goes live next November, to settle the cash legs of securities transactions and provide a single platform for central bank money settlement, for all euro-denominated securities and...
Tags: European Central Bank
Research articles 2006-12-01
SAS No. 92 — Auditing Derivatives and Securities
The ASB has voted to issue a final Statement on Auditing Standards SAS titled Auditing Derivative Instruments, Hedging Activities, and Investments in Securities that will help auditors plan and perform auditing procedures for financial statement assertions about derivative instruments, hedging activities, and investments in securities. The new standard is SAS...
Tags: Security, Auditing, SAS Institute, Financial Accounting Standards Board, ASB, Financial Accounting, Finance
White papers 2003-01-01
Securities And Exchange Commission Requires Exchange Listing Standards For Audit Committees
This article is focused on the Securities and Exchange Commission that introduces the new rules directing the national securities exchanges and national securities associations to prohibit the listing of any security of an issuer that does not comply with the audit committee requirements established by the Sarbanes-Oxley Act of 2002....
Tags: Audit, SEC, Standards, National Security, Sarbanes-Oxley, Regulatory Compliance, Financial Accounting, Regulations, Government, Finance, Human Resources, Policies And Procedures
White papers 2003-01-22
Less Is More: Securities Lending Revisited
Almost every institutional investor participates in a securities lending program, whether directly or indirectly. Although securities lending income typically constitutes no more than a few basis points at the total fund level, the dollar amount can be significant, and can often pay for a large portion of the expenses associated...
Tags: Income, Ennis Knupp & Associates, Security
White papers 2003-01-01
Business & Securities Litigator Vol. 14 No. 6
This special presents three articles. The first article is titled "Neither A Purchaser Nor A Seller Be: The California Supreme Court Recognizes A Common Law Fraud Cause Of Action Where Stockholders Simply Hold Their Shares ". The second article is "Director Independence Standards: SEC, NYSE And NASD Rules And Proposals"...
Tags: Article, Director, Litigation, Sarbanes-Oxley, Regulations, Security, Business Operations, Government, Financial Accounting, Finance
White papers 2003-06-01
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