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- Brazil: Foreign capital firms control in domestic finance.
- The Brazilian monetary council has given green light to foreign investors to firm the control in domestic financial companies. BBA Creditanstalt is to acquire 50% in the stock broker Icatu, Citibank wants to control 100% in Citibank stock broker, The Brazilian monetary...
- Research articles 1999-08-27
- Stock broker follows the Southwest Airlines business model
- Lon Dolber, president of American Portfolios, a financial services company in Holbrook, loves everything about the way Southwest Airlines does business. He flies with the carrier every opportunity he gets, appreciates it safety record and even likes its customer service policy.
- Research articles 2003-03-07
- Contract With Stock Broker
- Unless you are a stock broker yourself, you might need to hire a broker to handle your investments for you. Brokers are the people who work for brokerage houses and can buy and sell stock on the stock exchange. A lost of people wonder if they really need a broker....
- Tools & templates 2007-12-01
- Sample Stock Broker Resume
- This is the sample resume for applying for the post of stock broker. This template will provide you the relevant idea for preparing a sample stock broker's resume.
- Tools & templates 2008-01-01
Additional Resources
- Cranston, R.I., Stock Broker Fined in Sales Scheme.
- Knight Ridder/Tribune Business News Nov. 3--A Cranston stock broker was fined $10,000 and suspended for two years on charges that he urged customers to buy stock in risky companies without telling them negative information about those companies, and made improper predictions of returns. ...
- Research articles 1998-11-02
- Former CEO of Optical Cable Ordered to Pay Millions to Former Stock Broker.
- By Jeff Sturgeon, The Roanoke Times, Va. Knight Ridder/Tribune Business News Aug. 12--The former chief executive of Optical Cable Corp. in Roanoke County has been told to pay his former stock broker $35.1 million. The amount represents less than half...
- Research articles 2003-08-12
- Former Redlands, Calif., Stock Broker Is Suspended from Industry.(Originated from The Press-Enterprise, Riverside, Calif.)
- REDLANDS, Calif.--Mar. 4--A former stock broker in the Redlands office of PaineWebber has been effectively banned from the securities industry for six years after he was charged with trading in customers' accounts without their permission and recommending inappropriate investments. David...
- Research articles 1997-03-04
- Stock Broker from Buffalo, N.Y., Faces Charges.
- The Buffalo News, N.Y. Knight Ridder/Tribune Business News Jun. 24--Ted F. Cook, a Buffalo stock broker who worked for Legend Equities Corp., is facing charges from an industry group that he took a customer's $7,000 insurance payment and used the money for himself....
- Research articles 2002-06-24
- Dublin, Ohio, stock broker faces fraud charges.
- By Phil Porter, The Columbus Dispatch, Ohio Knight Ridder/Tribune Business News Aug. 14--A Dublin stock broker who specialized in small bank stocks has been charged with fraud by state and federal regulators. Bradley T. Smith, 56, who heads five Dublin companies,...
- Research articles 2004-08-14
- U.S. Bars Former California Stock Broker from Securities Industry.(Originated from Contra Costa Times, Walnut Creek, Calif.)
- Sep. 10--Federal regulators on Tuesday barred former East Bay stock broker Michael J. Oberholzer from the securities industry in a settlement accusing him of milking the investment accounts of four retired women to generate huge commissions for himself and his firm, Dean Witter Reynolds. ...
- Research articles 1997-09-10
- Stock Broker Resume
- This is a resume template for the post of stock broker. This template focuses employer's attention on candidate's latest, most relevant experience in detail and boldface makes it clean, crisp and visually appealing.
- Tools & templates 2009-01-01
- Former Stamford broker, attorney accused of insider trading by SEC. (Steve Glauberman, Eben Putnam Smith and others) (Securities and Exchange Commission)
- Former Stamford broker, attorney accused of insider trading by SEC NEW YORK UPI -- A former attorney for a prestigious law firm, a former stock broker and others were charged last week with illegally neeting more than $4.1 million in five years of Former Stamford...
- Research articles 1990-08-13
- Penson Financial Services, Inc. Now Providing Access to US Markets for Customers of Leading Indian Stock Brokerage
- DALLAS -- Penson Financial Services, Inc., the U.S. broker-dealer and clearing services subsidiary of Penson Worldwide, Inc. (NASDAQ: PNSN), announced today that it has begun providing access to U.S. stock and stock options markets for customers of ICICIDirect.com, the stock broker affiliate of India's second largest bank, ICICI Bank, under...
- Research articles 2007-11-07
- Investors Find Difficulty in Making Accusations against Stock Brokers.
- By Chris Serres, The News & Observer, Raleigh, N.C. Knight Ridder/Tribune Business News Jun. 25--When Walter Evans accused his stock broker of misconduct, the retired tree cutter imagined himself pleading his case before a jury of working folk who would feel sorry...
- Research articles 2002-06-25
- Outsiders named in Texscan manipulation. (stock manipulation of Texscan Corp.; Thomas Payne and Mark Malefant)
- Outsiders Named In Texscan Manipulation NEW YORK - The owner of a financial public relations firm and an Arizona stock broker were indicted in a scheme to manipulate the stock of Texscan Corp. Thomas Payne, chairman of Payne...
- Research articles 1991-05-06
- Look for a broker that will stick around.
- Jan 5, 2002 The Australian Financial Review ABIX via COMTEX -- Australian investors are advised to shop around for the right online stock broker in January 2002. Reliability and high quality advice and service are crucial. The broker offering the cheapest transactions may not...
- Research articles 2002-01-04
- Instinet entices local exchanges; Broker would be good fit for Archipelago, Merc.(Markets)
- Byline: KATE RYAN Electronic stock broker Instinet Group Inc. is for sale by parent Reuters Group plc, and two Chicago exchanges are among the potential bidders. Winning Instinet would be a nice diversification move for the Chicago Mercantile Exchange, but for...
- Research articles 2005-03-14
- Karan underwriters strongly recommend stock, but it falls. (Donna Karan International public offering)
- Underwriters for the Donna Karan International stock have recommended buying it, but the stock has fallen from its initial public offering price of $24 per share to $21 per share on Jul 24 1996. Stock broker agencies are still rating the stock as a strong buy for the long term....
- Research articles 1996-07-25
- Taking stock
- The high-tech stock market from America, Nasdaq, is coming to Edinburgh this week to launch its first major initiative aimed at wooing canny investors. The world's second biggest stock market is holding a Private Investors' Roadshow, in partnership with stock-broker Charles Schwab, to tempt sharebuyers to spread their...
- Research articles 1999-02-21
- Akron, Ohio-area residents file for arbitration against broker.
- By Jim Mackinnon, Akron Beacon Journal, Ohio Knight Ridder/Tribune Business News Sep. 17--Barbara Matuch and her husband, Wayne, say they don't like, or readily understand, high-risk investments. The same applies to retirees Ronald Revlock and Joe and Carol Mezquita. ...
- Research articles 2004-09-17
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