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- Provisions Of Sarbanes-Oxley Affecting Private Companies And Individuals
- From the executive summary: ‘Most provisions of the Sarbanes-Oxley Act apply only to public companies, but there are certain provisions that are of general application and extend beyond public companies. The paper summarizes certain provisions of the Act that apply to private companies and to individuals that are not officers,...
- White papers 2003-11-01
- Sarbanes-Oxley Section 403; Final Section 16 Rules
- The SEC adopted final rules to implement Section 403 of the Sarbanes-Oxley Act of 2002 (the "Act"). The SEC amended the Section 16 report forms to refer to the new, statutory deadline for filing a Form 4 and to reflect that Form 4 is no longer a monthly report. It...
- White papers 2002-08-27
- Sarbanes-Oxley Section 208(a); Final Rules On Auditor Independence
- On January 28, 2003, the Securities and Exchange Commission (the "SEC," or the "Commission") issued final rules pursuant to Section 208a of the Sarbanes-Oxley Act of 2002 (the "Act") designed to enhance auditor independence requirements. The article gives an overview of the newly adopted rules, prohibited non-audit services, permitted non-audit...
- White papers 2003-02-21
- Criminal Penalties For Altering Documents And Final Rule
- Section 802 of the Sarbanes-Oxley Act of 2002 (the "Act") created criminal penalties for altering documents by adding Sections 1519 and 1520 to Chapter 73 of Title 18 of the United States Code and directed the Securities and Exchange Commission (the "SEC" or the "Commission") to issue rules...
- White papers 2003-03-21
- Sarbanes-Oxley Section 306(A): Final Rules On Insider Trades During Pension Fund Blackout Periods
- In a release dated January 22, 2003, the Securities and Exchange Commission issued final rules implementing Section 306a of the Sarbanes-Oxley Act of 2002 (the "Act"). Section 306a of the Act, entitled "Prohibition of Insider Trading During Pension Fund Blackout Periods," expressly prohibits any director or executive officer of an...
- White papers 2003-04-09
- Sarbanes-Oxley Section 404, Final Rule Management's Report On Internal Control Over Financial Reporting; Sections 302 And 906, Certification Of Disclosure In Exchange Act Periodic Reports
- The Sarbanes-Oxley Act of 2002 ("the Act") directed the Securities and Exchange Commission ("SEC") to adopt rules requiring public companies to include in their annual filings a report of management on the effectiveness of the company's "internal control over financial reporting" ("internal controls"). This requirement, which, among other provisions of...
- White papers 2003-10-30
- Sarbanes-Oxley Act Summary
- This bulletin is one in a series on issues raised by the Sarbanes-Oxley Act of 2002, SEC regulations, stock exchange and other self-regulatory organization requirements, and other corporate governance initiatives. Provisions of the Act apply to both domestic and non-U.S. public issuers. A summary of the significant provisions of the...
- White papers 2002-08-07
- Sarbanes-Oxley Section 208(a); Final Rules on Auditors Independence
- This article is one in a series on issues raised by the Sarbanes-Oxley Act of 2002, SEC regulations, stock exchange and other self-regulatory organization requirements, and other corporate governance initiatives. On January 28, 2003, the Securities and Exchange Commission issued final rules pursuant to Section 208a of the Sarbanes-Oxley Act...
- White papers 2003-02-21
Additional Resources
- Transmission Alliance Hires Vinson & Elkins and Arthur Andersen
- AKRON, Ohio--BUSINESS WIRE--Jan. 7, 1999--The Transmission Alliance, a group of electric utility companies that have agreed to develop a proposal to form a regional transmission organization, announced that they have retained the law firm Vinson & Elkins as outside counsel and professional services firm Arthur Andersen as project manager. The...
- Research articles 1999-01-07
- Vinson & Elkins Expands Telecommunications Practice.
- (Washington, D.C.) May 6, 2003 - Vinson & Elkins announced today that five lawyers will join the firm's telecommunications practice in the Washington, D.C. office. Mark N. Lipp and Henry Rivera will join V&E as partners, Michael D. Berg and J. Thomas Nolan as Of Counsel, and Edgar Class III...
- Research articles 2003-05-07
- A new shingle. (Capital Watch).(five attorneys leave Shook Hardy & Bacon and move to Vinson & Elkins)(Brief Article)
- A quintet of communications attorneys have taken their clients and moved from Shook, Hardy & Bacon to Vinson & Elkins. The five: Former FCC Commissioner Henry Rivera, former FCC Allocations Branch Chief Mark Lipp, former NAB Associate General Counsel Michael Berg, Tom Nolan and Edgar Class....
- Research articles 2003-06-30
- OKC-based McAfee & Taft adds to staff
- Spencer F. Smith has joined the firm McAfee & Taft as a litigation associate. The graduate of OU and the University of Texas School of Law had served as an associate in the Austin office of Vinson & Elkins, where his practice included contract, administrative, tort and securities matters.
- Research articles 2004-12-08
- Vinson & Elkins, Bank Trio Remain in Lawsuit Filed by Enron Shareholders.
- By Mary Flood, Houston Chronicle Knight Ridder/Tribune Business News By Mary Flood, Houston Chronicle Knight Ridder/Tribune Business News
- Research articles 2003-03-13
- Enron may sue law firm for malpractice
- The Houston law firm Vinson & Elkins, which provided legal opinions for Enron and later reviewed the propriety of its own transactions, may find itself being sued for malpractice by Enron, several legal professors and lawyers said.
- Research articles 2002-01-31
- Houston Law Firm Vinson & Elkins Avoids Enron Onslaught.
- By Mary Flood, Houston Chronicle Knight Ridder/Tribune Business News By Mary Flood, Houston Chronicle Knight Ridder/Tribune Business News
- Research articles 2002-01-22
- Vinson & Elkins Attorneys Testify They Didn't Know All the Facts about Enron.
- By Julie Mason, Houston Chronicle Knight Ridder/Tribune Business News By Julie Mason, Houston Chronicle Knight Ridder/Tribune Business News
- Research articles 2002-03-15
- Shadow of Enron Debacle Falls on Houston Law Firm Vinson & Elkins.
- By Mark Curriden, The Dallas Morning News Knight Ridder/Tribune Business News By Mark Curriden, The Dallas Morning News Knight Ridder/Tribune Business News
- Research articles 2002-01-30
- Houston-Based Law Firm Vinson & Elkins Had Role in Fraud, Say Enron Foes.
- By Ralph K.M. Haurwitz, Austin American-Statesman, Texas Knight Ridder/Tribune Business News By Ralph K.M. Haurwitz, Austin American-Statesman, Texas Knight Ridder/Tribune Business News
- Research articles 2002-04-09
- NEW MOUNTAINS TO CLIMB: NEW PHENOMENA, MATERIALS AND TECHNOLOGIES FOR THE 21ST CENTURY, DALLAS, TEXAS, DECEMBER 5-7, 2002.
- Sponsored by: The University of Texas at Dallas, Vinson and Elkins LLP, Texas Nanotechnology Initiative Introduction: This conference celebrates Alan MacDiarmid's 75th birthday and brings together invited speakers who have pioneered the discovery Sponsored by: The University of Texas at Dallas, Vinson...
- Research articles 2002-11-18
- EC and DoJ Approval of the 3G Patent Platform
- Ky P Ewing, Jr, of counsel with Vinson & Elkins, Washington DC, acted as US counsel to the 3G Patent Platform Partnership of 19 mobile telecommunications companies. Below he explains the technological background and competition issues raised by Ky P Ewing, Jr, of counsel...
- Research articles 2003-03-10
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